Search arXivSearch

arXiv · 2510.02194

UpSafe$^\circ$C: Upcycling for Controllable Safety in Large Language Models

Abstract

Large Language Models (LLMs) have achieved remarkable progress across a wide range of tasks, but remain vulnerable to safety risks such as harmful content generation and jailbreak attacks. Existing safety techniques -- including external guardrails, inference-time guidance, and post-training alignment -- each face limitations in balancing safety, utility, and controllability. In this work, we propose UpSafe$^\circ$C, a unified framework for enhancing LLM safety through safety-aware upcycling. Our approach first identifies safety-critical layers and upcycles them into a sparse Mixture-of-Experts (MoE) structure, where the router acts as a soft guardrail that selectively activates original MLPs and added safety experts. We further introduce a two-stage SFT strategy to strengthen safety discrimination while preserving general capabilities. To enable flexible control at inference time, we introduce a safety temperature mechanism, allowing dynamic adjustment of the trade-off between safety and utility. Experiments across multiple benchmarks, base model, and model scales demonstrate that UpSafe$^\circ$C achieves robust safety improvements against harmful and jailbreak inputs, while maintaining competitive performance on general tasks. Moreover, analysis shows that safety temperature provides fine-grained inference-time control that achieves the Pareto-optimal frontier between utility and safety. Our results highlight a new direction for LLM safety: moving from static alignment toward dynamic, modular, and inference-aware control.

Explore related subjects

Keep this discovery

Explore connections, maps & timelines

BibTeXRIS

Yuhao Sun, Zhuoer Xu, Shiwen Cui, Kun Yang, Lingyun Yu, Yongdong Zhang, Hongtao Xie. 2025-10-02. UpSafe$^\circ$C: Upcycling for Controllable Safety in Large Language Models. https://arxiv.org/abs/2510.02194

Cite the original work for its findings. Save a collection to share your selection of sources.

KEEP EXPLORING

Related papers

InterPol: De-anonymizing LM Arena via Interpolated Preference Learning

Strict anonymity of model responses is a key for the reliability of voting-based leaderboards, such as LM Arena. While prior studies have attempted to compromise this assumption using simple statistical features like TF-IDF or bag-ofwords, these methods often lack the discriminative power to distinguish between stylistically similar or within-family models. To overcome these limitations and expose the severity of vulnerability, we introduce INTERPOL, a model-driven identification framework that learns to distinguish target models from others using interpolated preference data. Specifically, INTERPOL captures deep stylistic patterns that superficial statistical features miss by synthesizing hard negative samples through model interpolation and employing an adaptive curriculum learning strategy. Extensive experiments demonstrate that INTERPOL significantly outperforms existing baselines in identification accuracy. Furthermore, we quantify the real-world threat of our findings through ranking manipulation simulations on Arena battle data.

cs.AI

Preregistered Belief Revision Contracts

Deliberative multi-agent systems allow agents to exchange messages and revise beliefs over time. While this interaction is meant to improve performance, it can also create dangerous conformity effects: agreement, confidence, prestige, or majority size may be treated as if they were evidence, producing high-confidence convergence to false conclusions. To address this, we introduce PBRC (Preregistered Belief Revision Contracts), a protocol-level mechanism that strictly separates open communication from admissible epistemic change. A PBRC contract publicly fixes first-order evidence triggers, admissible revision operators, a priority rule, and a fallback policy. A non-fallback step is accepted only when it cites a preregistered trigger and provides a nonempty witness set of externally validated evidence tokens. This ensures that every substantive belief change is both enforceable by a router and auditable after the fact. In this paper, (a) we prove that under evidential contracts with conservative fallback, social-only rounds cannot increase confidence and cannot generate purely conformity-driven wrong-but-sure cascades. (b) We show that auditable trigger protocols admit evidential PBRC normal forms that preserve belief trajectories and canonicalized audit traces. (c) We demonstrate that sound enforcement yields epistemic accountability: any change of top hypothesis is attributable to a concrete validated witness set. For token-invariant contracts, (d) we prove that enforced trajectories depend only on token-exposure traces; under flooding dissemination, these traces are characterized exactly by truncated reachability, giving tight diameter bounds for universal evidence closure. Finally, we introduce a companion contractual dynamic doxastic logic to specify trace invariants, and provide simulations illustrating cascade suppression, auditability, and robustness-liveness trade-offs.

cs.AI

Anon: Extrapolating Adaptivity Beyond SGD and Adam

Adaptive optimizers such as Adam and non-adaptive methods like SGD exhibit distinct generalization capabilities across different architectures. Prior tunable optimizers attempt to bridge this gap by strictly interpolating between SGD and Adam, effectively confining adaptivity within the 0-to-1 bound. However, this restricted interpolation is fundamentally insufficient: we reveal that optimal adaptivity often requires extrapolation, such as negative adaptivity for classical CNNs and adaptivity of at least one ($γ\geq 1$) for Transformers. Extrapolating adaptivity theoretically violates the strict non-decreasing pre-conditioner assumption, often leading to divergence in existing methods. To break this barrier, we propose Anon, an optimizer that achieves fully continuous adaptivity extrapolation across the entire real-number spectrum. To guarantee provable stability in these out-of-bound regimes, we introduce Incremental Delay Update (IDU), a novel mechanism that bypasses hard max-tracking strategies. We theoretically establish Anon's convergence in both convex and non-convex settings. Empirically, by exploring previously unreachable adaptivity landscapes, Anon demonstrates highly competitive and scalable performance among state-of-the-art element-wise optimizers on representative image classification, diffusion, and large language modeling tasks.

cs.AI