StructZO: Structured Zeroth-Order Optimization for Memory-Efficient LLM Fine-Tuning

Abstract

Fine-tuning large language models at scale is increasingly limited by the memory cost of backpropagation. Zeroth-Order (ZO) optimizers reduce this burden by relying only on forward function evaluations, but they still exhibit a substantial performance gap to first-order (FO) optimizers such as Adam. We argue that this gap does not arise solely from the absence of explicit gradients: FO fine-tuning also benefits from informative low-rank optimization geometry, large-scale signal aggregation, and well-conditioned update directions. Motivated by this, we introduce StructZO, a structured Zeroth-Order optimization framework for memory-efficient LLM fine-tuning. StructZO performs large-query ZO estimation within an activation-induced informative subspace and applies spectral control to the resulting reduced-space update before mapping it back to the original parameters. This lets ZO aggregate useful directional signals in a compact, geometry-aware space while avoiding the activation and optimizer-state memory costs of backpropagation. We show theoretically that, when the induced subspace captures concentrated optimization-relevant directions, StructZO reduces the effective ZO estimation dimension from $mn$ to $mr$, with the remaining projection error governed by the spectral tail of the activation Gram matrix. Empirically, across OPT-series and Llama3.1-8B on diverse downstreamtasks, StructZO improves over the strongest existing ZO baselines by up to $8.7%$ relative on average and up to $26.9%$ relative on individual tasks, while remaining within $1.5%$ of FO-Adam on average. These results suggest that structured and spectrally controlled ZO updates can substantially narrow the gap between ZO and FO optimization.