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Two Adjoint Perspectives on Fokker-Planck Optimization: A Microscopic-Macroscopic Correspondence

The Fokker-Planck equation admits both a macroscopic Eulerian description through probability densities and a microscopic Lagrangian description through stochastic trajectories. Consequently, optimization problems constrained by the Fokker-Planck equation can be formulated from either perspective. Surprisingly, the corresponding adjoint equations appear to be fundamentally different: the macroscopic adjoint is governed by the backward Kolmogorov equation, whereas the microscopic adjoint evolves pathwise along stochastic trajectories. In this note, we reconcile these two formulations by establishing their correspondence in the continuum setting. We further show that, although their discrete gradients no longer coincide after discretization, both provide consistent numerical approximations of the continuum gradient. Explicit convergence rates are established for both discretization strategies.

math.NA

Multiplicative comparisons of Rényi entropies for weighted Bernoulli sums

We establish improved multiplicative bounds relating the Rényi entropies of different orders for weighted sums of independent Bernoulli random variables. In particular, we prove a logarithmic bound between the zeroth-order and infinity-order Rényi entropies, which yields a polynomial improvement over the square-root bound of Jain, Sah, and Sawhney. Additionally, we obtain explicit constant-factor bounds for comparisons among Rényi entropies of nonzero orders.

math.PR

Set Theory in the Foundation of Math; Internal Classes and External Sets

Usual math sets have special types: countable, compact, open, occasionally Borel, rarely projective, etc. Each such set is described by a single set theory formula with parameters unrelated to formulas. Exotic expressions involving sets related to formulas of unbounded quantifier depth appear mostly in esoteric or foundational studies. Recognizing the internal to math (formula-specified) and external (parameter-based) aspects of math objects greatly simplifies foundations. I postulate that external sets (not internally specified, constituting the domain of quantifiable variables) are hereditarily countable and independent of purely formula-defined classes, i.e. with finite algorithmic information about them. Variables for classes are not explicitly quantified. This opens a way to eliminate all non-integer quantifiers in set theory sentences. The restrictions seem to require almost no changes in math papers, only reinterpreting some formalities.

cs.LO

Harmonic higher weight distributions, Simonis' approach of MacWilliams identity and moments

We present a combinatorial proof of Simonis type MacWilliams identity for harmonic higher weight distributions of linear codes. Furthermore, we investigate the statistical moments of the harmonic higher weight enumerators for random linear codes. Defining the enumerators via rank functions of the generator matrices of linear codes, we prove that its expectation vanishes for all non-trivial harmonic functions due to the inherent symmetry of random matrices, and we also derive an explicit, non-trivial formula for the covariance.

math.CO

Shannon's problem on the monotonicity of entropy and a Conjecture of Tao

Let $X_1,X_2,\ldots$ be i.i.d. finitely supported random variables in a torsion-free abelian group, and write $S_k=X_1+\cdots+X_k$, and $H(S_k)$ is the Shannon entropy $S_k$, for all $k \ge 1$. We prove that, for every fixed $n\geq1$, \[ H(S_{n+1})-H(S_n) \geq \frac12\log\frac{n+1}{n} -o_{H(X_1)\to\infty}(1), \] uniformly over the ambient group and the input law. This proves a conjecture of Tao [29] in 2010.

math.PR

A counterexample to Kusner's conjecture on equilateral sets

We disprove Kusner's 1983 conjecture that every equilateral set in $\ell_p^n$ with $2 57$. This is the first equilateral set of more than $n+1$ points in $\ell_p^n$ for any finite $p\ge2$. The construction persists on an open interval of exponents around $5$; since Ge, Xu and Zhou recently proved the conjecture for $2\le p\le4$, the infimum of exponents at which it fails lies in $[4,5)$. The configuration is the unique solution of an explicit polynomial system with rational coefficients in a rational box, established in exact arithmetic.

math.MG

Edge codes constructed from unicyclic graphs

Jaramillo-Velez recently introduced edge codes, a new class of toric evaluation codes constructed from the edges of a (hyper)graph $\mathcal{H}$. In the case that $\mathcal{H}$ is a tree, Jaramillo-Velez computed both the minimum distance and the weight distribution of the associated code. In this paper, we study edge codes associated to unicyclic graphs. Our most striking result is that computing the parameters of these codes is subtle in the case that the induced cycle has an even length because these values will depend on certain conditions regarding the length of the cycle and the size of the base field.

math.CO

From Tsallis to KL: Convergence and Error Estimates for Tsallis-Regularized Optimal Transport

We study the Tsallis-to-Kullback--Leibler (KL) limit for entropy-regularized optimal transport with nonnegative bounded continuous costs. Fixing the regularization parameter $\varepsilon > 0$, we first derive an exact variational reformulation of Tsallis-regularized optimal transport in terms of the Tsallis information projection onto the set of couplings. The formula isolates an explicit correction term and thereby explains why, unlike in the KL case, the regularized transport problem and the corresponding information projection problem do not coincide exactly. We also establish existence and uniqueness for the Tsallis information projection. We then prove, with respect to the narrow topology, the $Γ$-convergence of the Tsallis-regularized functionals to the KL-regularized functional as $q\downarrow1$, together with narrow convergence of their unique minimizers. Finally, we obtain explicit error estimates of order $O(q-1)$ for both the regularized optimal transport values and the associated information projection values. These results quantify the passage from Tsallis regularization to the classical KL setting and clarify the relation between entropic regularization and information projection for $1 < q \leq 2$.

cs.IT

A Complete Characterization of Tensorizable $f$-divergences

Csiszar's formulation of the $f$-divergence introduced a vast family of functionals for quantifying dissimilarity between probability distributions. However, many applications in statistics and information theory rely only on a few $f$-divergences, such as the Kullback-Leibler divergence, the $χ^2$-divergence, and the squared Hellinger distance. These divergences are especially useful because they admit simple compositional formulas under product measures, a property sometimes referred to as tensorization. In this work, we refine a formalism of tensorization previously introduced in the literature. Then, we show that any possible tensorization formula has a multi-affine form characterized by a single parameter, and identify all tensorizable $f$-divergences under our adopted notion of tensorization.

cs.IT

A simple derivation of the Kalman filter

In this lecture note, we present a concise and self-contained derivation of the discrete-time Kalman filter equations that requires only a basic understanding of least squares estimation. The treatment is designed to minimize mathematical overhead while preserving both rigor and generality.

math.OC

Efficient Polynomial-Time Decoding of Simplicial Anticodes with Near-Optimal Performance

In this work, we propose an efficient decoding algorithm for codes arising from simplicial complexes, a family of binary linear codes for which no decoding method of this type was previously known. Although the algorithm does not always attain the maximum theoretical error-correcting capability, it provides an explicit bound that can be computed directly from the structure of the complex. Moreover, this bound is asymptotically optimal: the ratio between the guaranteed correcting capability and the theoretical maximum converges to $1$ as the code length increases, under natural assumptions on the dimension of the maximal faces. The correction capability is also presented in specific examples. Finally, we introduce specific families of simplicial complexes where the algorithm successfully reaches this theoretical bound.

cs.IT

Neural operators approximate strongly continuous convex monotone semigroups

We approximate strongly continuous convex monotone semigroups by learning their Chernoff-type one-step operators with neural operators. First, we introduce the general class of so-called Chernoff-neural operators and show in a universal approximation theorem that they can approximate the Chernoff one-step operators arbitrarily well. By using stability estimates between weighted Hölder spaces, the one-step approximation error can be propagated through the iterations which yields universal approximation of the corresponding semigroup. Second, we introduce the more specialized class of envelope-neural operators for envelope semigroups which allows us to derive quantitative approximation rates. Finally, we illustrate the effectiveness of these neural operators in several numerical examples arising from non-linear partial differential equations, stochastic optimal control and stochastic processes under model uncertainty.

math.NA

Summing the sum of digits

We revisit and generalize inequalities for the summatory function of the sum of digits in a given integer base. We prove that several known results can be deduced from a theorem in a 2023 paper by Mohanty, Greenbury, Sarkany, Narayanan, Dingle, Ahnert, and Louis, whose primary scope is the maximum mutational robustness in genotype-phenotype maps.

math.NT

Oracle-free Boltzmann Sampling for Powersets

We propose an approach for sampling powersets under the Boltzmann distribution in an oracle-free way, i.e. without numerically evaluating the associated generating function. Our approach relies on a Poissonised infinite occupancy model and thinning. It yields an explicit sampler for bounded counting sequences and extends under mild growth conditions. We implement the sampler and find runtimes comparable to existing Boltzmann samplers.

cs.DM

Momentum-based gradient descent methods for Lie groups

Polyak's Heavy Ball (PHB; Polyak, 1964), a.k.a. Classical Momentum, and Nesterov's Accelerated Gradient (NAG; Nesterov, 1983) are well-established momentum-descent methods for optimization. Although the latter generally outperforms the former, primarily, generalizations of PHB-like methods to nonlinear spaces have not been sufficiently explored in the literature. In this paper, we propose a generalization of NAG-like methods for Lie group optimization. This generalization is based on the variational one-to-one correspondence between classical and accelerated momentum methods (Campos et al., 2023). We provide numerical experiments for chosen retractions on the group of rotations based on the Frobenius norm and the Rosenbrock function to demonstrate the effectiveness of our proposed methods, and that align with results of the Euclidean case, that is, a faster convergence rate for NAG.

math.OC