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Ying Hu

Publications and source records attributed to Ying Hu.

At least 19 recordsLinked to original sources

Unbounded Dynamic Concave Utilities via BSDEs

The dynamic concave utility (or the dynamic convex risk measure) of an unbounded endowment is studied and represented as the value process in the unique solution of a backward stochastic differential equation (BSDE) with an unbounded terminal value, with the help of our recent existence and uniqueness results on unbounded solutions of scalar BSDEs whose generators have a linear, super-linear, sub-quadratic or quadratic growth. Moreover, the infimum in the dynamic concave utility is shown to be achieved in a well-chosen admissible set associated with the terminal value and the core function. The Fenchel-Legendre conjugates of convex functions, the de la Vallée-Poussin theorem, and Young's and Gronwall's inequalities constitute the main ingredients of the dual representation.

math.PR

A global stochastic maximum principle for forward-backward stochastic control systems with quadratic convex generator and unbounded terminal condition

In this paper, we study a stochastic optimal control problem for forward-backward stochastic control systems with quadratic convex generator and unbounded terminal condition, where the control domain is not necessarily convex. Due to the absence of bounded mean oscillation (BMO) martingales approach, we introduce a new probability measure, under which all subsequent analysis is then carried out under this new measure. Finally, by means of a new approach to the derivation of the adjoint equations, a global stochastic maximum principle is established.

math.OC

Sharp propagation of chaos for mean-field backward stochastic differential equations

We study propagation of chaos for decoupled mean-field forward-backward stochastic differential equations whose generators depend on the empirical laws of the forward states, backward values and diagonal martingale integrands. Under monotonicity and Lipschitz assumptions, synchronous coupling gives quantitative estimates, including an $m$-particle squared Wasserstein bound of order $m/n$ for a system of $n$ particles interacting through finitely many statistics. In the Markovian setting, assuming a sufficiently regular classical decoupling field, we obtain two sharp refinements. For constant invertible diffusion and first-order cancellation of the field's measure dependence along the limiting law flow, the squared Wasserstein error is of order $m^2/n^2$, on continuous-path space for the values and on $L^2$ for the diagonal integrands. Without imposing this cancellation, smooth weak errors have order $n^{-1}$ for every fixed marginal, allowing variable and possibly degenerate diffusion. The weak estimate is uniform on a fixed time interval for the values and integrated in time for the integrands. The argument compares the interacting BSDE with an empirical evaluation of the decoupling field, retaining the full martingale representation and controlling feedback through both backward laws. It yields a joint-path Wasserstein transfer bound with intrinsic squared error $m/n^2$, off-diagonal integrand estimates, and a weak-error transfer principle with additive error $n^{-1}$. Explicit models with feedback through both backward laws verify the cancellation assumptions. Examples distinguish the intrinsic backward error from the forward law error and establish matching lower bounds for each backward component.

math.PR

Anisotropic dynamical reconstruction of quantum geometry in quenched Chern insulators

Under unitary dynamics, the Chern number of an evolving quantum state remains conserved even when a quench drives the Hamiltonian across a topological phase transition. In sharp contrast, we reveal an anisotropic dynamical reconstruction of the quantum metric. Following a sudden quench in a two-dimensional Chern insulator, the metric develops a principal frame in which one eigenvalue grows in time whereas the other remains nearly unchanged. At long times, the associated axes align with the energy-gradient direction and the tangent direction of the constant-energy contours of the post-quench Hamiltonian, respectively. This dynamically selected frame is distinct from that of the static post-quench ground-state metric. We identify momentum-dependent relative dynamical phases as its origin: they enhance the distinguishability of neighboring states separated along the energy-gradient direction, while states along an equal-energy contour remain nearly phase locked. Consequently, local and global metric observables acquire characteristic long-time signatures of the post-quench Hamiltonian. Our results establish a nonequilibrium mechanism by which coherent dynamics reorganizes quantum geometry, suggesting new possibilities for its dynamical control.

quant-ph

Backward doubly stochastic differential equations with or without reflection under weak conditions

In this paper, we study the solvability of backward doubly stochastic differential equations (BDSDEs, for short), both with and without reflection, under weak conditions on the generator. First, when the generator $f$ is of general growth in $y$ and linear growth in $z$, we establish the existence, uniqueness, comparison principle, and the existence of maximal solutions. Second, when $f$ is of linear growth in $y$ and quadratic growth in $z$ with bounded terminal value, we prove the existence, uniqueness, and comparison principle. Finally, when $f$ is of general growth in $y$ and quadratic growth in $z$ with bounded terminal value, we prove the existence of maximal solutions.

math.PR

QIRF Quantum-Inspired Non-Orthogonal Function-Space Compression for 3D Gaussian Splatting

3D Gaussian Splatting (3DGS) achieves high-quality real-time rendering by representing a scene with a large collection of anisotropic Gaussian primitives. However, complex scenes often require millions of Gaussians, resulting in substantial storage and rendering costs. Existing compression methods mainly reduce redundancy through primitive-wise pruning, attribute quantization, clustering, or neural coding, while redundancy caused by strongly overlapping and non-orthogonal Gaussian basis functions remains largely unexplored. We present QIRF, a quantum-inspired non-orthogonal function-space compression method for 3D Gaussian Splatting. QIRF models neighboring Gaussian primitives as a local non-orthogonal basis and formulates primitive reduction as a subspace-aware selection problem. Specifically, an analytic Gaussian overlap matrix and a radiance-response density matrix are constructed to characterize functional redundancy and rendering relevance. Generalized eigendecomposition is then used to identify the dominant local subspace and select representative Gaussian primitives. An RRDM-based response model and detail-aware safeguarding further preserve visually important high-frequency structures under aggressive pruning. Experiments on 13 scenes from Mip-NeRF 360, Tanks and Temples, and Deep Blending show that QIRF reduces the Gaussian count and raw PLY storage by 71.7 percent on average, corresponding to approximately 3.54 times compression, while maintaining reconstruction quality comparable to 3DGS and achieving a marginal average PSNR improvement of 0.10 dB. QIRF also improves the average rendering speed over 3DGS by 34.3 percent. These results suggest that non-orthogonal function-space redundancy is an important yet underexplored source of representational redundancy in explicit Gaussian radiance fields.

cs.CV

Toroidal 3-manifolds have circularly orderable fundamental groups

In this article we prove that toroidal 3-manifolds have circularly-orderable fundamental groups by showing that they admit finite cyclic covers with left-orderable fundamental groups. These covers are also not L-spaces and often admit co-orientable taut foliations, as predicted by the L-space conjecture. As a consequence, we verify a conjecture of Ba and Clay, which characterises graph manifolds with circularly-orderable fundamental groups.

math.GT

Telling stories, making Hanzi: AI-assisted co-creation with elderly migrants in urban China

This paper explores how older migrants in urban China can record stories that everyday language and design often miss. We ran two co-creation workshops with 10 elders. Activities combined oral storytelling, facilitator-mediated AI assistance, and hand-making. Large language models proposed candidate glyphs through a facilitator. Participants crafted new Hanzi to hold their stories. The resulting characters served as memory anchors for later sharing and retelling. Our interpretive analysis shows heterogeneity and adaptive capacity among participants. Participants experienced AI as a creative initiator that lowered barriers to expression and making, especially for those with lower digital literacy. The work challenges homogenizing assumptions about older adults and the presumption of uniform capacities and needs. We contribute a workshop framework that positions AI as a backstage facilitator. We also offer insights on engaging older migrants as sources of community memory and situated cultural knowledge within inclusive urban systems.

cs.HC

Large-scale array of squeezed light and synchronization using atomic vapor

Quantum light sources such as squeezed light are essential for quantum information science and technologies, but the scalable production of multiple beams of them remains a challenge. Here,we experimentally demonstrate a novel approach to the generation of a large spatial array of polarization-squeezed light beams via atomic-coherence-enhanced nonlinear optical processes using a single atomic vapor cell. Unlike schemes based on independent squeezing generators, the squeezing dynamics of each channel here are governed by a common collective ground-state atomic coherence, produced by all input beams, homogenized by the thermal motion of the atoms, and protected against wall collisions by a paraffin coating. Consequently, the optical states of all channelsare coupled and regulated by each other via the moving atoms, leading to synchronization behavior.We realized a 30-beam array of polarization squeezed state with 2.03 dB of squeezing, experimentally verified the synchronization, and observed improved purity of the squeezed state as well as the system response to perturbations when the size of the array increases. This work provides a pathway towards scalable high-performance quantum light sources for applications in precision measurement, quantum imaging and quantum information processing.

quant-ph

GLEAM: A Multimodal Imaging Dataset and HAMM for Glaucoma Classification

We propose glaucoma lesion evaluation and analysis with multimodal imaging (GLEAM), the first publicly available tri-modal glaucoma dataset comprising scanning laser ophthalmoscopy fundus images, circumpapillary OCT images, and visual field pattern deviation maps, annotated with four disease stages, enabling effective exploitation of multimodal complementary information and facilitating accurate diagnosis and treatment across disease stages. To effectively integrate cross-modal information, we propose hierarchical attentive masked modeling (HAMM) for multimodal glaucoma classification. Our framework employs hierarchical attentive encoders and light decoders to focus cross-modal representation learning on the encoder.

eess.IV

From flat to narrow bands: Engineering quantum emission in a one-dimensional Lieb lattice

We develop a comprehensive theoretical framework that unifies quantum emission dynamics in one-dimensional Lieb lattices, bridging the gap between ideal flat-band coherence and realistic narrow-band dissipation. By coupling an emitter to sublattices with finite flat-band wavefunction overlap, we activate a collective, size-independent interaction fundamentally distinct from dispersive-band processes. Controllably breaking lattice symmetry transforms the flat band into a narrow dispersive band, enabling a continuous crossover from non-Markovian to Markovian dynamics governed by the competition between coupling strength and engineered bandwidth. Crucially, we derive explicit scaling laws that provide a quantitative blueprint for tuning spontaneous emission from coherent trapping to Markovian decay. Our work provides a unified framework that connects idealized flat-band physics to emerging narrow-band platforms such as moir$\rm\acute{e}$ photonic crystals, offering a practical toolkit for interpreting experiments and engineering quantum emission in structured photonic environments.

physics.optics

AnalogMaster: Large Language Model-based Automated Analog IC Design Framework from Image to Layout

Design automation has the potential to substantially improve the efficiency of analog integrated circuit (IC) design. However, existing algorithms and tools typically focus on individual stages, such as device sizing, placement, or routing, and still require significant manual intervention to complete the full design flow. While large language models (LLMs) have recently demonstrated remarkable success in automating digital IC design workflows, these advances cannot be directly transferred to analog IC design. Key challenges include strongly coupled performance metrics, the predominance of unstructured circuit schematic images, and the fact that most prior approaches address only isolated stages of the analog design process, limiting their ability to capture end-to-end performance impact. To address these challenges, we propose AnalogMaster, an extensible, LLM-based framework that enables end-to-end automation of analog IC design through a unified pipeline spanning circuit image-to-netlist generation, parameter optimization, placement, and routing. AnalogMaster integrates a joint reasoning mechanism that leverages in-context learning and intent reasoning to achieve accurate and robust image-to-netlist conversion. A parameter search agent integrating self-enhanced prompt engineering and context truncation is developed for effective device sizing and downstream physical design. Experimental evaluations on 15 representative circuits with varying levels of complexity demonstrate strong and consistent performance across multiple models. In particular, GPT-5 achieves success rates of 92.9% and 99.9% on Pass@1 and Pass@5, respectively. These results validate the effectiveness and robustness of the proposed framework and establish a practical paradigm for applying LLMs to full-stack analog IC design automation.

cs.AR

Slope detection and toroidal 3-manifolds

The $L$-space conjecture asserts the equivalence, for prime 3-manifolds, of three properties: not being an $L$-space, having a left-orderable fundamental group, and admitting a co-oriented taut foliation. We investigate these properties for toroidal $3$-manifolds using various notions of slope detection. Our main technical result gives sufficient conditions for certain slopes on the boundaries of rational homology solid tori to be detected by left-orders, foliations, and Heegaard Floer homology, using Thurston's universal circle actions, Li's result on laminar branched surfaces, and Rasmussen-Rasmussen's result on L-space intervals, respectively. This leads to a proof that toroidal integer homology spheres have left-orderable fundamental groups, as predicted by the $L$-space conjecture. It also allows us to show that the cyclic branched covers of prime satellite knots are not $L$-spaces and have left-orderable fundamental groups, as conjectured by Gordon and Lidman. Similarly we show that a cyclic branched cover of a satellite knot admits a co-oriented taut foliation when it has a fibred companion. A partial extension of these results to toroidal links leads to a proof that prime quasi-alternating links are either hyperbolic or $(2, m)$-torus links, which generalises Menasco's classical theorem that non-split alternating links are either hyperbolic or $(2, m)$-torus links.

math.GT

Dissipation-induced Nonlinear Topological Gear Switching

Nonlinear interaction enables topological phenomena impossible in linear systems. A paradigm is nonlinear Thouless pump, where the transport of solitons can be topologically quantized even when band occupation is nonuniform. Such nonlinear quantization traditionally requires a time-periodic Hamiltonian with static nonlinearity and, much as in the linear case, is inherently independent of pumping speed. Instead, we demonstrate a dissipation-induced topological gear switching, where quantized soliton transport can be switched on and off via the adiabatic pumping speed itself. This phenomenon has no counterpart in prior conservative nonlinear pumps, nor in linear non-Hermitian pumps. Crucially, quantization here no longer requires a time-periodic nonlinear Hamiltonian; it stems from a genuinely non-equilibrium mechanism captured by an effective conservative model whose \textit{nonlinearity varies aperiodically in time}. Remarkably, a quantized nonlinear transport can be induced even when this nonlinear aperiodic driving is such that the system is pumped from the linear to nonlinear regimes. Our results open a route toward nonequilibrium nonlinear topological matter, where topological effect is dynamically reconfigurable via time-varying nonlinearities, with experimental implications for photonic, atomic, or superconducting platforms and beyond.

cond-mat.quant-gas

Detecting Complex-Energy Braiding Topology in a Dissipative Atomic Simulator with Transformer-Based Geometric Tomography

Machine learning (ML) is shaping our exploration of topological matter, whose existence is inherently tied to the geometry of quantum states or energy spectra. In non-Hermitian systems, distinctive spectral geometry can lead to topological braiding of complex-energy bands, yet directly probing this topology-geometry interplay remains challenging. Here, we introduce a Transformer-based ML framework to capture this interplay and experimentally demonstrate it in a dissipative cold-atom simulator. Using a Bose-Einstein condensate, we engineer tunable dissipative two-level systems whose complex eigenenergies form braids. Owing to the density-dependent dissipation, the instantaneous energy braids exhibit topologically distinct structures at short and long times. The Transformer not only accurately predicts topological invariants for diverse energy braids but also, through its self-attention mechanism, autonomously highlights band crossings as the governing underlying geometric feature. Our work paves the way for ML-guided exploration of non-Hermitian topological phases in cold atoms and beyond.

cond-mat.quant-gas

An Interpretable and Stable Framework for Sparse Principal Component Analysis

Sparse principal component analysis (SPCA) addresses the poor interpretability and variable redundancy often encountered by principal component analysis (PCA) in high-dimensional data. However, SPCA typically imposes uniform penalties on variables and does not account for differences in variable importance, which may lead to unstable performance in highly noisy or structurally complex settings. We propose SP-SPCA, a method that introduces a single equilibrium parameter into the regularization framework to adaptively adjust variable penalties. This modification of the L2 penalty provides flexible control over the trade-off between sparsity and explained variance while maintaining computational efficiency. Simulation studies show that the proposed method consistently outperforms standard sparse principal component methods in identifying sparse loading patterns, filtering noise variables, and preserving cumulative variance, especially in high-dimensional and noisy settings. Empirical applications to crime and financial market data further demonstrate its practical utility. In real data analyses, the method selects fewer but more relevant variables, thereby reducing model complexity while maintaining explanatory power. Overall, the proposed approach offers a robust and efficient alternative for sparse modeling in complex high-dimensional data, with clear advantages in stability, feature selection, and interpretability

stat.ML

Solvability of BSDEs with possibly unbounded stochastic coefficients on a general weighted $L^p$ space

This paper is devoted to solving a multidimensional backward stochastic differential equation (BSDE for short) with a general random terminal time $τ$ taking values in $[0,+\infty]$. The generator $g$ of such BSDE satisfies a stochastic monotonicity condition in the state variable $y$ and a stochastic Lipschitz condition in the state variable $z$ with possibly unbounded stochastic coefficients $μ_\cdot\in\R$ and $ν_\cdot\in\R_+$ satisfying $\int_0^τ(|μ_t|+ν^2_t) {\rm d}t<+\infty$, along with a very general growth in $y$ that is more easily verified and weaker than existing ones. Let $p>1$ be a given constant and $ρ_\cdot\geq μ_\cdot+\fracθ{2[1\wedge(p-1)]}ν_\cdot^2$ be a given real-valued process for some constant $θ>1$ such that $\int_0^τ|ρ_t|{\rm d}t<+\infty$. In a general weighted $L^p$ space with a weighted factor $e^{\int_0^t ρ_r{\rm d}r}$, we establish an existence and uniqueness result for the adapted solution of previous BSDE when the terminal value satisfies an associated weighted integrability condition, broadening the scope of the process $ρ_\cdot$ in the weighted factor and thereby unifying and strengthening some corresponding existing results obtained in \citet{DarlingandPardoux1997}, \citet{Briand2003}, \citet{LiFan2024SD} and \citet{Li2025}. Some innovative ideas are presented in order to address the general weighted space and the very general growth condition. As applications, we prove the existence of viscosity solutions for parabolic and elliptic PDEs linked with previous BSDEs under some general assumptions on their nonlinear terms, and establish a dual representation of an unbounded dynamic concave utility defined on a general weighted $L^p$ space via the weighted $L^p$ solutions of previous BSDEs.

math.PR

SPPCSO: Adaptive Penalized Estimation Method for High-Dimensional Correlated Data

With the rise of high-dimensional correlated data, multicollinearity poses a significant challenge to model stability, often leading to unstable estimation and reduced predictive accuracy. This work proposes the Single-Parametric Principal Component Selection Operator (SPPCSO), an innovative penalized estimation method that integrates single-parametric principal component regression and $L_{1}$ regularization to adaptively adjust the shrinkage factor by incorporating principal component information. This approach achieves a balance between variable selection and coefficient estimation, ensuring model stability and robust estimation even in high-dimensional, high-noise environments. The primary contribution lies in addressing the instability of traditional variable selection methods when applied to high-noise, high-dimensional correlated data. Theoretically, our method exhibits selection consistency and achieves a smaller estimation error bound compared to traditional penalized estimation approaches. Extensive numerical experiments demonstrate that SPPCSO not only delivers stable and reliable estimation in high-noise settings but also accurately distinguishes signal variables from noise variables in group-effect structured data with highly correlated noise variables, effectively eliminating redundant variables and achieving more stable variable selection. Furthermore, SPPCSO successfully identifies disease-associated genes in gene expression data analysis, showcasing strong practical value. The results indicate that SPPCSO serves as an ideal tool for high-dimensional variable selection, offering an efficient and interpretable solution for modeling correlated data.

stat.ML