arXiv subjects

Yulan He

Publications and source records attributed to Yulan He.

At least 91 records · Page 5Linked to original sources

arXiv2024

Causal Prompting: Debiasing Large Language Model Prompting based on Front-Door Adjustment

Despite the notable advancements of existing prompting methods, such as In-Context Learning and Chain-of-Thought for Large Language Models (LLMs), they still face challenges related to various biases. Traditional debiasing methods primarily focus on the model training stage, including approaches based on data augmentation and reweighting, yet they struggle with the complex biases inherent in LLMs. To address such limitations, the causal relationship behind the prompting methods is uncovered using a structural causal model, and a novel causal prompting method based on front-door adjustment is proposed to effectively mitigate LLMs biases. In specific, causal intervention is achieved by designing the prompts without accessing the parameters and logits of LLMs. The chain-of-thought generated by LLM is employed as the mediator variable and the causal effect between input prompts and output answers is calculated through front-door adjustment to mitigate model biases. Moreover, to accurately represent the chain-of-thoughts and estimate the causal effects, contrastive learning is used to fine-tune the encoder of chain-of-thought by aligning its space with that of the LLM. Experimental results show that the proposed causal prompting approach achieves excellent performance across seven natural language processing datasets on both open-source and closed-source LLMs.

cs.CL↗

arXiv2024

An Automated Explainable Educational Assessment System Built on LLMs

In this demo, we present AERA Chat, an automated and explainable educational assessment system designed for interactive and visual evaluations of student responses. This system leverages large language models (LLMs) to generate automated marking and rationale explanations, addressing the challenge of limited explainability in automated educational assessment and the high costs associated with annotation. Our system allows users to input questions and student answers, providing educators and researchers with insights into assessment accuracy and the quality of LLM-assessed rationales. Additionally, it offers advanced visualization and robust evaluation tools, enhancing the usability for educational assessment and facilitating efficient rationale verification. Our demo video can be found at https://youtu.be/qUSjz-sxlBc.

cs.CL↗

arXiv2024

FIPO: Free-form Instruction-oriented Prompt Optimization with Preference Dataset and Modular Fine-tuning Schema

When the quality of naive prompts is carefully optimized by human experts, the task performance of large language models (LLMs) can be significantly improved. However, expert-based prompt optimizations are expensive. Herein, some works have proposed Automatic Prompt Optimization (APO), to optimize naive prompts according to task outputs of given in-box testing models, with the help of advanced LLMs (e.g., GPT-4) in an ad-hoc way. Although effective, existing schemes suffer from poor generalization ability and privacy risk. To this end, we collect the first large-scale Prompt Optimization Preference dataset (POP), fine-tune offline local LLM-based optimizers, then fairly test with various downstream models. Our method allows accurate optimization of the core task instruction part within the naive prompt in a model-agnostic manner, and thus is named Free-from Instruction-oriented Prompt Optimization (FIPO). In specific, FIPO uses a modular APO template that dynamically integrate the naive task instruction, optional instruction responses, and optional ground truth to produce finely optimized prompts. The POP dataset is meticulously constructed using advanced LLMs, undergoing rigorous cross-validation by human experts and analytical models. Leveraging insights from the data with Tulu2 models and diverse fine-tuning strategies, we validate the efficacy of FIPO framework across five public benchmarks and six testing models. Check codes and data here: https://github.com/LuJunru/FIPO_Project.

cs.CL↗

arXiv2024

Eliminating Biased Length Reliance of Direct Preference Optimization via Down-Sampled KL Divergence

Direct Preference Optimization (DPO) has emerged as a prominent algorithm for the direct and robust alignment of Large Language Models (LLMs) with human preferences, offering a more straightforward alternative to the complex Reinforcement Learning from Human Feedback (RLHF). Despite its promising efficacy, DPO faces a notable drawback: "verbosity", a common over-optimization phenomenon also observed in RLHF. While previous studies mainly attributed verbosity to biased labels within the data, we propose that the issue also stems from an inherent algorithmic length reliance in DPO. Specifically, we suggest that the discrepancy between sequence-level Kullback-Leibler (KL) divergences between chosen and rejected sequences, used in DPO, results in overestimated or underestimated rewards due to varying token lengths. Empirically, we utilize datasets with different label lengths to demonstrate the presence of biased rewards. We then introduce an effective downsampling approach, named SamPO, to eliminate potential length reliance. Our experimental evaluations, conducted across three LLMs of varying scales and a diverse array of conditional and open-ended benchmarks, highlight the efficacy of SamPO in mitigating verbosity, achieving improvements of 5% to 12% over DPO through debaised rewards. Our codes can be accessed at: https://github.com/LuJunru/SamPO/.

cs.CL↗

arXiv2024

Encourage or Inhibit Monosemanticity? Revisit Monosemanticity from a Feature Decorrelation Perspective

To better interpret the intrinsic mechanism of large language models (LLMs), recent studies focus on monosemanticity on its basic units. A monosemantic neuron is dedicated to a single and specific concept, which forms a one-to-one correlation between neurons and concepts. Despite extensive research in monosemanticity probing, it remains unclear whether monosemanticity is beneficial or harmful to model capacity. To explore this question, we revisit monosemanticity from the feature decorrelation perspective and advocate for its encouragement. We experimentally observe that the current conclusion by wang2024learning, which suggests that decreasing monosemanticity enhances model performance, does not hold when the model changes. Instead, we demonstrate that monosemanticity consistently exhibits a positive correlation with model capacity, in the preference alignment process. Consequently, we apply feature correlation as a proxy for monosemanticity and incorporate a feature decorrelation regularizer into the dynamic preference optimization process. The experiments show that our method not only enhances representation diversity and activation sparsity but also improves preference alignment performance.

cs.CL↗

arXiv2024

Calibrating LLMs with Preference Optimization on Thought Trees for Generating Rationale in Science Question Scoring

Generating rationales that justify scoring decisions has been a promising way to facilitate explainability in automated scoring systems. However, existing methods do not match the accuracy of classifier-based methods. Plus, the generated rationales often contain hallucinated information. To address these issues, we propose a novel framework capable of generating more faithful rationales and, more importantly, matching performance with classifier-based black-box scoring systems. We first mimic the human assessment process by querying Large Language Models (LLMs) to generate a thought tree. We then summarise intermediate assessment decisions from each thought tree path for creating synthetic rationale data and rationale preference data. Finally, we utilise the generated synthetic data to calibrate LLMs through a two-step training process: supervised fine-tuning and preference optimization. Extensive experimental results demonstrate that our framework achieves a 38% assessment performance improvement in the QWK score compared to prior work while producing higher-quality rationales, as recognised by human evaluators and LLMs. Our work sheds light on the effectiveness of performing preference optimization using synthetic preference data obtained from thought tree paths. Data and code are available at https://github.com/lijiazheng99/thought_tree_assessment.

cs.CL↗

arXiv2024

The Mystery of In-Context Learning: A Comprehensive Survey on Interpretation and Analysis

Understanding in-context learning (ICL) capability that enables large language models (LLMs) to excel in proficiency through demonstration examples is of utmost importance. This importance stems not only from the better utilization of this capability across various tasks, but also from the proactive identification and mitigation of potential risks, including concerns regarding truthfulness, bias, and toxicity, that may arise alongside the capability. In this paper, we present a thorough survey on the interpretation and analysis of in-context learning. First, we provide a concise introduction to the background and definition of in-context learning. Then, we give an overview of advancements from two perspectives: 1) a theoretical perspective, emphasizing studies on mechanistic interpretability and delving into the mathematical foundations behind ICL; and 2) an empirical perspective, concerning studies that empirically analyze factors associated with ICL. We conclude by highlighting the challenges encountered and suggesting potential avenues for future research. We believe that our work establishes the basis for further exploration into the interpretation of in-context learning. Additionally, we have created a repository containing the resources referenced in our survey.

cs.CL↗

arXiv2024

ExDDI: Explaining Drug-Drug Interaction Predictions with Natural Language

Predicting unknown drug-drug interactions (DDIs) is crucial for improving medication safety. Previous efforts in DDI prediction have typically focused on binary classification or predicting DDI categories, with the absence of explanatory insights that could enhance trust in these predictions. In this work, we propose to generate natural language explanations for DDI predictions, enabling the model to reveal the underlying pharmacodynamics and pharmacokinetics mechanisms simultaneously as making the prediction. To do this, we have collected DDI explanations from DDInter and DrugBank and developed various models for extensive experiments and analysis. Our models can provide accurate explanations for unknown DDIs between known drugs. This paper contributes new tools to the field of DDI prediction and lays a solid foundation for further research on generating explanations for DDI predictions.

cs.CL↗

arXiv2024

Towards Unified Task Embeddings Across Multiple Models: Bridging the Gap for Prompt-Based Large Language Models and Beyond

Task embedding, a meta-learning technique that captures task-specific information, has gained popularity, especially in areas such as multi-task learning, model editing, and interpretability. However, it faces challenges with the emergence of prompt-guided Large Language Models (LLMs) operating in a gradient-free manner. Existing task embedding methods rely on fine-tuned, task-specific language models, which hinders the adaptability of task embeddings across diverse models, especially prompt-based LLMs. To hardness the potential of task embeddings in the era of LLMs, we propose a framework for unified task embeddings (FUTE), harmonizing task embeddings from various models, including smaller language models and LLMs with varied prompts, within a single vector space. Such uniformity enables comparison and analysis of similarities amongst different models, broadening the scope and utility of existing task embedding methods in multi-model scenarios, while maintaining their performance comparable to architecture-specific methods.

cs.CL↗

arXiv2024

Weak Reward Model Transforms Generative Models into Robust Causal Event Extraction Systems

The inherent ambiguity of cause and effect boundaries poses a challenge in evaluating causal event extraction tasks. Traditional metrics like Exact Match and BertScore poorly reflect model performance, so we trained evaluation models to approximate human evaluation, achieving high agreement. We used them to perform Reinforcement Learning with extraction models to align them with human preference, prioritising semantic understanding. We successfully explored our approach through multiple datasets, including transferring an evaluator trained on one dataset to another as a way to decrease the reliance on human-annotated data. In that vein, we also propose a weak-to-strong supervision method that uses a fraction of the annotated data to train an evaluation model while still achieving high performance in training an RL model. Our code is available at https://github.com/oyarsa/event_extraction/tree/causal-event-extraction.

cs.CL↗

arXiv2024

Mirror: A Multiple-perspective Self-Reflection Method for Knowledge-rich Reasoning

While Large language models (LLMs) have the capability to iteratively reflect on their own outputs, recent studies have observed their struggles with knowledge-rich problems without access to external resources. In addition to the inefficiency of LLMs in self-assessment, we also observe that LLMs struggle to revisit their predictions despite receiving explicit negative feedback. Therefore, We propose Mirror, a Multiple-perspective self-reflection method for knowledge-rich reasoning, to avoid getting stuck at a particular reflection iteration. Mirror enables LLMs to reflect from multiple-perspective clues, achieved through a heuristic interaction between a Navigator and a Reasoner. It guides agents toward diverse yet plausibly reliable reasoning trajectory without access to ground truth by encouraging (1) diversity of directions generated by Navigator and (2) agreement among strategically induced perturbations in responses generated by the Reasoner. The experiments on five reasoning datasets demonstrate that Mirror's superiority over several contemporary self-reflection approaches. Additionally, the ablation study studies clearly indicate that our strategies alleviate the aforementioned challenges.

cs.CL↗

arXiv2024

DrugWatch: A Comprehensive Multi-Source Data Visualisation Platform for Drug Safety Information

Drug safety research is crucial for maintaining public health, often requiring comprehensive data support. However, the resources currently available to the public are limited and fail to provide a comprehensive understanding of the relationship between drugs and their side effects. This paper introduces DrugWatch, an easy-to-use and interactive multi-source information visualisation platform for drug safety study. It allows users to understand common side effects of drugs and their statistical information, flexibly retrieve relevant medical reports, or annotate their own medical texts with our automated annotation tool. Supported by NLP technology and enriched with interactive visual components, we are committed to providing researchers and practitioners with a one-stop information analysis, retrieval, and annotation service. The demonstration video is available at https://www.youtube.com/watch?v=RTqDgxzETjw. We also deployed an online demonstration system at https://drugwatch.net/.

cs.HC↗

arXiv2024

Multi-Layer Ranking with Large Language Models for News Source Recommendation

To seek reliable information sources for news events, we introduce a novel task of expert recommendation, which aims to identify trustworthy sources based on their previously quoted statements. To achieve this, we built a novel dataset, called NewsQuote, consisting of 23,571 quote-speaker pairs sourced from a collection of news articles. We formulate the recommendation task as the retrieval of experts based on their likelihood of being associated with a given query. We also propose a multi-layer ranking framework employing Large Language Models to improve the recommendation performance. Our results show that employing an in-context learning based LLM ranker and a multi-layer ranking-based filter significantly improve both the predictive quality and behavioural quality of the recommender system.

cs.IR↗

arXiv2024

Extracting Event Temporal Relations via Hyperbolic Geometry

Detecting events and their evolution through time is a crucial task in natural language understanding. Recent neural approaches to event temporal relation extraction typically map events to embeddings in the Euclidean space and train a classifier to detect temporal relations between event pairs. However, embeddings in the Euclidean space cannot capture richer asymmetric relations such as event temporal relations. We thus propose to embed events into hyperbolic spaces, which are intrinsically oriented at modeling hierarchical structures. We introduce two approaches to encode events and their temporal relations in hyperbolic spaces. One approach leverages hyperbolic embeddings to directly infer event relations through simple geometrical operations. In the second one, we devise an end-to-end architecture composed of hyperbolic neural units tailored for the temporal relation extraction task. Thorough experimental assessments on widely used datasets have shown the benefits of revisiting the tasks on a different geometrical space, resulting in state-of-the-art performance on several standard metrics. Finally, the ablation study and several qualitative analyses highlighted the rich event semantics implicitly encoded into hyperbolic spaces.

cs.CL↗

arXiv2024

Addressing Order Sensitivity of In-Context Demonstration Examples in Causal Language Models

In-context learning has become a popular paradigm in natural language processing. However, its performance can be significantly influenced by the order of in-context demonstration examples. In this paper, we found that causal language models (CausalLMs) are more sensitive to this order compared to prefix language models (PrefixLMs). We attribute this phenomenon to the auto-regressive attention masks within CausalLMs, which restrict each token from accessing information from subsequent tokens. This results in different receptive fields for samples at different positions, thereby leading to representation disparities across positions. To tackle this challenge, we introduce an unsupervised fine-tuning method, termed the Information-Augmented and Consistency-Enhanced approach. This approach utilizes contrastive learning to align representations of in-context examples across different positions and introduces a consistency loss to ensure similar representations for inputs with different permutations. This enhances the model's predictive consistency across permutations. Experimental results on five benchmarks suggest that our proposed method can reduce the sensitivity of CausalLMs to the order of in-context examples and exhibit robust generalizability, particularly when demonstrations are sourced from a candidate pool different from that used in the training phase, or when the number of in-context examples differs from what is used during training.

cs.CL↗

arXiv2024

OpenToM: A Comprehensive Benchmark for Evaluating Theory-of-Mind Reasoning Capabilities of Large Language Models

Neural Theory-of-Mind (N-ToM), machine's ability to understand and keep track of the mental states of others, is pivotal in developing socially intelligent agents. However, prevalent N-ToM benchmarks have several shortcomings, including the presence of ambiguous and artificial narratives, absence of personality traits and preferences, a lack of questions addressing characters' psychological mental states, and limited diversity in the questions posed. In response to these issues, we construct OpenToM, a new benchmark for assessing N-ToM with (1) longer and clearer narrative stories, (2) characters with explicit personality traits, (3) actions that are triggered by character intentions, and (4) questions designed to challenge LLMs' capabilities of modeling characters' mental states of both the physical and psychological world. Using OpenToM, we reveal that state-of-the-art LLMs thrive at modeling certain aspects of mental states in the physical world but fall short when tracking characters' mental states in the psychological world.

cs.AI↗

arXiv2024

Set-Aligning Framework for Auto-Regressive Event Temporal Graph Generation

Event temporal graphs have been shown as convenient and effective representations of complex temporal relations between events in text. Recent studies, which employ pre-trained language models to auto-regressively generate linearised graphs for constructing event temporal graphs, have shown promising results. However, these methods have often led to suboptimal graph generation as the linearised graphs exhibit set characteristics which are instead treated sequentially by language models. This discrepancy stems from the conventional text generation objectives, leading to erroneous penalisation of correct predictions caused by the misalignment of elements in target sequences. To address these challenges, we reframe the task as a conditional set generation problem, proposing a Set-aligning Framework tailored for the effective utilisation of Large Language Models (LLMs). The framework incorporates data augmentations and set-property regularisations designed to alleviate text generation loss penalties associated with the linearised graph edge sequences, thus encouraging the generation of more relation edges. Experimental results show that our framework surpasses existing baselines for event temporal graph generation. Furthermore, under zero-shot settings, the structural knowledge introduced through our framework notably improves model generalisation, particularly when the training examples available are limited.

cs.CL↗

arXiv2024

Large, Small or Both: A Novel Data Augmentation Framework Based on Language Models for Debiasing Opinion Summarization

As more than 70$\%$ of reviews in the existing opinion summary data set are positive, current opinion summarization approaches are reluctant to generate negative summaries given the input of negative texts. To address such sentiment bias, a direct approach without the over-reliance on a specific framework is to generate additional data based on large language models to balance the emotional distribution of the dataset. However, data augmentation based on large language models faces two disadvantages: 1) the potential issues or toxicity in the augmented data; 2) the expensive costs. Therefore, in this paper, we propose a novel data augmentation framework based on both large and small language models for debiasing opinion summarization. In specific, a small size of synthesized negative reviews is obtained by rewriting the positive text via a large language model. Then, a disentangle reconstruction model is trained based on the generated data. After training, a large amount of synthetic data can be obtained by decoding the new representation obtained from the combination of different sample representations and filtering based on confusion degree and sentiment classification. Experiments have proved that our framework can effectively alleviate emotional bias same as using only large models, but more economically.

cs.CL↗