Search arXiv⌕ Search
Home/Archive/arXiv

arXiv · 2209.01398

Optimizing Partial Area Under the Top-k Curve: Theory and Practice

Zitai Wang·Qianqian Xu·Zhiyong Yang·Yuan He·Xiaochun Cao·Qingming Huang
View original source ↗Read source document ↗Export metadata ↓

Abstract

Top-k error has become a popular metric for large-scale classification benchmarks due to the inevitable semantic ambiguity among classes. Existing literature on top-k optimization generally focuses on the optimization method of the top-k objective, while ignoring the limitations of the metric itself. In this paper, we point out that the top-k objective lacks enough discrimination such that the induced predictions may give a totally irrelevant label a top rank. To fix this issue, we develop a novel metric named partial Area Under the top-k Curve (AUTKC). Theoretical analysis shows that AUTKC has a better discrimination ability, and its Bayes optimal score function could give a correct top-K ranking with respect to the conditional probability. This shows that AUTKC does not allow irrelevant labels to appear in the top list. Furthermore, we present an empirical surrogate risk minimization framework to optimize the proposed metric. Theoretically, we present (1) a sufficient condition for Fisher consistency of the Bayes optimal score function; (2) a generalization upper bound which is insensitive to the number of classes under a simple hyperparameter setting. Finally, the experimental results on four benchmark datasets validate the effectiveness of our proposed framework.

Explore related subjects

cs.LGcs.AI

Keep this discovery

Explore connections, maps & timelines

BibTeXRIS

Zitai Wang, Qianqian Xu, Zhiyong Yang, Yuan He, Xiaochun Cao, Qingming Huang. 2022-09-03. Optimizing Partial Area Under the Top-k Curve: Theory and Practice. https://doi.org/10.1109/tpami.2022.3199970

Cite the original work for its findings. Save a collection to share your selection of sources.

KEEP EXPLORING

Related papers

arXiv2026

Reliable learning in challenging environments

The problem of designing learners that provide guarantees that their predictions are provably correct is of increasing importance in machine learning. However, learning theoretic guarantees have only been considered in very specific settings. In this work, we consider the design and analysis of reliable learners in challenging test-time environments as encountered in modern machine learning problems: namely `adversarial' test-time attacks (in several variations) and `natural' distribution shifts. In this work, we provide a reliable learner with provably optimal guarantees in such settings. We discuss practical implementations of the learner and further show that our algorithm achieves strong positive performance guarantees on several natural examples: for example, linear separators under log-concave distributions or smooth boundary classifiers under smooth probability distributions.

cs.LG↗
arXiv2026

Generalizing Adam to Manifolds for Efficiently Training Transformers

One of the primary reasons behind the success of neural networks has been the emergence of an array of new, highly-successful optimizers, perhaps most importantly the Adam optimizer. It is widely used for training neural networks, yet notoriously hard to interpret. Lacking a clear physical intuition, Adam is difficult to generalize to manifolds. Some attempts have been made to directly apply parts of the Adam algorithm to manifolds or to find an underlying structure, but a full generalization has remained elusive. In this work a new approach is presented that leverages the special structure of the manifolds which are relevant for optimization of neural networks, such as the Stiefel manifold, the symplectic Stiefel manifold and the Grassmann manifold: all of these are homogeneous spaces and as such admit a global tangent space representation. This is a common vector space, often called the Lie subspace, that makes the generalization of all steps in the Adam optimizer (as well as other optimizers) possible. It is thus possible to extend the Adam optimizer to manifolds without a projection step, something that was not possible before. The resulting algorithm is then applied to train transformers and a symplectic autoencoder for which orthogonality constraints are enforced up to machine precision and we conclusively demonstrate the advantage of the proposed optimizer over existing methods.

cs.LG↗
arXiv2026

Breaking the $T^{2/3}$ Barrier for Sequential Calibration

A set of probabilistic forecasts is calibrated if each prediction of the forecaster closely approximates the empirical distribution of outcomes on the subset of timesteps where that prediction was made. We study the fundamental problem of online calibrated forecasting of binary sequences under the standard $\ell_1$ calibration error metric, which was initially studied by Foster & Vohra (1998). They derived an algorithm with $O(T^{2/3})$ calibration error after $T$ time steps, and showed a lower bound of $Ω(T^{1/2})$. These bounds remained stagnant for two decades, until Qiao & Valiant (2021) improved the lower bound to $Ω(T^{0.528})$ by introducing a combinatorial game called sign preservation and showing that lower bounds for this game imply lower bounds for calibration. In this paper, we give the first improvement to the $O(T^{2/3})$ upper bound on calibration error of Foster & Vohra. We do this by introducing a variant of Qiao & Valiant's game that we call sign preservation with reuse (SPR). We prove that the relationship between SPR and calibrated forecasting is bidirectional: not only do lower bounds for SPR translate into lower bounds for calibration, but algorithms for SPR also translate into new algorithms for calibrated forecasting. We then give an improved upper bound for the SPR game, which implies, via our equivalence, a forecasting algorithm with calibration error $O(T^{2/3 - \varepsilon})$ for some $\varepsilon > 0$, improving Foster & Vohra's upper bound for the first time. Using similar ideas, we then prove a slightly stronger lower bound than that of Qiao & Valiant, namely $Ω(T^{0.54389})$. Our lower bound is obtained by an oblivious adversary, marking the first $ω(T^{1/2})$ calibration lower bound for oblivious adversaries.

cs.LG↗