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Zhicheng Dou

Publications and source records attributed to Zhicheng Dou.

At least 91 records · Page 5Linked to original sources

GLARE: Agentic Reasoning for Legal Judgment Prediction

Legal judgment prediction (LJP) has become increasingly important in the legal field. In this paper, we identify that existing large language models (LLMs) have significant problems of insufficient reasoning due to a lack of legal knowledge. Therefore, we introduce GLARE, an agentic legal reasoning framework that dynamically acquires key legal knowledge by invoking different modules, thereby improving the breadth and depth of reasoning. Experiments conducted on the real-world dataset verify the effectiveness of our method. Furthermore, the reasoning chain generated during the analysis process can increase interpretability and provide the possibility for practical applications.

cs.AI↗

Revisiting RAG Ensemble: A Theoretical and Mechanistic Analysis of Multi-RAG System Collaboration

Retrieval-Augmented Generation (RAG) technology has been widely applied in recent years. However, despite the emergence of various RAG frameworks, a single RAG framework still cannot adapt well to a broad range of downstream tasks. Therefore, how to leverage the advantages of multiple RAG systems has become an area worth exploring. To address this issue, we have conducted a comprehensive and systematic investigation into ensemble methods based on RAG systems. Specifically, we have analyzed the RAG ensemble framework from both theoretical and mechanistic analysis perspectives. From the theoretical analysis, we provide the first explanation of the RAG ensemble framework from the perspective of information entropy. In terms of mechanism analysis, we have explored the RAG ensemble framework from both the pipeline and module levels. We carefully select four different pipelines (Branching, Iterative, Loop, and Agentic) and three different modules (Generator, Retriever, and Reranker) to solve seven different research questions. The experiments show that aggregating multiple RAG systems is both generalizable and robust, whether at the pipeline level or the module level. Our work lays the foundation for similar research on the multi-RAG system ensemble.

cs.AI↗

HierSearch: A Hierarchical Enterprise Deep Search Framework Integrating Local and Web Searches

Recently, large reasoning models have demonstrated strong mathematical and coding abilities, and deep search leverages their reasoning capabilities in challenging information retrieval tasks. Existing deep search works are generally limited to a single knowledge source, either local or the Web. However, enterprises often require private deep search systems that can leverage search tools over both local and the Web corpus. Simply training an agent equipped with multiple search tools using flat reinforcement learning (RL) is a straightforward idea, but it has problems such as low training data efficiency and poor mastery of complex tools. To address the above issue, we propose a hierarchical agentic deep search framework, HierSearch, trained with hierarchical RL. At the low level, a local deep search agent and a Web deep search agent are trained to retrieve evidence from their corresponding domains. At the high level, a planner agent coordinates low-level agents and provides the final answer. Moreover, to prevent direct answer copying and error propagation, we design a knowledge refiner that filters out hallucinations and irrelevant evidence returned by low-level agents. Experiments show that HierSearch achieves better performance compared to flat RL, and outperforms various deep search and multi-source retrieval-augmented generation baselines in six benchmarks across general, finance, and medical domains.

cs.IR↗

A Survey of Conversational Search

As a cornerstone of modern information access, search engines have become indispensable in everyday life. With the rapid advancements in AI and natural language processing (NLP) technologies, particularly large language models (LLMs), search engines have evolved to support more intuitive and intelligent interactions between users and systems. Conversational search, an emerging paradigm for next-generation search engines, leverages natural language dialogue to facilitate complex and precise information retrieval, thus attracting significant attention. Unlike traditional keyword-based search engines, conversational search systems enhance user experience by supporting intricate queries, maintaining context over multi-turn interactions, and providing robust information integration and processing capabilities. Key components such as query reformulation, search clarification, conversational retrieval, and response generation work in unison to enable these sophisticated interactions. In this survey, we explore the recent advancements and potential future directions in conversational search, examining the critical modules that constitute a conversational search system. We highlight the integration of LLMs in enhancing these systems and discuss the challenges and opportunities that lie ahead in this dynamic field. Additionally, we provide insights into real-world applications and robust evaluations of current conversational search systems, aiming to guide future research and development in conversational search.

cs.CL↗

Agentic Reinforced Policy Optimization

Large-scale reinforcement learning with verifiable rewards (RLVR) has demonstrated its effectiveness in harnessing the potential of large language models (LLMs) for single-turn reasoning tasks. In realistic reasoning scenarios, LLMs can often utilize external tools to assist in task-solving processes. However, current RL algorithms inadequately balance the models' intrinsic long-horizon reasoning capabilities and their proficiency in multi-turn tool interactions. To bridge this gap, we propose Agentic Reinforced Policy Optimization (ARPO), a novel agentic RL algorithm tailored for training multi-turn LLM-based agents. Through preliminary experiments, we observe that LLMs tend to exhibit highly uncertain behavior, characterized by an increase in the entropy distribution of generated tokens, immediately following interactions with external tools. Motivated by this observation, ARPO incorporates an entropy-based adaptive rollout mechanism, dynamically balancing global trajectory sampling and step-level sampling, thereby promoting exploration at steps with high uncertainty after tool usage. By integrating an advantage attribution estimation, ARPO enables LLMs to internalize advantage differences in stepwise tool-use interactions. Our experiments across 13 challenging benchmarks in computational reasoning, knowledge reasoning, and deep search domains demonstrate ARPO's superiority over trajectory-level RL algorithms. Remarkably, ARPO achieves improved performance using only half of the tool-use budget required by existing methods, offering a scalable solution for aligning LLM-based agents with real-time dynamic environments. Our code and datasets are released at https://github.com/dongguanting/ARPO

cs.LG↗

P3: Prompts Promote Prompting

Current large language model (LLM) applications often employ multi-component prompts, comprising both system and user prompts, to guide model behaviors. While recent advancements have demonstrated the efficacy of automatically optimizing either the system or user prompt to boost performance, such unilateral approaches often yield suboptimal outcomes due to the interdependent nature of these components. In this work, we introduce P3, a novel self-improvement framework that concurrently optimizes both system and user prompts through an iterative process. The offline optimized prompts are further leveraged to promote online prompting by performing query-dependent prompt optimization. Extensive experiments on general tasks (e.g., Arena-hard and Alpaca-eval) and reasoning tasks (e.g., GSM8K and GPQA) demonstrate that P3 achieves superior performance in the realm of automatic prompt optimization. Our results highlight the effectiveness of a holistic optimization strategy in enhancing LLM performance across diverse domains.

cs.CL↗

MoCa: Modality-aware Continual Pre-training Makes Better Bidirectional Multimodal Embeddings

Multimodal embedding models, built upon causal Vision Language Models (VLMs), have shown promise in various tasks. However, current approaches face three key limitations: the use of causal attention in VLM backbones is suboptimal for embedding tasks; scalability issues due to reliance on high-quality labeled paired data for contrastive learning; and limited diversity in training objectives and data. To address these issues, we propose MoCa, a two-stage framework for transforming pre-trained VLMs into effective bidirectional multimodal embedding models. The first stage, Modality-aware Continual Pre-training, introduces a joint reconstruction objective that simultaneously denoises interleaved text and image inputs, enhancing bidirectional context-aware reasoning. The second stage, Heterogeneous Contrastive Fine-tuning, leverages diverse, semantically rich multimodal data beyond simple image-caption pairs to enhance generalization and alignment. Our method addresses the stated limitations by introducing bidirectional attention through continual pre-training, scaling effectively with massive unlabeled datasets via joint reconstruction objectives, and utilizing diverse multimodal data for enhanced representation robustness. Experiments demonstrate that MoCa consistently improves performance across MMEB and ViDoRe-v2 benchmarks, achieving new state-of-the-art results, and exhibits strong scalability with both model size and training data on MMEB.

cs.CV↗

Memory-enhanced Retrieval Augmentation for Long Video Understanding

Efficient long-video understanding~(LVU) remains a challenging task in computer vision. Current long-context vision-language models~(LVLMs) suffer from information loss due to compression and brute-force downsampling. While retrieval-augmented generation (RAG) methods mitigate this issue, their applicability is limited due to explicit query dependency. To overcome this challenge, we introduce a novel memory-enhanced RAG-based approach called MemVid, which is inspired by the cognitive memory of human beings. Our approach operates in four basic steps: 1) memorizing holistic video information, 2) reasoning about the task's information needs based on memory, 3) retrieving critical moments based on the information needs, and 4) focusing on the retrieved moments to produce the final answer. To enhance the system's memory-grounded reasoning capabilities while achieving optimal end-to-end performance, we propose a curriculum learning strategy. This approach begins with supervised learning on well-annotated reasoning results, then progressively explores and reinforces more plausible reasoning outcomes through reinforcement learning. We perform extensive evaluations on popular LVU benchmarks, including MLVU, VideoMME and LVBench. In our experiments, MemVid demonstrates superior efficiency and effectiveness compared to both LVLMs and RAG methods.

cs.CV↗

Measuring Human Involvement in AI-Generated Text: A Case Study on Academic Writing

Content creation has dramatically progressed with the rapid advancement of large language models like ChatGPT and Claude. While this progress has greatly enhanced various aspects of life and work, it has also negatively affected certain areas of society. A recent survey revealed that nearly 30% of college students use generative AI to help write academic papers and reports. Most countermeasures treat the detection of AI-generated text as a binary classification task and thus lack robustness. This approach overlooks human involvement in the generation of content even though human-machine collaboration is becoming mainstream. Besides generating entire texts, people may use machines to complete or revise texts. Such human involvement varies case by case, which makes binary classification a less than satisfactory approach. We refer to this situation as participation detection obfuscation. We propose using BERTScore as a metric to measure human involvement in the generation process and a multi-task RoBERTa-based regressor trained on a token classification task to address this problem. To evaluate the effectiveness of this approach, we simulated academic-based scenarios and created a continuous dataset reflecting various levels of human involvement. All of the existing detectors we examined failed to detect the level of human involvement on this dataset. Our method, however, succeeded (F1 score of 0.9423 and a regressor mean squared error of 0.004). Moreover, it demonstrated some generalizability across generative models. Our code is available at https://github.com/gyc-nii/CAS-CS-and-dual-head-detector

cs.CL↗

Value Compass Benchmarks: A Platform for Fundamental and Validated Evaluation of LLMs Values

As Large Language Models (LLMs) achieve remarkable breakthroughs, aligning their values with humans has become imperative for their responsible development and customized applications. However, there still lack evaluations of LLMs values that fulfill three desirable goals. (1) Value Clarification: We expect to clarify the underlying values of LLMs precisely and comprehensively, while current evaluations focus narrowly on safety risks such as bias and toxicity. (2) Evaluation Validity: Existing static, open-source benchmarks are prone to data contamination and quickly become obsolete as LLMs evolve. Additionally, these discriminative evaluations uncover LLMs' knowledge about values, rather than valid assessments of LLMs' behavioral conformity to values. (3) Value Pluralism: The pluralistic nature of human values across individuals and cultures is largely ignored in measuring LLMs value alignment. To address these challenges, we presents the Value Compass Benchmarks, with three correspondingly designed modules. It (i) grounds the evaluation on motivationally distinct \textit{basic values to clarify LLMs' underlying values from a holistic view; (ii) applies a \textit{generative evolving evaluation framework with adaptive test items for evolving LLMs and direct value recognition from behaviors in realistic scenarios; (iii) propose a metric that quantifies LLMs alignment with a specific value as a weighted sum over multiple dimensions, with weights determined by pluralistic values.

cs.AI↗

Respond Beyond Language: A Benchmark for Video Generation in Response to Realistic User Intents

Querying generative AI models, e.g., large language models (LLMs), has become a prevalent method for information acquisition. However, existing query-answer datasets primarily focus on textual responses, making it challenging to address complex user queries that require visual demonstrations or explanations for better understanding. To bridge this gap, we construct a benchmark, RealVideoQuest, designed to evaluate the abilities of text-to-video (T2V) models in answering real-world, visually grounded queries. It identifies 7.5K real user queries with video response intents from Chatbot-Arena and builds 4.5K high-quality query-video pairs through a multistage video retrieval and refinement process. We further develop a multi-angle evaluation system to assess the quality of generated video answers. Experiments indicate that current T2V models struggle with effectively addressing real user queries, pointing to key challenges and future research opportunities in multimodal AI.

cs.AI↗

Generate, Not Recommend: Personalized Multimodal Content Generation

To address the challenge of information overload from massive web contents, recommender systems are widely applied to retrieve and present personalized results for users. However, recommendation tasks are inherently constrained to filtering existing items and lack the ability to generate novel concepts, limiting their capacity to fully satisfy user demands and preferences. In this paper, we propose a new paradigm that goes beyond content filtering and selecting: directly generating personalized items in a multimodal form, such as images, tailored to individual users. To accomplish this, we leverage any-to-any Large Multimodal Models (LMMs) and train them in both supervised fine-tuning and online reinforcement learning strategy to equip them with the ability to yield tailored next items for users. Experiments on two benchmark datasets and user study confirm the efficacy of the proposed method. Notably, the generated images not only align well with users' historical preferences but also exhibit relevance to their potential future interests.

cs.AI↗

Boosting Long-Context Management via Query-Guided Activation Refilling

Processing long contexts poses a significant challenge for large language models (LLMs) due to their inherent context-window limitations and the computational burden of extensive key-value (KV) activations, which severely impact efficiency. For information-seeking tasks, full context perception is often unnecessary, as a query's information needs can dynamically range from localized details to a global perspective, depending on its complexity. However, existing methods struggle to adapt effectively to these dynamic information needs. In the paper, we propose a method for processing long-context information-seeking tasks via query-guided Activation Refilling (ACRE). ACRE constructs a Bi-layer KV Cache for long contexts, where the layer-1 (L1) cache compactly captures global information, and the layer-2 (L2) cache provides detailed and localized information. ACRE establishes a proxying relationship between the two caches, allowing the input query to attend to the L1 cache and dynamically refill it with relevant entries from the L2 cache. This mechanism integrates global understanding with query-specific local details, thus improving answer decoding. Experiments on a variety of long-context information-seeking datasets demonstrate ACRE's effectiveness, achieving improvements in both performance and efficiency.

cs.CL↗

Tool-Star: Empowering LLM-Brained Multi-Tool Reasoner via Reinforcement Learning

Recently, large language models (LLMs) have shown remarkable reasoning capabilities via large-scale reinforcement learning (RL). However, leveraging the RL algorithm to empower effective multi-tool collaborative reasoning in LLMs remains an open challenge. In this paper, we introduce Tool-Star, an RL-based framework designed to empower LLMs to autonomously invoke multiple external tools during stepwise reasoning. Tool-Star integrates six types of tools and incorporates systematic designs in both data synthesis and training. To address the scarcity of tool-use data, we propose a general tool-integrated reasoning data synthesis pipeline, which combines tool-integrated prompting with hint-based sampling to automatically and scalably generate tool-use trajectories. A subsequent quality normalization and difficulty-aware classification process filters out low-quality samples and organizes the dataset from easy to hard. Furthermore, we propose a two-stage training framework to enhance multi-tool collaborative reasoning by: (1) cold-start fine-tuning, which guides LLMs to explore reasoning patterns via tool-invocation feedback; and (2) a multi-tool self-critic RL algorithm with hierarchical reward design, which reinforces reward understanding and promotes effective tool collaboration. Experimental analyses on over 10 challenging reasoning benchmarks highlight the effectiveness and efficiency of Tool-Star. The code is available at https://github.com/dongguanting/Tool-Star.

cs.CL↗

DailyQA: A Benchmark to Evaluate Web Retrieval Augmented LLMs Based on Capturing Real-World Changes

We propose DailyQA, an automatically updated dynamic dataset that updates questions weekly and contains answers to questions on any given date. DailyQA utilizes daily updates from Wikipedia revision logs to implement a fully automated pipeline of data filtering, query generation synthesis, quality checking, answer extraction, and query classification. The benchmark requires large language models (LLMs) to process and answer questions involving fast-changing factual data and covering multiple domains. We evaluate several open-source and closed-source LLMs using different RAG pipelines with web search augmentation. We compare the ability of different models to process time-sensitive web information and find that rerank of web retrieval results is critical. Our results indicate that LLMs still face significant challenges in handling frequently updated information, suggesting that DailyQA benchmarking provides valuable insights into the direction of progress for LLMs and RAG systems.

cs.IR↗

Single LLM, Multiple Roles: A Unified Retrieval-Augmented Generation Framework Using Role-Specific Token Optimization

Existing studies have optimized retrieval-augmented generation (RAG) across various sub-tasks, such as query understanding and retrieval refinement, but integrating these optimizations into a unified framework remains challenging. To tackle this problem, this work proposes RoleRAG, a unified RAG framework that achieves efficient multi-task processing through role-specific token optimization. RoleRAG comprises six modules, each handling a specific sub-task within the RAG process. Additionally, we introduce a query graph to represent the decomposition of the query, which can be dynamically resolved according to the decomposing state. All modules are driven by the same underlying LLM, distinguished by task-specific role tokens that are individually optimized. This design allows RoleRAG to dynamically activate different modules within a single LLM instance, thereby streamlining deployment and reducing resource consumption. Experimental results on five open-domain question-answering datasets demonstrate the effectiveness, generalizability, and flexibility of our framework.

cs.CL↗

Neuro-Symbolic Query Compiler

Precise recognition of search intent in Retrieval-Augmented Generation (RAG) systems remains a challenging goal, especially under resource constraints and for complex queries with nested structures and dependencies. This paper presents QCompiler, a neuro-symbolic framework inspired by linguistic grammar rules and compiler design, to bridge this gap. It theoretically designs a minimal yet sufficient Backus-Naur Form (BNF) grammar $G[q]$ to formalize complex queries. Unlike previous methods, this grammar maintains completeness while minimizing redundancy. Based on this, QCompiler includes a Query Expression Translator, a Lexical Syntax Parser, and a Recursive Descent Processor to compile queries into Abstract Syntax Trees (ASTs) for execution. The atomicity of the sub-queries in the leaf nodes ensures more precise document retrieval and response generation, significantly improving the RAG system's ability to address complex queries.

cs.CL↗

Hierarchical Document Refinement for Long-context Retrieval-augmented Generation

Real-world RAG applications often encounter long-context input scenarios, where redundant information and noise results in higher inference costs and reduced performance. To address these challenges, we propose LongRefiner, an efficient plug-and-play refiner that leverages the inherent structural characteristics of long documents. LongRefiner employs dual-level query analysis, hierarchical document structuring, and adaptive refinement through multi-task learning on a single foundation model. Experiments on seven QA datasets demonstrate that LongRefiner achieves competitive performance in various scenarios while using 10x fewer computational costs and latency compared to the best baseline. Further analysis validates that LongRefiner is scalable, efficient, and effective, providing practical insights for real-world long-text RAG applications. Our code is available at https://github.com/ignorejjj/LongRefiner.

cs.CL↗