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Yu He

Publications and source records attributed to Yu He.

At least 109 records · Page 6Linked to original sources

Towards Label-Only Membership Inference Attack against Pre-trained Large Language Models

Membership Inference Attacks (MIAs) aim to predict whether a data sample belongs to the model's training set or not. Although prior research has extensively explored MIAs in Large Language Models (LLMs), they typically require accessing to complete output logits (\ie, \textit{logits-based attacks}), which are usually not available in practice. In this paper, we study the vulnerability of pre-trained LLMs to MIAs in the \textit{label-only setting}, where the adversary can only access generated tokens (text). We first reveal that existing label-only MIAs have minor effects in attacking pre-trained LLMs, although they are highly effective in inferring fine-tuning datasets used for personalized LLMs. We find that their failure stems from two main reasons, including better generalization and overly coarse perturbation. Specifically, due to the extensive pre-training corpora and exposing each sample only a few times, LLMs exhibit minimal robustness differences between members and non-members. This makes token-level perturbations too coarse to capture such differences. To alleviate these problems, we propose \textbf{PETAL}: a label-only membership inference attack based on \textbf{PE}r-\textbf{T}oken sem\textbf{A}ntic simi\textbf{L}arity. Specifically, PETAL leverages token-level semantic similarity to approximate output probabilities and subsequently calculate the perplexity. It finally exposes membership based on the common assumption that members are `better' memorized and have smaller perplexity. We conduct extensive experiments on the WikiMIA benchmark and the more challenging MIMIR benchmark. Empirically, our PETAL performs better than the extensions of existing label-only attacks against personalized LLMs and even on par with other advanced logit-based attacks across all metrics on five prevalent open-source LLMs.

cs.CR↗

ResoFilter: Fine-grained Synthetic Data Filtering for Large Language Models through Data-Parameter Resonance Analysis

Large language models (LLMs) have shown remarkable effectiveness across various domains, with data augmentation methods utilizing GPT for synthetic data generation becoming prevalent. However, the quality and utility of augmented data remain questionable, and current methods lack clear metrics for evaluating data characteristics. To address these challenges, we propose ResoFilter, a novel method that integrates models, data, and tasks to refine datasets. ResoFilter leverages the fine-tuning process to obtain Data-Parameter features for data selection, offering improved interpretability by representing data characteristics through model weights. Our experiments demonstrate that ResoFilter achieves comparable results to full-scale fine-tuning using only half the data in mathematical tasks and exhibits strong generalization across different models and domains. This method provides valuable insights for constructing synthetic datasets and evaluating high-quality data, offering a promising solution for enhancing data augmentation techniques and improving training dataset quality for LLMs. For reproducibility, we will release our code and data upon acceptance.

cs.CL↗

An Addressable and Tunable Module for Donor-based Scalable Silicon Quantum Computing

Donor-based spin qubit offers a promising silicon quantum computing route for building large-scale qubit arrays, attributed to its long coherence time and advancements in nanoscale donor placement. However, the state-of-the-art device designs face scalability challenges, notably in achieving tunable two-qubit coupling and ensuring qubit addressability. Here, we propose a surface-code-compatible architecture, where each module has both tunable two-qubit gates and addressable single-qubit gates by introducing only a single extra donor in a pair of donors. We found that to compromise between the requirement of tunability and that of addressability, an asymmetric scheme is necessary. In this scheme, the introduced extra donor is strongly tunnel-coupled to one of the donor spin qubits for addressable single-qubit operation, while being more weakly coupled to the other to ensure the turning on and off of the two-qubit operation. The fidelity of single-qubit and two-qubit gates can exceed the fault-tolerant threshold in our design. Additionally, the asymmetric scheme effectively mitigates valley oscillations, allowing for engineering precision tolerances up to a few nanometers. Thus, our proposed scheme presents a promising prototype for large-scale, fault-tolerant, donor-based spin quantum processors.

cond-mat.mes-hall↗

Facility Location Games with Scaling Effects

We take the classic facility location problem and consider a variation, in which each agent's individual cost function is equal to their distance from the facility multiplied by a scaling factor which is determined by the facility placement. In addition to the general class of continuous scaling functions, we also provide results for piecewise linear scaling functions which can effectively approximate or model the scaling of many real world scenarios. We focus on the objectives of total and maximum cost, describing the computation of the optimal solution. We then move to the approximate mechanism design setting, observing that the agents' preferences may no longer be single-peaked. Consequently, we characterize the conditions on scaling functions which ensure that agents have single-peaked preferences. Under these conditions, we find a characterization of continuous, strategyproof, and anonymous mechanisms, and compute the total and maximum cost approximation ratios achievable by these mechanisms.

cs.GT↗

SVFAP: Self-supervised Video Facial Affect Perceiver

Video-based facial affect analysis has recently attracted increasing attention owing to its critical role in human-computer interaction. Previous studies mainly focus on developing various deep learning architectures and training them in a fully supervised manner. Although significant progress has been achieved by these supervised methods, the longstanding lack of large-scale high-quality labeled data severely hinders their further improvements. Motivated by the recent success of self-supervised learning in computer vision, this paper introduces a self-supervised approach, termed Self-supervised Video Facial Affect Perceiver (SVFAP), to address the dilemma faced by supervised methods. Specifically, SVFAP leverages masked facial video autoencoding to perform self-supervised pre-training on massive unlabeled facial videos. Considering that large spatiotemporal redundancy exists in facial videos, we propose a novel temporal pyramid and spatial bottleneck Transformer as the encoder of SVFAP, which not only largely reduces computational costs but also achieves excellent performance. To verify the effectiveness of our method, we conduct experiments on nine datasets spanning three downstream tasks, including dynamic facial expression recognition, dimensional emotion recognition, and personality recognition. Comprehensive results demonstrate that SVFAP can learn powerful affect-related representations via large-scale self-supervised pre-training and it significantly outperforms previous state-of-the-art methods on all datasets. Code is available at https://github.com/sunlicai/SVFAP.

cs.CV↗

Is Difficulty Calibration All We Need? Towards More Practical Membership Inference Attacks

The vulnerability of machine learning models to Membership Inference Attacks (MIAs) has garnered considerable attention in recent years. These attacks determine whether a data sample belongs to the model's training set or not. Recent research has focused on reference-based attacks, which leverage difficulty calibration with independently trained reference models. While empirical studies have demonstrated its effectiveness, there is a notable gap in our understanding of the circumstances under which it succeeds or fails. In this paper, we take a further step towards a deeper understanding of the role of difficulty calibration. Our observations reveal inherent limitations in calibration methods, leading to the misclassification of non-members and suboptimal performance, particularly on high-loss samples. We further identify that these errors stem from an imperfect sampling of the potential distribution and a strong dependence of membership scores on the model parameters. By shedding light on these issues, we propose RAPID: a query-efficient and computation-efficient MIA that directly \textbf{R}e-lever\textbf{A}ges the original membershi\textbf{P} scores to m\textbf{I}tigate the errors in \textbf{D}ifficulty calibration. Our experimental results, spanning 9 datasets and 5 model architectures, demonstrate that RAPID outperforms previous state-of-the-art attacks (e.g., LiRA and Canary offline) across different metrics while remaining computationally efficient. Our observations and analysis challenge the current de facto paradigm of difficulty calibration in high-precision inference, encouraging greater attention to the persistent risks posed by MIAs in more practical scenarios.

cs.CR↗

A global regularity theory for shpere-valued fractional harmonic maps

In this paper we consider sphere-valued stationary/minimizing fractional harmonic mappings introduced in recent years by several authors, especially by Millot-Pegon-Schikorra \cite{Millot-Pegon-Schikorra-2021-ARMA} and Millot-Sire \cite{Millot-Sire-15}. Based on their rich partial regularity theory, we establish a quantitative stratification theory for singular sets of these mappings by making use of the quantitative differentiation approach of Cheeger-Naber \cite{Cheeger-Naber-2013-CPAM}, from which a global regularity estimates follows.

math.AP↗

Scalable Model Editing via Customized Expert Networks

Addressing the issues of hallucinations and outdated knowledge in large language models is critical for their reliable application. Model Editing presents a promising avenue for mitigating these challenges in a cost-effective manner. However, existing methods often suffer from unsatisfactory generalization and unintended effects on non-edited samples. To overcome these limitations, we introduce a novel approach: Scalable Model Editing via Customized Expert Networks (SCEN), which is a two-stage continuous training paradigm. Specifically, in the first stage, we train lightweight expert networks individually for each piece of knowledge that needs to be updated. Subsequently, we train a corresponding indexing neuron for each expert to control the activation state of that expert. We conducted a series of experiments on the ZsRE and Hallucination benchmarks by tuning the advanced open-source LLM, Llama2, achieving state-of-the-art results compared to current mainstream methods. Our code is available at https://github.com/TAL-auroraX/SCEN.

cs.CL↗

Contrasting electron-phonon interaction between electron- and hole-doped cuprates

Spin- and charge-lattice interactions are potential key factors in the microscopic mechanism of high-temperature superconductivity in cuprates. Although both interactions can dramatically shape the low-energy electronic structure, their phenomenological roles in superconductivity are usually investigated independently. Employing angle-resolved photoemission spectroscopy, we reveal the spectroscopic fingerprint of short-range antiferromagnetic order in conjunction with enhanced electron-phonon interaction in the electron-doped cuprate superconductor $\mathrm{Nd_{1.85}Ce_{0.15}CuO_4}$. The observed mode coupling exhibits a strong momentum dependence that is in striking contrast to the node-antinode dichotomy previously observed in the hole-doped cuprates. Our results reveal an intimate relationship between electron-phonon coupling and antiferromagnetic fluctuations, which collectively sets the stage for unconventional superconductivity in the electron-doped cuprates.

cond-mat.supr-con↗

$R^3$-NL2GQL: A Model Coordination and Knowledge Graph Alignment Approach for NL2GQL

While current tasks of converting natural language to SQL (NL2SQL) using Foundation Models have shown impressive achievements, adapting these approaches for converting natural language to Graph Query Language (NL2GQL) encounters hurdles due to the distinct nature of GQL compared to SQL, alongside the diverse forms of GQL. Moving away from traditional rule-based and slot-filling methodologies, we introduce a novel approach, $R^3$-NL2GQL, integrating both small and large Foundation Models for ranking, rewriting, and refining tasks. This method leverages the interpretative strengths of smaller models for initial ranking and rewriting stages, while capitalizing on the superior generalization and query generation prowess of larger models for the final transformation of natural language queries into GQL formats. Addressing the scarcity of datasets in this emerging field, we have developed a bilingual dataset, sourced from graph database manuals and selected open-source Knowledge Graphs (KGs). Our evaluation of this methodology on this dataset demonstrates its promising efficacy and robustness.

cs.CL↗

Antiferromagnetic order in a layered magnetic topological insulator MnBi$_2$Se$_4$ probed by resonant soft x-ray scattering

The quasi-two-dimensional magnetic topological insulator MnBi$_2$Se$_4$, stabilized via non-equilibrium molecular beam epitaxy, is investigated by resonant soft x-ray scattering. Kiessig fringes are observed, confirming a high sample quality and a thin film thickness of 10 septuple layers ($\sim$13 nm). An antiferromagnetic Bragg peak is observed at the structurally forbidden reflection, whose magnetic nature is validated by studying its temperature, energy, and polarization dependence. Through a detailed analysis, an A-type antiferromagetic order with in-plane moments is implied. This alternative spin structure in MnBi$_2$Se$_4$, in contrast to the Ising antiferromagnetic states in other magnetic topological insulators, might be relevant for hosting new topological states.

cond-mat.str-el↗

FedCAda: Adaptive Client-Side Optimization for Accelerated and Stable Federated Learning

Federated learning (FL) has emerged as a prominent approach for collaborative training of machine learning models across distributed clients while preserving data privacy. However, the quest to balance acceleration and stability becomes a significant challenge in FL, especially on the client-side. In this paper, we introduce FedCAda, an innovative federated client adaptive algorithm designed to tackle this challenge. FedCAda leverages the Adam algorithm to adjust the correction process of the first moment estimate $m$ and the second moment estimate $v$ on the client-side and aggregate adaptive algorithm parameters on the server-side, aiming to accelerate convergence speed and communication efficiency while ensuring stability and performance. Additionally, we investigate several algorithms incorporating different adjustment functions. This comparative analysis revealed that due to the limited information contained within client models from other clients during the initial stages of federated learning, more substantial constraints need to be imposed on the parameters of the adaptive algorithm. As federated learning progresses and clients gather more global information, FedCAda gradually diminishes the impact on adaptive parameters. These findings provide insights for enhancing the robustness and efficiency of algorithmic improvements. Through extensive experiments on computer vision (CV) and natural language processing (NLP) datasets, we demonstrate that FedCAda outperforms the state-of-the-art methods in terms of adaptability, convergence, stability, and overall performance. This work contributes to adaptive algorithms for federated learning, encouraging further exploration.

cs.LG↗

Angle-resolved photoemission spectroscopy with an $\textit{in situ}$ tunable magnetic field

Angle-resolved photoemission spectroscopy (ARPES) is a powerful tool for probing the momentum-resolved single-particle spectral function of materials. Historically, $\textit{in situ}$ magnetic fields have been carefully avoided as they are detrimental to the control of photoelectron trajectory during the photoelectron detection process. However, magnetic field is an important experimental knob for both probing and tuning symmetry-breaking phases and electronic topology in quantum materials. In this paper, we introduce an easily implementable method for realizing an $\textit{in situ}$ tunable magnetic field at the sample position in an ARPES experiment and analyze magnetic field induced artifacts in ARPES data. Specifically, we identified and quantified three distinct extrinsic effects of a magnetic field: Fermi surface rotation, momentum shrinking, and momentum broadening. We examined these effects in three prototypical quantum materials, i.e., a topological insulator (Bi$_2$Se$_3$), an iron-based superconductor (LiFeAs), and a cuprate superconductor (Bi$_2$Sr$_2$CaCu$_2$O$_{8+x}$), and demonstrate the feasibility of ARPES measurements in the presence of a controllable magnetic field. Our studies lay the foundation for the future development of the technique and interpretation of ARPES measurements of field-tunable quantum phases.

cond-mat.str-el↗

VFLAIR: A Research Library and Benchmark for Vertical Federated Learning

Vertical Federated Learning (VFL) has emerged as a collaborative training paradigm that allows participants with different features of the same group of users to accomplish cooperative training without exposing their raw data or model parameters. VFL has gained significant attention for its research potential and real-world applications in recent years, but still faces substantial challenges, such as in defending various kinds of data inference and backdoor attacks. Moreover, most of existing VFL projects are industry-facing and not easily used for keeping track of the current research progress. To address this need, we present an extensible and lightweight VFL framework VFLAIR (available at https://github.com/FLAIR-THU/VFLAIR), which supports VFL training with a variety of models, datasets and protocols, along with standardized modules for comprehensive evaluations of attacks and defense strategies. We also benchmark 11 attacks and 8 defenses performance under different communication and model partition settings and draw concrete insights and recommendations on the choice of defense strategies for different practical VFL deployment scenarios.

cs.LG↗

Observing the relative sign of excited-state dipole transitions by combining attosecond streaking and transient absorption spectroscopy

The electronic structure of atomic quantum systems and their dynamical interaction with light is reflected in transition dipole matrix elements coupling the system's energy eigenstates. In this work, we measure phase shifts of the time-dependent ultrafast absorption to determine the relative signs of. the transition-dipole matrix elements. The measurement relies on precise absolute calibration of the relative timing between the used light pulses, which is achieved by combining attosecond transient absorption and attosecond streaking spectroscopy to simultaneously measure the resonant photoabsorption spectra of laser-coupled doubly excited states in helium, together with the attosecond streaked photoelectron spectra. The streaking measurement reveals the absolute timing and the full temporal profile of the interacting electric fields which is then used to quantify the state-specific dynamics of the measured photoabsorption spectra. By comparing the 1-fs time-scale modulation across the absorption lines corresponding to the 2s2p (1P) and sp2,3+ (1P) doubly excited states between simulation and measurement, we quantify the signs of the transition dipole matrix elements for the laser-coupled autoionizing states 2s2p-2p2 and 2p2-sp2,3+ to be opposite of each other.

physics.atom-ph↗

Two-Step Electronic Response to Magnetic Ordering in a van der Waals Ferromagnet

The two-dimensional (2D) material Cr$_2$Ge$_2$Te$_6$ is a member of the class of insulating van der Waals magnets. Here, using high resolution angle-resolved photoemission spectroscopy in a detailed temperature dependence study, we identify a clear response of the electronic structure to a dimensional crossover in the form of two distinct temperature scales marking onsets of modifications in the electronic structure. Specifically, we observe Te $p$-orbital-dominated bands to undergo changes at the Curie transition temperature T$_C$ while the Cr $d$-orbital-dominated bands begin evolving at a higher temperature scale. Combined with neutron scattering, density functional theory calculations, and Monte Carlo simulations, we find that the electronic system can be consistently understood to respond sequentially to the distinct temperatures at which in-plane and out-of-plane spin correlations exceed a characteristic length scale. Our findings reveal the sensitivity of the orbital-selective electronic structure for probing the dynamical evolution of local moment correlations in vdW insulating magnets.

cond-mat.str-el↗

Higher-Order Expander Graph Propagation

Graph neural networks operate on graph-structured data via exchanging messages along edges. One limitation of this message passing paradigm is the over-squashing problem. Over-squashing occurs when messages from a node's expanded receptive field are compressed into fixed-size vectors, potentially causing information loss. To address this issue, recent works have explored using expander graphs, which are highly-connected sparse graphs with low diameters, to perform message passing. However, current methods on expander graph propagation only consider pair-wise interactions, ignoring higher-order structures in complex data. To explore the benefits of capturing these higher-order correlations while still leveraging expander graphs, we introduce higher-order expander graph propagation. We propose two methods for constructing bipartite expanders and evaluate their performance on both synthetic and real-world datasets.

cs.LG↗

Berry Curvature and Bulk-Boundary Correspondence from Transport Measurement for Photonic Chern Bands

Berry curvature is a fundamental element to characterize topological quantum physics, while a full measurement of Berry curvature in momentum space was not reported for topological states. Here we achieve two-dimensional Berry curvature reconstruction in a photonic quantum anomalous Hall system via Hall transport measurement of a momentum-resolved wave packet. Integrating measured Berry curvature over the two-dimensional Brillouin zone, we obtain Chern numbers corresponding to -1 and 0. Further, we identify bulk-boundary correspondence by measuring topology-linked chiral edge states at the boundary. The full topological characterization of photonic Chern bands from Berry curvature, Chern number, and edge transport measurements enables our photonic system to serve as a versatile platform for further in-depth study of novel topological physics.

quant-ph↗