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Zuohui Fu

Publications and source records attributed to Zuohui Fu.

At least 19 recordsLinked to original sources

VIP5: Towards Multimodal Foundation Models for Recommendation

Computer Vision (CV), Natural Language Processing (NLP), and Recommender Systems (RecSys) are three prominent AI applications that have traditionally developed independently, resulting in disparate modeling and engineering methodologies. This has impeded the ability for these fields to directly benefit from each other's advancements. With the recent development of foundation models, large language models have emerged as a potential general-purpose interface for unifying different modalities and problem formulations. In light of this, we propose the development of a multimodal foundation model (MFM) considering visual, textual, and personalization modalities under the P5 recommendation paradigm, thus named VIP5 (Visual P5), to unify various modalities and recommendation tasks. This will enable the processing of multiple modalities in a shared architecture for improved recommendations. To achieve this, we introduce multimodal personalized prompts to accommodate multiple modalities under a shared format. Additionally, we propose a parameter-efficient training method for foundation models, which involves freezing the P5 backbone and fine-tuning lightweight adapters, resulting in improved recommendation performance and increased efficiency in terms of training time and memory usage. Code and data of VIP5 are available at https://github.com/jeykigung/VIP5.

cs.IR

Dynamic Causal Collaborative Filtering

Causal graph, as an effective and powerful tool for causal modeling, is usually assumed as a Directed Acyclic Graph (DAG). However, recommender systems usually involve feedback loops, defined as the cyclic process of recommending items, incorporating user feedback in model updates, and repeating the procedure. As a result, it is important to incorporate loops into the causal graphs to accurately model the dynamic and iterative data generation process for recommender systems. However, feedback loops are not always beneficial since over time they may encourage more and more narrowed content exposure, which if left unattended, may results in echo chambers. As a result, it is important to understand when the recommendations will lead to echo chambers and how to mitigate echo chambers without hurting the recommendation performance. In this paper, we design a causal graph with loops to describe the dynamic process of recommendation. We then take Markov process to analyze the mathematical properties of echo chamber such as the conditions that lead to echo chambers. Inspired by the theoretical analysis, we propose a Dynamic Causal Collaborative Filtering ($\partial$CCF) model, which estimates users' post-intervention preference on items based on back-door adjustment and mitigates echo chamber with counterfactual reasoning. Multiple experiments are conducted on real-world datasets and results show that our framework can mitigate echo chambers better than other state-of-the-art frameworks while achieving comparable recommendation performance with the base recommendation models.

cs.IR

A Survey on Trustworthy Recommender Systems

Recommender systems (RS), serving at the forefront of Human-centered AI, are widely deployed in almost every corner of the web and facilitate the human decision-making process. However, despite their enormous capabilities and potential, RS may also lead to undesired effects on users, items, producers, platforms, or even the society at large, such as compromised user trust due to non-transparency, unfair treatment of different consumers, or producers, privacy concerns due to extensive use of user's private data for personalization, just to name a few. All of these create an urgent need for Trustworthy Recommender Systems (TRS) so as to mitigate or avoid such adverse impacts and risks. In this survey, we will introduce techniques related to trustworthy recommendation, including but not limited to explainable recommendation, fairness in recommendation, privacy-aware recommendation, robustness in recommendation, user-controllable recommendation, as well as the relationship between these different perspectives in terms of trustworthy recommendation. Through this survey, we hope to deliver readers with a comprehensive view of the research area and raise attention to the community about the importance, existing research achievements, and future research directions on trustworthy recommendation.

cs.IR

Explainable Fairness in Recommendation

Existing research on fairness-aware recommendation has mainly focused on the quantification of fairness and the development of fair recommendation models, neither of which studies a more substantial problem--identifying the underlying reason of model disparity in recommendation. This information is critical for recommender system designers to understand the intrinsic recommendation mechanism and provides insights on how to improve model fairness to decision makers. Fortunately, with the rapid development of Explainable AI, we can use model explainability to gain insights into model (un)fairness. In this paper, we study the problem of explainable fairness, which helps to gain insights about why a system is fair or unfair, and guides the design of fair recommender systems with a more informed and unified methodology. Particularly, we focus on a common setting with feature-aware recommendation and exposure unfairness, but the proposed explainable fairness framework is general and can be applied to other recommendation settings and fairness definitions. We propose a Counterfactual Explainable Fairness framework, called CEF, which generates explanations about model fairness that can improve the fairness without significantly hurting the performance.The CEF framework formulates an optimization problem to learn the "minimal" change of the input features that changes the recommendation results to a certain level of fairness. Based on the counterfactual recommendation result of each feature, we calculate an explainability score in terms of the fairness-utility trade-off to rank all the feature-based explanations, and select the top ones as fairness explanations.

cs.IR

Recommendation as Language Processing (RLP): A Unified Pretrain, Personalized Prompt & Predict Paradigm (P5)

For a long time, different recommendation tasks typically require designing task-specific architectures and training objectives. As a result, it is hard to transfer the learned knowledge and representations from one task to another, thus restricting the generalization ability of existing recommendation approaches, e.g., a sequential recommendation model can hardly be applied or transferred to a review generation method. To deal with such issues, considering that language can describe almost anything and language grounding is a powerful medium to represent various problems or tasks, we present a flexible and unified text-to-text paradigm called "Pretrain, Personalized Prompt, and Predict Paradigm" (P5) for recommendation, which unifies various recommendation tasks in a shared framework. In P5, all data such as user-item interactions, user descriptions, item metadata, and user reviews are converted to a common format -- natural language sequences. The rich information from natural language assists P5 to capture deeper semantics for personalization and recommendation. Specifically, P5 learns different tasks with the same language modeling objective during pretraining. Thus, it serves as the foundation model for various downstream recommendation tasks, allows easy integration with other modalities, and enables instruction-based recommendation based on prompts. P5 advances recommender systems from shallow model to deep model to big model, and will revolutionize the technical form of recommender systems towards universal recommendation engine. With adaptive personalized prompt for different users, P5 is able to make predictions in a zero-shot or few-shot manner and largely reduces the necessity for extensive fine-tuning. On several recommendation benchmarks, we conduct experiments to show the effectiveness of P5. We release the source code at https://github.com/jeykigung/P5.

cs.IR

Learning and Evaluating Graph Neural Network Explanations based on Counterfactual and Factual Reasoning

Structural data well exists in Web applications, such as social networks in social media, citation networks in academic websites, and threads data in online forums. Due to the complex topology, it is difficult to process and make use of the rich information within such data. Graph Neural Networks (GNNs) have shown great advantages on learning representations for structural data. However, the non-transparency of the deep learning models makes it non-trivial to explain and interpret the predictions made by GNNs. Meanwhile, it is also a big challenge to evaluate the GNN explanations, since in many cases, the ground-truth explanations are unavailable. In this paper, we take insights of Counterfactual and Factual (CF^2) reasoning from causal inference theory, to solve both the learning and evaluation problems in explainable GNNs. For generating explanations, we propose a model-agnostic framework by formulating an optimization problem based on both of the two casual perspectives. This distinguishes CF^2 from previous explainable GNNs that only consider one of them. Another contribution of the work is the evaluation of GNN explanations. For quantitatively evaluating the generated explanations without the requirement of ground-truth, we design metrics based on Counterfactual and Factual reasoning to evaluate the necessity and sufficiency of the explanations. Experiments show that no matter ground-truth explanations are available or not, CF^2 generates better explanations than previous state-of-the-art methods on real-world datasets. Moreover, the statistic analysis justifies the correlation between the performance on ground-truth evaluation and our proposed metrics. Source code is available at https://github.com/chrisjtan/gnn_cff.

cs.IR

D-HYPR: Harnessing Neighborhood Modeling and Asymmetry Preservation for Digraph Representation Learning

Digraph Representation Learning (DRL) aims to learn representations for directed homogeneous graphs (digraphs). Prior work in DRL is largely constrained (e.g., limited to directed acyclic graphs), or has poor generalizability across tasks (e.g., evaluated solely on one task). Most Graph Neural Networks (GNNs) exhibit poor performance on digraphs due to the neglect of modeling neighborhoods and preserving asymmetry. In this paper, we address these notable challenges by leveraging hyperbolic collaborative learning from multi-ordered and partitioned neighborhoods, and regularizers inspired by socio-psychological factors. Our resulting formalism, Digraph Hyperbolic Networks (D-HYPR) - albeit conceptually simple - generalizes to digraphs where cycles and non-transitive relations are common, and is applicable to multiple downstream tasks including node classification, link presence prediction, and link property prediction. In order to assess the effectiveness of D-HYPR, extensive evaluations were performed across 8 real-world digraph datasets involving 21 prior techniques. D-HYPR statistically significantly outperforms the current state of the art. We release our code at https://github.com/hongluzhou/dhypr

cs.LG

Dense Contrastive Visual-Linguistic Pretraining

Inspired by the success of BERT, several multimodal representation learning approaches have been proposed that jointly represent image and text. These approaches achieve superior performance by capturing high-level semantic information from large-scale multimodal pretraining. In particular, LXMERT and UNITER adopt visual region feature regression and label classification as pretext tasks. However, they tend to suffer from the problems of noisy labels and sparse semantic annotations, based on the visual features having been pretrained on a crowdsourced dataset with limited and inconsistent semantic labeling. To overcome these issues, we propose unbiased Dense Contrastive Visual-Linguistic Pretraining (DCVLP), which replaces the region regression and classification with cross-modality region contrastive learning that requires no annotations. Two data augmentation strategies (Mask Perturbation and Intra-/Inter-Adversarial Perturbation) are developed to improve the quality of negative samples used in contrastive learning. Overall, DCVLP allows cross-modality dense region contrastive learning in a self-supervised setting independent of any object annotations. We compare our method against prior visual-linguistic pretraining frameworks to validate the superiority of dense contrastive learning on multimodal representation learning.

cs.CV

Efficient Non-Sampling Knowledge Graph Embedding

Knowledge Graph (KG) is a flexible structure that is able to describe the complex relationship between data entities. Currently, most KG embedding models are trained based on negative sampling, i.e., the model aims to maximize some similarity of the connected entities in the KG, while minimizing the similarity of the sampled disconnected entities. Negative sampling helps to reduce the time complexity of model learning by only considering a subset of negative instances, which may fail to deliver stable model performance due to the uncertainty in the sampling procedure. To avoid such deficiency, we propose a new framework for KG embedding -- Efficient Non-Sampling Knowledge Graph Embedding (NS-KGE). The basic idea is to consider all of the negative instances in the KG for model learning, and thus to avoid negative sampling. The framework can be applied to square-loss based knowledge graph embedding models or models whose loss can be converted to a square loss. A natural side-effect of this non-sampling strategy is the increased computational complexity of model learning. To solve the problem, we leverage mathematical derivations to reduce the complexity of non-sampling loss function, which eventually provides us both better efficiency and better accuracy in KG embedding compared with existing models. Experiments on benchmark datasets show that our NS-KGE framework can achieve a better performance on efficiency and accuracy over traditional negative sampling based models, and that the framework is applicable to a large class of knowledge graph embedding models.

cs.AI

User-oriented Fairness in Recommendation

As a highly data-driven application, recommender systems could be affected by data bias, resulting in unfair results for different data groups, which could be a reason that affects the system performance. Therefore, it is important to identify and solve the unfairness issues in recommendation scenarios. In this paper, we address the unfairness problem in recommender systems from the user perspective. We group users into advantaged and disadvantaged groups according to their level of activity, and conduct experiments to show that current recommender systems will behave unfairly between two groups of users. Specifically, the advantaged users (active) who only account for a small proportion in data enjoy much higher recommendation quality than those disadvantaged users (inactive). Such bias can also affect the overall performance since the disadvantaged users are the majority. To solve this problem, we provide a re-ranking approach to mitigate this unfairness problem by adding constraints over evaluation metrics. The experiments we conducted on several real-world datasets with various recommendation algorithms show that our approach can not only improve group fairness of users in recommender systems, but also achieve better overall recommendation performance.

cs.IR

Context-Aware Interaction Network for Question Matching

Impressive milestones have been achieved in text matching by adopting a cross-attention mechanism to capture pertinent semantic connections between two sentence representations. However, regular cross-attention focuses on word-level links between the two input sequences, neglecting the importance of contextual information. We propose a context-aware interaction network (COIN) to properly align two sequences and infer their semantic relationship. Specifically, each interaction block includes (1) a context-aware cross-attention mechanism to effectively integrate contextual information when aligning two sequences, and (2) a gate fusion layer to flexibly interpolate aligned representations. We apply multiple stacked interaction blocks to produce alignments at different levels and gradually refine the attention results. Experiments on two question matching datasets and detailed analyses demonstrate the effectiveness of our model.

cs.CL

Faithfully Explainable Recommendation via Neural Logic Reasoning

Knowledge graphs (KG) have become increasingly important to endow modern recommender systems with the ability to generate traceable reasoning paths to explain the recommendation process. However, prior research rarely considers the faithfulness of the derived explanations to justify the decision making process. To the best of our knowledge, this is the first work that models and evaluates faithfully explainable recommendation under the framework of KG reasoning. Specifically, we propose neural logic reasoning for explainable recommendation (LOGER) by drawing on interpretable logical rules to guide the path reasoning process for explanation generation. We experiment on three large-scale datasets in the e-commerce domain, demonstrating the effectiveness of our method in delivering high-quality recommendations as well as ascertaining the faithfulness of the derived explanation.

cs.IR

Causal Collaborative Filtering

Many of the traditional recommendation algorithms are designed based on the fundamental idea of mining or learning correlative patterns from data to estimate the user-item correlative preference. However, pure correlative learning may lead to Simpson's paradox in predictions, and thus results in sacrificed recommendation performance. Simpson's paradox is a well-known statistical phenomenon, which causes confusions in statistical conclusions and ignoring the paradox may result in inaccurate decisions. Fortunately, causal and counterfactual modeling can help us to think outside of the observational data for user modeling and personalization so as to tackle such issues. In this paper, we propose Causal Collaborative Filtering (CCF) -- a general framework for modeling causality in collaborative filtering and recommendation. We provide a unified causal view of CF and mathematically show that many of the traditional CF algorithms are actually special cases of CCF under simplified causal graphs. We then propose a conditional intervention approach for $do$-operations so that we can estimate the user-item causal preference based on the observational data. Finally, we further propose a general counterfactual constrained learning framework for estimating the user-item preferences. Experiments are conducted on two types of real-world datasets -- traditional and randomized trial data -- and results show that our framework can improve the recommendation performance and reduce the Simpson's paradox problem of many CF algorithms.

cs.IR

RomeBERT: Robust Training of Multi-Exit BERT

BERT has achieved superior performances on Natural Language Understanding (NLU) tasks. However, BERT possesses a large number of parameters and demands certain resources to deploy. For acceleration, Dynamic Early Exiting for BERT (DeeBERT) has been proposed recently, which incorporates multiple exits and adopts a dynamic early-exit mechanism to ensure efficient inference. While obtaining an efficiency-performance tradeoff, the performances of early exits in multi-exit BERT are significantly worse than late exits. In this paper, we leverage gradient regularized self-distillation for RObust training of Multi-Exit BERT (RomeBERT), which can effectively solve the performance imbalance problem between early and late exits. Moreover, the proposed RomeBERT adopts a one-stage joint training strategy for multi-exits and the BERT backbone while DeeBERT needs two stages that require more training time. Extensive experiments on GLUE datasets are performed to demonstrate the superiority of our approach. Our code is available at https://github.com/romebert/RomeBERT.

cs.CL

Discrete Knowledge Graph Embedding based on Discrete Optimization

This paper proposes a discrete knowledge graph (KG) embedding (DKGE) method, which projects KG entities and relations into the Hamming space based on a computationally tractable discrete optimization algorithm, to solve the formidable storage and computation cost challenges in traditional continuous graph embedding methods. The convergence of DKGE can be guaranteed theoretically. Extensive experiments demonstrate that DKGE achieves superior accuracy than classical hashing functions that map the effective continuous embeddings into discrete codes. Besides, DKGE reaches comparable accuracy with much lower computational complexity and storage compared to many continuous graph embedding methods.

cs.IR

CAFE: Coarse-to-Fine Neural Symbolic Reasoning for Explainable Recommendation

Recent research explores incorporating knowledge graphs (KG) into e-commerce recommender systems, not only to achieve better recommendation performance, but more importantly to generate explanations of why particular decisions are made. This can be achieved by explicit KG reasoning, where a model starts from a user node, sequentially determines the next step, and walks towards an item node of potential interest to the user. However, this is challenging due to the huge search space, unknown destination, and sparse signals over the KG, so informative and effective guidance is needed to achieve a satisfactory recommendation quality. To this end, we propose a CoArse-to-FinE neural symbolic reasoning approach (CAFE). It first generates user profiles as coarse sketches of user behaviors, which subsequently guide a path-finding process to derive reasoning paths for recommendations as fine-grained predictions. User profiles can capture prominent user behaviors from the history, and provide valuable signals about which kinds of path patterns are more likely to lead to potential items of interest for the user. To better exploit the user profiles, an improved path-finding algorithm called Profile-guided Path Reasoning (PPR) is also developed, which leverages an inventory of neural symbolic reasoning modules to effectively and efficiently find a batch of paths over a large-scale KG. We extensively experiment on four real-world benchmarks and observe substantial gains in the recommendation performance compared with state-of-the-art methods.

cs.IR

COOKIE: A Dataset for Conversational Recommendation over Knowledge Graphs in E-commerce

In this work, we present a new dataset for conversational recommendation over knowledge graphs in e-commerce platforms called COOKIE. The dataset is constructed from an Amazon review corpus by integrating both user-agent dialogue and custom knowledge graphs for recommendation. Specifically, we first construct a unified knowledge graph and extract key entities between user--product pairs, which serve as the skeleton of a conversation. Then we simulate conversations mirroring the human coarse-to-fine process of choosing preferred items. The proposed baselines and experiments demonstrate that our dataset is able to provide innovative opportunities for conversational recommendation.

cs.IR

Leveraging Adversarial Training in Self-Learning for Cross-Lingual Text Classification

In cross-lingual text classification, one seeks to exploit labeled data from one language to train a text classification model that can then be applied to a completely different language. Recent multilingual representation models have made it much easier to achieve this. Still, there may still be subtle differences between languages that are neglected when doing so. To address this, we present a semi-supervised adversarial training process that minimizes the maximal loss for label-preserving input perturbations. The resulting model then serves as a teacher to induce labels for unlabeled target language samples that can be used during further adversarial training, allowing us to gradually adapt our model to the target language. Compared with a number of strong baselines, we observe significant gains in effectiveness on document and intent classification for a diverse set of languages.

cs.CL