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arXiv · 2308.11103

Anonymity at Risk? Assessing Re-Identification Capabilities of Large Language Models

Alex Nyffenegger·Matthias Stürmer·Joel Niklaus
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Abstract

Anonymity of both natural and legal persons in court rulings is a critical aspect of privacy protection in the European Union and Switzerland. With the advent of LLMs, concerns about large-scale re-identification of anonymized persons are growing. In accordance with the Federal Supreme Court of Switzerland, we explore the potential of LLMs to re-identify individuals in court rulings by constructing a proof-of-concept using actual legal data from the Swiss federal supreme court. Following the initial experiment, we constructed an anonymized Wikipedia dataset as a more rigorous testing ground to further investigate the findings. With the introduction and application of the new task of re-identifying people in texts, we also introduce new metrics to measure performance. We systematically analyze the factors that influence successful re-identifications, identifying model size, input length, and instruction tuning among the most critical determinants. Despite high re-identification rates on Wikipedia, even the best LLMs struggled with court decisions. The complexity is attributed to the lack of test datasets, the necessity for substantial training resources, and data sparsity in the information used for re-identification. In conclusion, this study demonstrates that re-identification using LLMs may not be feasible for now, but as the proof-of-concept on Wikipedia showed, it might become possible in the future. We hope that our system can help enhance the confidence in the security of anonymized decisions, thus leading to the courts being more confident to publish decisions.

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Alex Nyffenegger, Matthias Stürmer, Joel Niklaus. 2024-05-19. Anonymity at Risk? Assessing Re-Identification Capabilities of Large Language Models. https://arxiv.org/abs/2308.11103

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