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arXiv · 2506.03595

Purifying Shampoo: Investigating Shampoo's Heuristics by Decomposing its Preconditioner

Runa Eschenhagen·Aaron Defazio·Tsung-Hsien Lee·Richard E. Turner·Hao-Jun Michael Shi
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Abstract

The recent success of Shampoo in the AlgoPerf contest has sparked renewed interest in Kronecker-factorization-based optimization algorithms for training neural networks. Despite its success, Shampoo relies heavily on several heuristics such as learning rate grafting and stale preconditioning to achieve performance at-scale. These heuristics increase algorithmic complexity, necessitate further hyperparameter tuning, and lack theoretical justification. This paper investigates these heuristics from the angle of Frobenius norm approximation to full-matrix Adam and decouples the preconditioner's eigenvalues and eigenbasis updates. We show that grafting from Adam mitigates the staleness and mis-scaling of the preconditioner's eigenvalues and how correcting the eigenvalues directly eliminates the need for learning rate grafting. To manage the error induced by infrequent eigenbasis computations, we propose an adaptive criterion for determining the eigenbasis computation frequency motivated by terminating a warm-started QR algorithm. This criterion decouples the update frequency of different preconditioner matrices and enables us to investigate the impact of approximation error on convergence. These practical techniques offer a principled angle towards removing Shampoo's heuristics and developing improved Kronecker-factorization-based training algorithms.

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Runa Eschenhagen, Aaron Defazio, Tsung-Hsien Lee, Richard E. Turner, Hao-Jun Michael Shi. 2025-10-29. Purifying Shampoo: Investigating Shampoo's Heuristics by Decomposing its Preconditioner. https://arxiv.org/abs/2506.03595

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