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Yujia Zhou

Publications and source records attributed to Yujia Zhou.

At least 37 records · Page 2Linked to original sources

ATACompressor: Adaptive Task-Aware Compression for Efficient Long-Context Processing in LLMs

Long-context inputs in large language models (LLMs) often suffer from the "lost in the middle" problem, where critical information becomes diluted or ignored due to excessive length. Context compression methods aim to address this by reducing input size, but existing approaches struggle with balancing information preservation and compression efficiency. We propose Adaptive Task-Aware Compressor (ATACompressor), which dynamically adjusts compression based on the specific requirements of the task. ATACompressor employs a selective encoder that compresses only the task-relevant portions of long contexts, ensuring that essential information is preserved while reducing unnecessary content. Its adaptive allocation controller perceives the length of relevant content and adjusts the compression rate accordingly, optimizing resource utilization. We evaluate ATACompressor on three QA datasets: HotpotQA, MSMARCO, and SQUAD-showing that it outperforms existing methods in terms of both compression efficiency and task performance. Our approach provides a scalable solution for long-context processing in LLMs. Furthermore, we perform a range of ablation studies and analysis experiments to gain deeper insights into the key components of ATACompressor.

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ctELM: Decoding and Manipulating Embeddings of Clinical Trials with Embedding Language Models

Text embeddings have become an essential part of a variety of language applications. However, methods for interpreting, exploring and reversing embedding spaces are limited, reducing transparency and precluding potentially valuable generative use cases. In this work, we align Large Language Models to embeddings of clinical trials using the recently reported Embedding Language Model (ELM) method. We develop an open-source, domain-agnostic ELM architecture and training framework, design training tasks for clinical trials, and introduce an expert-validated synthetic dataset. We then train a series of ELMs exploring the impact of tasks and training regimes. Our final model, ctELM, can accurately describe and compare unseen clinical trials from embeddings alone and produce plausible clinical trials from novel vectors. We further show that generated trial abstracts are responsive to moving embeddings along concept vectors for age and sex of study subjects. Our public ELM implementation and experimental results will aid the alignment of Large Language Models to embedding spaces in the biomedical domain and beyond.

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Investigating Prosocial Behavior Theory in LLM Agents under Policy-Induced Inequities

As large language models (LLMs) increasingly operate as autonomous agents in social contexts, evaluating their capacity for prosocial behavior is both theoretically and practically critical. However, existing research has primarily relied on static, economically framed paradigms, lacking models that capture the dynamic evolution of prosociality and its sensitivity to structural inequities. To address these gaps, we introduce ProSim, a simulation framework for modeling the prosocial behavior in LLM agents across diverse social conditions. We conduct three progressive studies to assess prosocial alignment. First, we demonstrate that LLM agents can exhibit human-like prosocial behavior across a broad range of real-world scenarios and adapt to normative policy interventions. Second, we find that agents engage in fairness-based third-party punishment and respond systematically to variations in inequity magnitude and enforcement cost. Third, we show that policy-induced inequities suppress prosocial behavior, propagate norm erosion through social networks. These findings advance prosocial behavior theory by elucidating how institutional dynamics shape the emergence, decay, and diffusion of prosocial norms in agent-driven societies.

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Auto-PRE: An Automatic and Cost-Efficient Peer-Review Framework for Language Generation Evaluation

The rapid development of large language models (LLMs) has highlighted the need for efficient and reliable methods to evaluate their performance. Traditional evaluation methods often face challenges like high costs, limited task formats, dependence on human references, and systematic biases. To address these limitations, we propose Auto-PRE, an automatic LLM evaluation framework inspired by the peer review process. Unlike previous approaches that rely on human annotations, Auto-PRE automatically selects evaluator LLMs based on three core traits: consistency, pertinence, and self-confidence, which correspond to the instruction, content, and response stages, respectively, and collectively cover the entire evaluation process. Experiments on three representative tasks, including summarization, non-factoid QA, and dialogue generation, demonstrate that Auto-PRE achieves state-of-the-art performance while significantly reducing evaluation costs. Furthermore, the structured and scalable design of our automatic qualification exam framework provides valuable insights into automating the evaluation of LLMs-as-judges, paving the way for more advanced LLM-based evaluation frameworks.

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TwinVoice: A Multi-dimensional Benchmark Towards Digital Twins via LLM Persona Simulation

Large Language Models (LLMs) are exhibiting emergent human-like abilities and are increasingly envisioned as the foundation for simulating an individual's communication style, behavioral tendencies, and personality traits. However, current evaluations of LLM-based persona simulation remain limited: most rely on synthetic dialogues, lack systematic frameworks, and lack analysis of the capability requirement. To address these limitations, we introduce TwinVoice, a comprehensive benchmark for assessing persona simulation across diverse real-world contexts. TwinVoice encompasses three dimensions: Social Persona (public social interactions), Interpersonal Persona (private dialogues), and Narrative Persona (role-based expression). It further decomposes the evaluation of LLM performance into six fundamental capabilities, including opinion consistency, memory recall, logical reasoning, lexical fidelity, persona tone, and syntactic style. Experimental results reveal that while advanced models achieve moderate accuracy in persona simulation, they still fall short of capabilities such as syntactic style and memory recall. Consequently, the average performance achieved by LLMs remains considerably below the human baseline.

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Generalized Pseudo-Relevance Feedback

Query rewriting is a fundamental technique in information retrieval (IR). It typically employs the retrieval result as relevance feedback to refine the query and thereby addresses the vocabulary mismatch between user queries and relevant documents. Traditional pseudo-relevance feedback (PRF) and its vector-based extension (VPRF) improve retrieval performance by leveraging top-retrieved documents as relevance feedback. However, they are constructed based on two major hypotheses: the relevance assumption (top documents are relevant) and the model assumption (rewriting methods need to be designed specifically for particular model architectures). While recent large language models (LLMs)-based generative relevance feedback (GRF) enables model-free query reformulation, it either suffers from severe LLM hallucination or, again, relies on the relevance assumption to guarantee the effectiveness of rewriting quality. To overcome these limitations, we introduce an assumption-relaxed framework: \textit{Generalized Pseudo Relevance Feedback} (GPRF), which performs model-free, natural language rewriting based on retrieved documents, not only eliminating the model assumption but also reducing dependence on the relevance assumption. Specifically, we design a utility-oriented training pipeline with reinforcement learning to ensure robustness against noisy feedback. Extensive experiments across multiple benchmarks and retrievers demonstrate that GPRF consistently outperforms strong baselines, establishing it as an effective and generalizable framework for query rewriting.

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Outraged AI: Large language models prioritise emotion over cost in fairness enforcement

Emotions guide human decisions, but whether large language models (LLMs) use emotion similarly remains unknown. We tested this using altruistic third-party punishment, where an observer incurs a personal cost to enforce fairness, a hallmark of human morality and often driven by negative emotion. In a large-scale comparison of 4,068 LLM agents with 1,159 adults across 796,100 decisions, LLMs used emotion to guide punishment, sometimes even more strongly than humans did: Unfairness elicited stronger negative emotion that led to more punishment; punishing unfairness produced more positive emotion than accepting; and critically, prompting self-reports of emotion causally increased punishment. However, mechanisms diverged: LLMs prioritized emotion over cost, enforcing norms in an almost all-or-none manner with reduced cost sensitivity, whereas humans balanced fairness and cost. Notably, reasoning models (o3-mini, DeepSeek-R1) were more cost-sensitive and closer to human behavior than foundation models (GPT-3.5, DeepSeek-V3), yet remained heavily emotion-driven. These findings provide the first causal evidence of emotion-guided moral decisions in LLMs and reveal deficits in cost calibration and nuanced fairness judgements, reminiscent of early-stage human responses. We propose that LLMs progress along a trajectory paralleling human development; future models should integrate emotion with context-sensitive reasoning to achieve human-like emotional intelligence.

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From to : Multidimensional Supervision of Reasoning Process for LLM Optimization

Improving the multi-step reasoning ability of Large Language Models (LLMs) is a critical yet challenging task. The dominant paradigm, outcome-supervised reinforcement learning (RLVR), rewards only correct final answers, often propagating flawed reasoning and suffering from sparse reward signals. While process-level reward models (PRMs) provide denser, step-by-step feedback, they lack generalizability and interpretability, requiring task-specific segmentation of the reasoning process. To this end, we propose the Dimension-level Reward Model (DRM), a new supervision framework that bridges the gap between these two approaches. DRM evaluates the quality of a reasoning process along three fundamental, complementary, and interpretable dimensions: Confidence for uncertainty calibration, Relevance for semantic alignment, and Coherence for logical consistency. Together, these dimensions capture aspects beyond final answer correctness and enable interpretable assessment without requiring ground truth answers. Experimental results show that DRM provides effective supervision signals, guides the optimization of LLMs and enhances their reasoning ability. In particular, DRM-supervised training achieves consistent gains on both in-distribution and out-of-distribution open-domain tasks, including mathematics, question answering, code execution, and puzzles. Our findings demonstrate that multidimensional supervision of the reasoning process can improve the generalized reasoning ability of LLMs beyond the training distribution.

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Augmenting Multi-Agent Communication with State Delta Trajectory

Multi-agent techniques such as role playing or multi-turn debates have been shown to be effective in improving the performance of large language models (LLMs) in downstream tasks. Despite their differences in workflows, existing multi-agent systems constructed from a single base LLM mostly use natural language for agent communication. While this is appealing for its simplicity and interpretability, it also introduces inevitable information loss as one model must down sample its continuous state vectors to discrete tokens before transferring them to the other model. Such losses are particularly significant when the information to transfer is not simple facts, but reasoning logics or abstractive thoughts. To tackle this problem, we propose a new communication protocol that transfers both natural language tokens and token-wise state transition trajectory from one agent to another. Particularly, compared to the actual state value, we find that the sequence of state changes in LLMs after generating each token can better reflect the information hidden behind the inference process. We propose a State Delta Encoding (SDE) method to represent state transition trajectories. The experimental results show that multi-agent systems with SDE achieve SOTA performance compared to other communication protocols, particularly in tasks that involve complex reasoning.

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Chinese Court Simulation with LLM-Based Agent System

Mock trial has long served as an important platform for legal professional training and education. It not only helps students learn about realistic trial procedures, but also provides practical value for case analysis and judgment prediction. Traditional mock trials are difficult to access by the public because they rely on professional tutors and human participants. Fortunately, the rise of large language models (LLMs) provides new opportunities for creating more accessible and scalable court simulations. While promising, existing research mainly focuses on agent construction while ignoring the systematic design and evaluation of court simulations, which are actually more important for the credibility and usage of court simulation in practice. To this end, we present the first court simulation framework -- SimCourt -- based on the real-world procedure structure of Chinese courts. Our framework replicates all 5 core stages of a Chinese trial and incorporates 5 courtroom roles, faithfully following the procedural definitions in China. To simulate trial participants with different roles, we propose and craft legal agents equipped with memory, planning, and reflection abilities. Experiment on legal judgment prediction show that our framework can generate simulated trials that better guide the system to predict the imprisonment, probation, and fine of each case. Further annotations by human experts show that agents' responses under our simulation framework even outperformed judges and lawyers from the real trials in many scenarios. These further demonstrate the potential of LLM-based court simulation.

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Reinforcement Learning to Rank Using Coarse-grained Rewards

Learning to rank (LTR) plays a crucial role in various Information Retrieval (IR) tasks. Although supervised LTR methods based on fine-grained relevance labels (e.g., document-level annotations) have achieved significant success, their reliance on costly and potentially biased annotations limits scalability and alignment with realistic goals. In contrast, coarse-grained feedback signals, such as duration time and session-level engagement, are more accessible and affordable. Reinforcement Learning (RL) offers a promising framework to directly optimize these objectives using reward signals, but most existing Reinforcement Learning to Rank (RLTR) approaches suffer from high variance and low sample efficiency. Motivated by recent advances in large language models (LLMs), we re-examine the problem of RLTR with coarse-grained rewards and propose new RLTR methods based on widely used RL algorithms for LLMs. We systematically compare supervised learning and RL-based methods across various model architectures and coarse-grained reward functions on large-scale LTR benchmarks. Experimental results demonstrate that advanced RL methods can directly learn from coarse-grained rewards and outperform strong supervised learning baselines even with fine-grained labels. This shows the great potential of RLTR for metric-agnostic ranking optimization.

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ValueSim: Generating Backstories to Model Individual Value Systems

As Large Language Models (LLMs) continue to exhibit increasingly human-like capabilities, aligning them with human values has become critically important. Contemporary advanced techniques, such as prompt learning and reinforcement learning, are being deployed to better align LLMs with human values. However, while these approaches address broad ethical considerations and helpfulness, they rarely focus on simulating individualized human value systems. To address this gap, we present ValueSim, a framework that simulates individual values through the generation of personal backstories reflecting past experiences and demographic information. ValueSim converts structured individual data into narrative backstories and employs a multi-module architecture inspired by the Cognitive-Affective Personality System to simulate individual values based on these narratives. Testing ValueSim on a self-constructed benchmark derived from the World Values Survey demonstrates an improvement in top-1 accuracy by over 10% compared to retrieval-augmented generation methods. Further analysis reveals that performance enhances as additional user interaction history becomes available, indicating the model's ability to refine its persona simulation capabilities over time.

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Decoupling Reasoning and Knowledge Injection for In-Context Knowledge Editing

Knowledge editing aims to efficiently update Large Language Models (LLMs) by modifying specific knowledge without retraining the entire model. Among knowledge editing approaches, in-context editing (ICE) offers a lightweight solution by injecting new knowledge directly into the input context, leaving model parameters unchanged. However, existing ICE approaches do not explicitly separate the newly injected knowledge from the model's original reasoning process. This entanglement often results in conflicts between external updates and internal parametric knowledge, undermining the consistency and accuracy of the reasoning path.In this work, we conduct preliminary experiments to examine how parametric knowledge influences reasoning path planning. We find that the model's reasoning is tightly coupled with its internal knowledge, and that naively injecting new information without adapting the reasoning path often leads to performance degradation, particularly in multi-hop tasks. To this end, we propose DecKER, a novel ICE framework that decouples reasoning from knowledge editing by generating a masked reasoning path and then resolving knowledge edits via hybrid retrieval and model-based validation. Experiments on multi-hop QA benchmarks show that DecKER significantly outperforms existing ICE methods by mitigating knowledge conflicts and preserving reasoning consistency. Our code is available at: https://github.com/bebr2/DecKER .

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From Matching to Generation: A Survey on Generative Information Retrieval

Information Retrieval (IR) systems are crucial tools for users to access information, which have long been dominated by traditional methods relying on similarity matching. With the advancement of pre-trained language models, generative information retrieval (GenIR) emerges as a novel paradigm, attracting increasing attention. Based on the form of information provided to users, current research in GenIR can be categorized into two aspects: \textbf{(1) Generative Document Retrieval} (GR) leverages the generative model's parameters for memorizing documents, enabling retrieval by directly generating relevant document identifiers without explicit indexing. \textbf{(2) Reliable Response Generation} employs language models to directly generate information users seek, breaking the limitations of traditional IR in terms of document granularity and relevance matching while offering flexibility, efficiency, and creativity to meet practical needs. This paper aims to systematically review the latest research progress in GenIR. We will summarize the advancements in GR regarding model training and structure, document identifier, incremental learning, etc., as well as progress in reliable response generation in aspects of internal knowledge memorization, external knowledge augmentation, etc. We also review the evaluation, challenges and future developments in GenIR systems. This review aims to offer a comprehensive reference for researchers, encouraging further development in the GenIR field. Github Repository: https://github.com/RUC-NLPIR/GenIR-Survey

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RbFT: Robust Fine-tuning for Retrieval-Augmented Generation against Retrieval Defects

Retrieval-augmented generation (RAG) enhances large language models (LLMs) by integrating external knowledge retrieved from a knowledge base. However, its effectiveness is fundamentally constrained by the reliability of both the retriever and the knowledge base. In real-world scenarios, imperfections in these components often lead to the retrieval of noisy, irrelevant, or misleading counterfactual information, ultimately undermining the trustworthiness of RAG systems. To address this challenge, we propose Robust Fine-Tuning (RbFT), a method designed to enhance the resilience of LLMs against retrieval defects through two targeted fine-tuning tasks. Experimental results demonstrate that RbFT significantly improves the robustness of RAG systems across diverse retrieval conditions, surpassing existing methods while maintaining high inference efficiency and compatibility with other robustness techniques.

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Parametric Retrieval Augmented Generation

Retrieval-augmented generation (RAG) techniques have emerged as a promising solution to enhance the reliability of large language models (LLMs) by addressing issues like hallucinations, outdated knowledge, and domain adaptation. In particular, existing RAG methods append relevant documents retrieved from external corpus or databases to the input of LLMs to guide their generation process, which we refer to as the in-context knowledge injection method. While this approach is simple and often effective, it has inherent limitations. Firstly, increasing the context length and number of relevant documents can lead to higher computational overhead and degraded performance, especially in complex reasoning tasks. More importantly, in-context knowledge injection operates primarily at the input level, but LLMs store their internal knowledge in their parameters. This gap fundamentally limits the capacity of in-context methods. To this end, we introduce Parametric retrieval-augmented generation (Parametric RAG), a new RAG paradigm that integrates external knowledge directly into the parameters of feed-forward networks (FFN) of an LLM through document parameterization. This approach not only saves online computational costs by eliminating the need to inject multiple documents into the LLMs' input context, but also deepens the integration of external knowledge into the parametric knowledge space of the LLM. Experimental results demonstrate that Parametric RAG substantially enhances both the effectiveness and efficiency of knowledge augmentation in LLMs. Also, it can be combined with in-context RAG methods to achieve even better performance. We have open-sourced all the code, data, and models in the following anonymized GitHub link: https://github.com/oneal2000/PRAG

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Search-o1: Agentic Search-Enhanced Large Reasoning Models

Large reasoning models (LRMs) like OpenAI-o1 have demonstrated impressive long stepwise reasoning capabilities through large-scale reinforcement learning. However, their extended reasoning processes often suffer from knowledge insufficiency, leading to frequent uncertainties and potential errors. To address this limitation, we introduce \textbf{Search-o1}, a framework that enhances LRMs with an agentic retrieval-augmented generation (RAG) mechanism and a Reason-in-Documents module for refining retrieved documents. Search-o1 integrates an agentic search workflow into the reasoning process, enabling dynamic retrieval of external knowledge when LRMs encounter uncertain knowledge points. Additionally, due to the verbose nature of retrieved documents, we design a separate Reason-in-Documents module to deeply analyze the retrieved information before injecting it into the reasoning chain, minimizing noise and preserving coherent reasoning flow. Extensive experiments on complex reasoning tasks in science, mathematics, and coding, as well as six open-domain QA benchmarks, demonstrate the strong performance of Search-o1. This approach enhances the trustworthiness and applicability of LRMs in complex reasoning tasks, paving the way for more reliable and versatile intelligent systems. The code is available at \url{https://github.com/sunnynexus/Search-o1}.

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Information Extraction from Clinical Notes: Are We Ready to Switch to Large Language Models?

Backgrounds: Information extraction (IE) is critical in clinical natural language processing (NLP). While large language models (LLMs) excel on generative tasks, their performance on extractive tasks remains debated. Methods: We investigated Named Entity Recognition (NER) and Relation Extraction (RE) using 1,588 clinical notes from four sources (UT Physicians, MTSamples, MIMIC-III, and i2b2). We developed an annotated corpus covering 4 clinical entities and 16 modifiers, and compared instruction-tuned LLaMA-2 and LLaMA-3 against BERT in terms of performance, generalizability, computational resources, and throughput to BERT. Results: LLaMA models outperformed BERT across datasets. With sufficient training data, LLaMA showed modest improvements (1% on NER, 1.5-3.7% on RE); improvements were larger with limited training data. On unseen i2b2 data, LLaMA-3-70B outperformed BERT by 7% (F1) on NER and 4% on RE. However, LLaMA models required more computing resources and ran up to 28 times slower. We implemented "Kiwi," a clinical IE package featuring both models, available at https://kiwi.clinicalnlp.org/. Conclusion: This study is among the first to develop and evaluate a comprehensive clinical IE system using open-source LLMs. Results indicate that LLaMA models outperform BERT for clinical NER and RE but with higher computational costs and lower throughputs. These findings highlight that choosing between LLMs and traditional deep learning methods for clinical IE applications should remain task-specific, taking into account both performance metrics and practical considerations such as available computing resources and the intended use case scenarios.

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