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You Zuo

Publications and source records attributed to You Zuo.

6 recordsLinked to original sources

Sparse Coverage: Semantic Center Representations for Patent Prior-Art Retrieval

Patent prior-art retrieval is a recall-oriented search task over long and highly structured technical documents. Dense retrieval improves semantic matching, but single-vector representations may compress multiple technical components, functions, and constraints into a single embedding. We propose Sparse Coverage, an unsupervised semantic retrieval framework that maps local span embeddings to a sparse vocabulary of embedding-space centers. The centers are selected with a coverage-oriented k-center objective, and spans activate nearby centers to produce sparse representations compatible with inverted-index retrieval. Experiments on CLEF-IP 2013 show that Sparse Coverage matches or exceeds the document-level recall of strong dense patent encoders in several configurations, while remaining competitive for passage-level retrieval. By combining local semantic evidence with sparse inverted-index search, Sparse Coverage provides an effective first-stage retrieval approach for patent search.

cs.IR

Asymmetric Within-Document Predictive Learning for Scientific Document Representation

We study predictive pretraining for scientific document representation using the discourse structure of papers. We propose SciJEPA, a citation-free framework that learns through asymmetric within-document prediction: title and abstract representations are used to predict method representations, and method representations are used to predict conclusion representations. Experiments on RELISH, high-influence citation, SciDocs, and cite prediction show that plain predictive training is viable but weaker than a controlled contrastive baseline using the same section pairs. Adding Sliced Isotropic Gaussian Regularization (SIGReg) substantially improves performance and narrows this gap. The effect of regularization is task-dependent: moderate SIGReg helps fine-grained ranking, while stronger regularization can weaken local alignment. We further show that different encoding branches support different retrieval regimes. These results position within-document predictive learning as a promising citation-free complement for scientific document representation, provided that embedding geometry is carefully controlled.

cs.CL

Citation-Driven Multi-View Training for Patent Embeddings: QaECTER and Sophia-Bench

Patent retrieval underpins critical decisions in innovation, examination, and IP strategy, yet progress has been hampered by the absence of benchmarks that reflect the diversity of real world search scenarios. We address this gap with two contributions. First, we introduce Sophiabench, a large-scale patent retrieval benchmark comprising 10,000 queries and 75,000 corpus documents stratified across ten years, eight IPC technology sections, and twelve filing jurisdictions. Unlike prior benchmarks, Sophia-bench tests retrieval using 12 different query types-from structured patent fields to AI-generated summaries-and evaluates results against citation-based ground truth enhanced with a novel domain-relevance metric (InScope). Together, these enable systematic measurement of how well models perform across query types, technology domains, and jurisdictions. Second, we introduce QaECTER, a 344M-parameter embedding model trained on patent citation graphs and multi-view self-alignment. Despite its compact size, QaECTER establishes a new state of the art for patent retrieval. It outperforms the \#1 model on the English retrieval text embedding benchmark (RTEB), a model 23x larger, as well as all existing patent specific models across every query type, IPC section, and jurisdiction on Sophia-bench, with gains of up to 7.2% average NDCG@10 over the next-best model. These results are confirmed on an independent external benchmark, where QaECTER surpasses all prior models without requiring task-specific instruction prompts. Both the benchmark and the model are designed for practical deployment in large-scale patent search systems.

cs.IR

Patent Representation Learning via Self-supervision

We study self-supervised patent representation learning with contrastive objectives. A standard baseline constructs positives by encoding the same text twice under independent dropout masks, but applying this recipe to long, structured patent documents requires careful calibration. We show that dropout-only training can be substantially strengthened by tuning temperature and dropout rate, yet its best configuration is evaluation-dependent and does not transfer uniformly from title--abstract retrieval to claim-to-disclosure retrieval. We propose mixed dropout--section positives, a patent-specific view construction strategy in which each positive pair links the title--abstract view of a patent either to a dropout re-encoding of itself or to another section of the same patent, such as claims, summary, background, drawings, or description. This uses patent-internal structure as a training-time signal without IPC labels, citations, or relevance annotations. We evaluate on graded EPO search-report retrieval, DAPFAM, a recently proposed family-level patent retrieval benchmark, and IPC subclass classification. Section-based positives improve over calibrated dropout-only and generic title--abstract augmentation baselines, are competitive with citation-informed patent encoders and a general-purpose embedding model, and perform strongly on the out-of-domain split of DAPFAM. Additional cross-section alignment diagnostics show that section-pair training improves compatibility among abstracts, claims, and descriptions of the same invention. These results indicate that patent sections provide effective self-supervised positive views for learning dense patent representations.

cs.CL

PatentEval: Understanding Errors in Patent Generation

In this work, we introduce a comprehensive error typology specifically designed for evaluating two distinct tasks in machine-generated patent texts: claims-to-abstract generation, and the generation of the next claim given previous ones. We have also developed a benchmark, PatentEval, for systematically assessing language models in this context. Our study includes a comparative analysis, annotated by humans, of various models. These range from those specifically adapted during training for tasks within the patent domain to the latest general-purpose large language models (LLMs). Furthermore, we explored and evaluated some metrics to approximate human judgments in patent text evaluation, analyzing the extent to which these metrics align with expert assessments. These approaches provide valuable insights into the capabilities and limitations of current language models in the specialized field of patent text generation.

cs.CL

Technological taxonomies for hypernym and hyponym retrieval in patent texts

This paper presents an automatic approach to creating taxonomies of technical terms based on the Cooperative Patent Classification (CPC). The resulting taxonomy contains about 170k nodes in 9 separate technological branches and is freely available. We also show that a Text-to-Text Transfer Transformer (T5) model can be fine-tuned to generate hypernyms and hyponyms with relatively high precision, confirming the manually assessed quality of the resource. The T5 model opens the taxonomy to any new technological terms for which a hypernym can be generated, thus making the resource updateable with new terms, an essential feature for the constantly evolving field of technological terminology.

cs.CL