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arXiv · 1603.04296

Confinement effects in ultra-thin ZnO polymorph films: electronic and optical properties

Lorenzo Sponza·Jacek Goniakowski·Claudine Noguera
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Abstract

Relying on generalized-gradient and hybrid first-principles simulations, this work provides a complete characterization of the electronic properties of ZnO ultra-thin films, cut along the Body-Centered-Tetragonal(010), Cubane(100), h-BN(0001), Zinc-Blende(110), Wurtzite(10$\bar{1}$0) and (0001) orientations. The characteristics of the local densities of states are analyzed in terms of the reduction of the Madelung potential on under-coordinated atoms and surface states/resonances appearing at the top of the VB and bottom of the CB. The gap width in the films is found to be larger than in the corresponding bulks, which is assigned to quantum confinement effects. The components of the high frequency dielectric constant are determined and the absorption spectra of the films are computed. They display specific features just above the absorption threshold due to transitions from or to the surface resonances. This study provides a first understanding of finite size effects on the electronic properties of ZnO thin films and a benchmark which is expected to foster experimental characterization of ultra-thin films via spectroscopic techniques.

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Lorenzo Sponza, Jacek Goniakowski, Claudine Noguera. 2016-03-14. Confinement effects in ultra-thin ZnO polymorph films: electronic and optical properties. https://doi.org/10.1103/physrevb.93.195435

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