arXiv subjects

Yusuke Iwasawa

Publications and source records attributed to Yusuke Iwasawa.

At least 55 records · Page 3Linked to original sources

arXiv2026

Clustered Self-Assessment: A Simple yet Effective Method for Uncertainty Quantification in Large Language Models

Large language models (LLMs) demonstrate remarkable performance across diverse tasks, but they often generate responses that appear plausible while being factually incorrect. This problem is compounded by the lack of explicit uncertainty estimates, which makes it difficult for users to judge the reliability of model outputs. Existing uncertainty quantification methods typically rely on indirect signals, such as entropy across sampled generations. These signals can be difficult to interpret and do not fully leverage the model's ability to assess its own uncertainty. We propose a simple yet effective self-assessment method for uncertainty quantification in LLMs. Our approach groups sampled generations into semantically distinct clusters, converts them into answer options in a structured multiple-choice question, and uses the probability assigned by the LLM to each option as a confidence estimate. Experiments across multiple models and datasets show that our method consistently outperforms baseline approaches. Notably, it achieves competitive performance with as few as two additional samples, demonstrating both its effectiveness and efficiency.

cs.CL↗

arXiv2026

CLIP-like Model as a Foundational Density Ratio Estimator

Density ratio estimation is a core concept in statistical machine learning because it provides a unified mechanism for tasks such as importance weighting, divergence estimation, and likelihood-free inference, but its potential in vision and language models has not been fully explored. Modern vision-language encoders such as CLIP and SigLIP are trained with contrastive objectives that implicitly optimize log density ratios between joint and marginal image-text distributions, which implicitly learn similarity scores proportional to log density ratios. However, prior work has largely focused on their embedding utility, and the density-ratio structure induced by contrastive learning has not been systematically examined or exploited in multimodal applications. To address this gap, we reinterpret CLIP-style models as pretrained and general-purpose density ratio estimators and show that this perspective enables new algorithmic capabilities. We present a unified explanation of how contrastive objectives estimate density ratios and propose two practical applications: Importance Weight Learning and KL divergence estimation. Our Importance Weight Learning method requires only a single additional prompt and improves F1 scores by up to 7 points. We further show that CLIP-based density ratios support estimation of KL divergences that quantify how conditioning on an image or text alters the distribution of the other modality. Through qualitative examples and an N-gram analysis of captions, we find that these divergences capture semantic diversity and mode structure in multimodal data. Leveraging this property, we introduce a simple KL-guided data curation method that achieves performance competitive with LAION2B filtering.

cs.CV↗

arXiv2026

JMed48k: A Multi-Profession Japanese Medical Licensing Benchmark for Vision-Language Model Evaluation

We introduce JMed48k, a multi-profession Japanese healthcare licensing benchmark for evaluating vision-language models. Built from official PDF materials released by the Japanese Ministry of Health, Labour and Welfare, JMed48k contains 48,862 exam questions and 20,142 images from 11 national licensing examinations between 2005 and 2025, with visual content annotated under an 8-type taxonomy. From this corpus, we derive JMed48k-Eval, a recent five-year evaluation subset with 12,484 scored questions, including 9,905 text-only questions and 2,579 questions with images. We evaluate 21 proprietary, open-source, and medical-specific models, reporting text-only and with-image performance separately. Because these subsets contain different questions, we further introduce a paired image-removal audit that evaluates questions with images before and after removing visual content to explore four answer-transition states. The audit shows that proprietary and open source models gain substantially from images, whereas medical-specific systems show limited observable use of visual evidence, with many correct answers persisting after image removal. Even among proprietary models, the net image-removal effect varies sevenfold across professions, from +5.7 points on Physician questions to +39.8 points on Public Health Nurse questions. We release JMed48k to support reproducible, profession-stratified evaluation of vision-language models in medical licensing settings.

cs.CV↗

arXiv2026

RL Squeezes, SFT Expands: A Comparative Study of Reasoning LLMs

Large language models (LLMs) are typically trained by reinforcement learning (RL) with verifiable rewards (RLVR) and supervised fine-tuning (SFT) on reasoning traces to improve their reasoning abilities. However, how these methods shape reasoning capabilities remains largely elusive. Going beyond an accuracy-based investigation of how these two components sculpt the reasoning process, this paper introduces a novel analysis framework that quantifies reasoning paths and captures their qualitative changes under each training process (with models of 1.5B, 7B, and 14B parameters on mathematical domains). Specifically, we investigate the reasoning process at two levels of granularity: the trajectory-level, which examines complete reasoning outputs, and the step-level, which analyzes reasoning graphs whose nodes correspond to individual reasoning steps. Notably, clustering of unique reasoning trajectories shows complementary effects: RL compresses incorrect trajectories, whereas SFT expands correct ones. Step-level analysis reveals that RL steepens (about 2.5 times), while SFT flattens (reduced to about one-third), the decay rates of node visitation frequency, degree, and betweenness centrality distributions in the reasoning graph. This indicates that RL concentrates reasoning functionality into a small subset of steps, while SFT homogenizes it across many steps. Furthermore, by evaluating the reasoning graph topologies from multiple perspectives, we delineate the shared and distinct characteristics of RL and SFT. Our work presents a novel reasoning path perspective that explains why the current best practice of two-stage training, with SFT followed by RL, is successful, and offers practical implications for data construction and more efficient learning approaches.

cs.AI↗

arXiv2026

JMedEthicBench: A Multi-Turn Conversational Benchmark for Evaluating Medical Safety in Japanese Large Language Models

As Large Language Models (LLMs) are increasingly deployed in healthcare field, it becomes essential to carefully evaluate their medical safety before clinical use. However, existing safety benchmarks remain predominantly English-centric, and test with only single-turn prompts despite multi-turn clinical consultations. To address these gaps, we introduce JMedEthicBench, the first multi-turn conversational benchmark for evaluating medical safety of LLMs for Japanese healthcare. Our benchmark is based on 67 guidelines from the Japan Medical Association and contains over 50,000 adversarial conversations generated using seven automatically discovered jailbreak strategies. Using a dual-LLM scoring protocol, we evaluate 27 models and find that commercial models maintain robust safety while medical-specialized models exhibit increased vulnerability. Furthermore, safety scores decline significantly across conversation turns (median: 9.5 to 5.0, $p < 0.001$). Cross-lingual evaluation on both Japanese and English versions of our benchmark reveals that medical model vulnerabilities persist across languages, indicating inherent alignment limitations rather than language-specific factors. These findings suggest that domain-specific fine-tuning may accidentally weaken safety mechanisms and that multi-turn interactions represent a distinct threat surface requiring dedicated alignment strategies.

cs.CL↗

arXiv2026

Emergent Analogical Reasoning in Transformers

Analogy is a central faculty of human intelligence, enabling abstract patterns discovered in one domain to be applied to another. Despite its central role in cognition, the mechanisms by which Transformers acquire and implement analogical reasoning remain poorly understood. In this work, inspired by the notion of functors in category theory, we formalize analogical reasoning as the inference of correspondences between entities across categories. Based on this formulation, we introduce synthetic tasks that evaluate the emergence of analogical reasoning under controlled settings. We find that the emergence of analogical reasoning is highly sensitive to data characteristics, optimization choices, and model scale. Through mechanistic analysis, we show that analogical reasoning in Transformers decomposes into two key components: (1) geometric alignment of relational structure in the embedding space, and (2) the application of a functor within the Transformer. These mechanisms enable models to transfer relational structure from one category to another, realizing analogy. Finally, we quantify these effects and find that the same trends are observed in pretrained LLMs. In doing so, we move analogy from an abstract cognitive notion to a concrete, mechanistically grounded phenomenon in modern neural networks.

cs.AI↗

arXiv2026

QuadNorm: Resolution-Robust Normalization for Neural Operators

Normalization layers in neural operators usually compute statistics by uniformly averaging discrete grid values, making the normalization itself discretization-dependent and thereby a source of transfer error across different resolutions or meshes. To enable discretization robustness, we introduce a quadrature normalization family that replaces existing uniform averaging in normalization layers with numerical quadrature: QuadNorm and BlendQuadNorm. On endpoint-inclusive uniform grids, the proposed quadrature moments are $O(h^2)$-consistent across discretizations, meaning that their cross-resolution mismatch decays quadratically with grid spacing. A transfer-error bound then predicts how normalization-induced mismatch scales with both the resolution gap and network depth. The experiments show the same gap- and depth-scaling trends predicted by the transfer-error bound. On Darcy, QuadNorm delivers the best cross-resolution performance at every tested target resolution from $64^2$ to $256^2$; on real-data benchmarks, Transolver with QuadNorm achieves nearly resolution-invariant transfer. The largest gains appear on nonperiodic PDEs and nonspectral architectures, where native-resolution improvements also emerge. We also validate BlendQuadNorm, which stays close to LayerNorm behavior and serves as a conservative default for periodic FNO settings. These results identify normalization as a previously overlooked source of resolution dependence in neural operators.

cs.LG↗

arXiv2026

C-voting: Confidence-Based Test-Time Voting without Explicit Energy Functions

Neural network models with latent recurrent processing, where identical layers are recursively applied to the latent state, have gained attention as promising models for performing reasoning tasks. A strength of such models is that they enable test-time scaling, where the models can enhance their performance in the test phase without additional training. Models such as the Hierarchical Reasoning Model (HRM) and Artificial Kuramoto Oscillatory Neurons (AKOrN) can facilitate deeper reasoning by increasing the number of recurrent steps, thereby enabling the completion of challenging tasks, including Sudoku, Maze solving, and AGI benchmarks. In this work, we introduce confidence-based voting (C-voting), a test-time scaling strategy designed for recurrent models with multiple latent candidate trajectories. Initializing the latent state with multiple candidates using random variables, C-voting selects the one maximizing the average of top-1 probabilities of the predictions, reflecting the model's confidence. Additionally, it yields 4.9% higher accuracy on Sudoku-hard than the energy-based voting strategy, which is specific to models with explicit energy functions. An essential advantage of C-voting is its applicability: it can be applied to recurrent models without requiring an explicit energy function. Finally, we introduce a simple attention-based recurrent model with randomized initial values named ItrSA++, and demonstrate that when combined with C-voting, it outperforms HRM on Sudoku-extreme (95.2% vs. 55.0%) and Maze (78.6% vs. 74.5%) tasks.

cs.LG↗

arXiv2026

Understanding Emergent Misalignment via Feature Superposition Geometry

Emergent misalignment, where fine-tuning on narrow, non-harmful tasks induces harmful behaviors, poses a key challenge for AI safety in LLMs. Despite growing empirical evidence, its underlying mechanism remains unclear. To uncover the reason behind this phenomenon, we propose a geometric account based on the geometry of feature superposition. Because features are encoded in overlapping representations, fine-tuning that amplifies a target feature also unintentionally strengthens nearby harmful features in accordance with their similarity. We give a simple gradient-level derivation of this effect and empirically test it in multiple LLMs (Gemma-2 2B/9B/27B, LLaMA-3.1 8B, GPT-OSS 20B). Using sparse autoencoders (SAEs), we identify features tied to misalignment-inducing data and to harmful behaviors, and show that they are geometrically closer to each other than features derived from non-inducing data. This trend generalizes across domains (e.g., health, career, legal advice). Finally, we show that a geometry-aware approach, filtering training samples closest to toxic features, reduces misalignment by 34.5%, substantially outperforming random removal and achieving comparable or slightly lower misalignment than LLM-as-a-judge-based filtering. Our study links emergent misalignment to feature superposition, providing a basis for understanding and mitigating this phenomenon.

cs.AI↗

arXiv2026

Beyond In-Distribution Success: Scaling Curves of CoT Granularity for Language Model Generalization

Generalization to novel compound tasks under distribution shift is important for deploying transformer-based language models (LMs). This work investigates Chain-of-Thought (CoT) reasoning as a means to enhance OOD generalization. Through controlled experiments across several compound tasks, we reveal three key insights: (1) While QA-trained models achieve near-perfect in-distribution accuracy, their OOD performance degrades catastrophically, even with 10000k+ training examples; (2) the granularity of CoT data strongly correlates with generalization performance; finer-grained CoT data leads to better generalization; (3) CoT exhibits remarkable sample efficiency, matching QA performance with much less (even 80%) data. Theoretically, we demonstrate that compound tasks inherently permit shortcuts in Q-A data that misalign with true reasoning principles, while CoT forces internalization of valid dependency structures, and thus can achieve better generalization. Further, we show that transformer positional embeddings can amplify generalization by emphasizing subtask condition recurrence in long CoT sequences. Our combined theoretical and empirical analysis provides compelling evidence for CoT reasoning as a crucial training paradigm for enabling LM generalization under real-world distributional shifts for compound tasks.

cs.CL↗

arXiv2026

MultiBanana: A Challenging Benchmark for Multi-Reference Text-to-Image Generation

Recent text-to-image generation models have acquired the ability of multi-reference generation and editing; that is, to inherit the appearance of subjects from multiple reference images and re-render them in new contexts. However, existing benchmark datasets often focus on generation using a single or a few reference images, which prevents us from measuring progress in model performance or identifying weaknesses when following instructions with a larger number of references. In addition, their task definitions are still vague, limited to axes such as ``what to edit'' or ``how many references are given'', and therefore fail to capture the challenges inherent in combining heterogeneous references. To address this gap, we introduce MultiBanana, which is designed to assess the edge of model capabilities by widely covering problems specific to multi-reference settings: (1) varying the number of references (up to 8), (2) domain mismatch among references (e.g., photo vs. anime), (3) scale mismatch between reference and target scenes, (4) references containing rare concepts (e.g., a red banana), and (5) multilingual textual references for rendering. Our analysis among a variety of text-to-image models reveals their respective performances, typical failure modes, and areas for improvement. MultiBanana is released as an open benchmark to push the boundaries and establish a standardized basis for fair comparison in multi-reference image generation. Our data and code are available at https://github.com/matsuolab/multibanana .

cs.CV↗

arXiv2026

Semantic Token Clustering for Efficient Uncertainty Quantification in Large Language Models

Large language models (LLMs) have demonstrated remarkable capabilities across diverse tasks. However, the truthfulness of their outputs is not guaranteed, and their tendency toward overconfidence further limits reliability. Uncertainty quantification offers a promising way to identify potentially unreliable outputs, but most existing methods rely on repeated sampling or auxiliary models, introducing substantial computational overhead. To address these limitations, we propose Semantic Token Clustering (STC), an efficient uncertainty quantification method that leverages the semantic information inherently encoded in LLMs. Specifically, we group tokens into semantically consistent clusters using embedding clustering and prefix matching, and quantify uncertainty based on the probability mass aggregated over the corresponding semantic cluster. Our approach requires only a single generation and does not depend on auxiliary models. Experimental results show that STC achieves performance comparable to state-of-the-art baselines while substantially reducing computational overhead.

cs.CL↗

arXiv2026

PhysQuantAgent: An Inference Pipeline of Mass Estimation for Vision-Language Models

Vision-Language Models (VLMs) are increasingly applied to robotic perception and manipulation, yet their ability to infer physical properties required for manipulation remains limited. In particular, estimating the mass of real-world objects is essential for determining appropriate grasp force and ensuring safe interaction. However, current VLMs lack reliable mass reasoning capabilities, and most existing benchmarks do not explicitly evaluate physical quantity estimation under realistic sensing conditions. In this work, we propose PhysQuantAgent, a framework for real-world object mass estimation using VLMs, together with VisPhysQuant, a new benchmark dataset for evaluation. VisPhysQuant consists of RGB-D videos of real objects captured from multiple viewpoints, annotated with precise mass measurements. To improve estimation accuracy, we introduce three visual prompting methods that enhance the input image with object detection, scale estimation, and cross-sectional image generation to help the model comprehend the size and internal structure of the target object. Experiments show that visual prompting significantly improves mass estimation accuracy on real-world data, suggesting the efficacy of integrating spatial reasoning with VLM knowledge for physical inference.

cs.CV↗

arXiv2026

Towards High-resolution and Disentangled Reference-based Sketch Colorization

Sketch colorization is a critical task for automating and assisting in the creation of animations and digital illustrations. Previous research identified the primary difficulty as the distribution shift between semantically aligned training data and highly diverse test data, and focused on mitigating the artifacts caused by the distribution shift instead of fundamentally resolving the problem. In this paper, we present a framework that directly minimizes the distribution shift, thereby achieving superior quality, resolution, and controllability of colorization. We propose a dual-branch framework to explicitly model the data distributions of the training process and inference process with a semantic-aligned branch and a semantic-misaligned branch, respectively. A Gram Regularization Loss is applied across the feature maps of both branches, effectively enforcing cross-domain distribution coherence and stability. Furthermore, we adopt an anime-specific Tagger Network to extract fine-grained attributions from reference images and modulate SDXL's conditional encoders to ensure precise control, and a plugin module to enhance texture transfer. Quantitative and qualitative comparisons, alongside user studies, confirm that our method effectively overcomes the distribution shift challenge, establishing State-of-the-Art performance across both quality and controllability metrics. Ablation study reveals the influence of each component.

cs.CV↗

arXiv2026

Safe Transformer: An Explicit Safety Bit For Interpretable And Controllable Alignment

Current safety alignment methods encode safe behavior implicitly within model parameters, creating a fundamental opacity: we cannot easily inspect why a model refuses a request, nor intervene when its safety judgments fail. We propose Safe Transformer, a modular approach that augments pre-trained language models by inserting a discrete information bottleneck containing an explicit safety bit between transformer layers. The safety bit serves as both an interpretable signal of the model's safety classification and a controllable switch: through contrastive training, the model learns disentangled representations where the safety bit governs the behavioral mode - producing helpful responses when $s=1$ and refusals when $s=0$ - while additional unsupervised bits $u$ encode semantic content for generation. Additional unsupervised bits in the information bottleneck allow semantic information to flow through, preserving the model's generation capabilities. This design achieves both interpretability (the safety decision is directly readable) and controllability (the safety bit can be manually overridden), requiring only lightweight fine-tuning without pre-training from scratch. In red-team benchmarks, Safe Transformer achieves near-zero Attack Success Rate, substantially outperforming base models and safety fine-tuning baselines.

cs.LG↗

arXiv2026

Self-Harmony: Learning to Harmonize Self-Supervision and Self-Play in Test-Time Reinforcement Learning

Test-time reinforcement learning (TTRL) offers a label-free paradigm for adapting models using only synthetic signals at inference, but its success hinges on constructing reliable learning signals. Standard approaches such as majority voting often collapse to spurious yet popular answers. We introduce Self-Harmony, a framework built on a simple intuition: the correct answer should remain stable across both an original question and its paraphrase. Self-Harmony operationalizes this by employing a single model in two complementary roles: a Solver to produce answers and a Reframer to rephrase the input. Based on this, we further propose a pseudo-label method: instead of majority voting, it aggregates answer frequencies across these original and reframed views using the harmonic mean. This is a process that naturally selects for solutions stable under reframing, thereby avoiding the common trap of favoring view-dependent, spurious answers. Crucially, this requires no human supervision or auxiliary models. Across diverse reasoning benchmarks, Self-Harmony achieves state-of-the-art results at the label-free test-time setting, ranking first in 28 of 30 settings across multiple methods. Beyond accuracy, it demonstrates unprecedented robustness, with zero training failures in all experiments, underscoring its stability and reliability.

cs.CL↗

arXiv2026

ClinDet-Bench: Beyond Abstention, Evaluating Judgment Determinability of LLMs in Clinical Decision-Making

Clinical decisions are often required under incomplete information. Clinical experts must identify whether available information is sufficient for judgment, as both premature conclusion and unnecessary abstention can compromise patient safety. To evaluate this capability of large language models (LLMs), we developed ClinDet-Bench, a benchmark based on clinical scoring systems that decomposes incomplete-information scenarios into determinable and undeterminable conditions. Identifying determinability requires considering all hypotheses about missing information, including unlikely ones, and verifying whether the conclusion holds across them. We find that recent LLMs fail to identify determinability under incomplete information, producing both premature judgments and excessive abstention, despite correctly explaining the underlying scoring knowledge and performing well under complete information. These findings suggest that existing benchmarks are insufficient to evaluate the safety of LLMs in clinical settings. ClinDet-Bench provides a framework for evaluating determinability recognition, leading to appropriate abstention, with potential applicability to medicine and other high-stakes domains, and is publicly available.

cs.AI↗

arXiv2026

Residual Koopman Spectral Profiling for Predicting and Preventing Transformer Training Instability

Training divergence in transformers wastes compute, yet practitioners discover instability only after expensive runs begin. They therefore need an expected probability of failure for a transformer before training starts. Our study of Residual Koopman Spectral Profiling (RKSP) provides such an estimate. From a single forward pass at initialization, RKSP extracts Koopman spectral features by applying whitened dynamic mode decomposition to layer-wise residual snapshots. Our central diagnostic, the near-unit spectral mass, quantifies the fraction of modes concentrated near the unit circle, which captures instability risk. For predicting divergence across extensive configurations, this estimator achieves an AUROC of 0.995, outperforming the best gradient baseline. We further make this diagnostic actionable through Koopman Spectral Shaping (KSS), which reshapes spectra during training. We empirically validate that our method works in practice: RKSP predicts divergence at initialization, and when RKSP flags high risk, turning on KSS successfully prevents divergence. In the challenging high learning rate regime without normalization layers, KSS reduces the divergence rate from 66.7% to 12.5% and enables learning rates that are 50% to 150% higher. These findings generalize to WikiText-103 language modeling, vision transformers on CIFAR-10, and pretrained language models, including GPT-2 and LLaMA-2 up to 7B, as well as emerging architectures such as MoE, Mamba-style SSMs, and KAN.

cs.LG↗