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Chaochao Lu

Publications and source records attributed to Chaochao Lu.

At least 37 records · Page 2Linked to original sources

JailbreakSkill: Scaling Automated Red-Teaming with Reusable and Ever-Evolving Skills

Automated red-teaming has produced a growing collection of attack strategies, yet they typically remain scattered across prompts and workflows, making them difficult to systematically integrate, reuse, and improve at scale. We introduce \textsc{JailbreakSkill}, a skill-centric framework for scaling automated red-teaming through reusable and continuously evolving attack capabilities. \textsc{JailbreakSkill} packages existing attack strategies into modular, agent-ready skills that can be directly reused and adaptively selected across tasks and target models. Beyond reuse, it closes the loop between attacking and learning: attack experience is used to diagnose, refine, combine, and discover new skills, which are added back to an ever-growing skill library. This evolution lifts macro-average ASR by 17.5 percentage points on AdvBench and 13.4 points on HarmBench, including a 48.6-point gain against GPT-5.4 on AdvBench, while yielding novel attack strategies such as reframing a direct request as an unfinished document-completion task. Several evolved skills also generalize to unseen prompts and target models without further adaptation. Our code is available at https://github.com/BattleWen/JailbreakSkill.

cs.AI↗

MARCH: Scaling Recurrent Memory with Content-Routed State Anchors

Transformers owe much of their strong long-context retrieval capability to a token-level memory that grows with context length. This flexibility, however, incurs a quadratic computation complexity during training and a key--value cache that grows linearly during autoregressive inference. Recurrent alternatives offer efficient decoding by compressing the entire history into a fixed-size state, but often underperform on recall-intensive tasks since earlier associations usually get overwritten by subsequent updates, and only the most recent contextual information is retained. In this paper, we introduce Memory-Anchor Routing across Context History (MARCH), a network architecture that effectively scales state-space models beyond a fixed-size dimension, while maintaining computational efficiency over long-sequences. MARCH periodically caches cumulative recurrent-state checkpoints as state anchors and associates each anchor with a compact, content-conditioned anchor key. This lets MARCH maintain a memory bank, which can grow as context length increases, providing a controllable trade-off between historical resolution and memory cost. At each token, MARCH produces an anchor query to attend all causally available state anchors, and the output is calculated as an attention-style aggregation over all historical anchors along the current state. We show that after standard pretraining, MARCH consistently outperforms multiple linear attention variants across commonsense reasoning, LongBench, and in-context retrieval. These results demonstrate that content-routed state caching substantially strengthens recurrent long-range memory while preserving its native computation path.

cs.LG↗

An Early Warning of Emerging Biosecurity Risks in Frontier LLMs

Frontier large language models (LLMs) are increasingly integrated into scientific workflows, yet their growing biological capabilities may outpace current safeguards. To assess the biological risks of frontier models, we develop Intern-BioBreaker, a specialized bio-red-teaming model, together with an integrated computational-to-physical framework that couples model-level stress testing with wet-lab validation. Within this framework, Intern-BioBreaker generates targeted jailbreak prompts to test whether aligned models can be induced to provide operational guidance for safety-sensitive biological tasks or produce sequence-level outputs with potentially harmful properties. Selected sequence outputs are then carried forward for DNA synthesis, host expression, and orthogonal protein verification to assess whether model-generated designs can yield the intended biological products. Our evaluation reveals a concerning gap between text-level safeguards and the risks posed by capable scientific models: (i) Intern-BioBreaker outperforms baseline attack models and reveals widespread bio-risk jailbreak vulnerabilities across both open-weight and proprietary frontier LLMs, with several targets reaching near-saturated or 100% task-level attack success rate (ASR); (ii) in sequence-level case studies, GPT-5.5 can be induced to generate modified viral candidate sequences with pathogenic potential; the corresponding translated proteins may exhibit even stronger receptor-binding affinity and thus enhanced infection potential; and (iii) end-to-end verification shows that selected model-generated biological designs are not merely textual artifacts, but can be physically realized under controlled experimental settings. These findings underscore the need for stronger biological red-teaming, nucleic acid synthesis screening, and safety mechanisms that keep pace with model capabilities.

cs.CL↗

Can Post-Training Transform LLMs into Causal Reasoners?

Causal inference is essential for decision-making but remains challenging for non-experts. While large language models (LLMs) show promise in this domain, their precise causal estimation capabilities are still limited, and the impact of post-training on these abilities is insufficiently explored. This paper examines the extent to which post-training can enhance LLMs' capacity for causal inference. We introduce CauGym, a comprehensive dataset comprising seven core causal tasks for training and five diverse test sets. Using this dataset, we systematically evaluate five post-training approaches: SFT, DPO, KTO, PPO, and GRPO. Across five in-domain and four existing benchmarks, our experiments demonstrate that appropriate post-training enables smaller LLMs to perform causal inference competitively, often surpassing much larger models. Our 14B parameter model achieves 93.5% accuracy on the CaLM benchmark, compared to 55.4% by OpenAI o3. Furthermore, the post-trained LLMs exhibit strong generalization and robustness under real-world conditions such as distribution shifts and noisy data. Collectively, these findings provide the first systematic evidence that targeted post-training can produce reliable and robust LLM-based causal reasoners. Our data and GRPO-model are available at https://github.com/OpenCausaLab/CauGym.

cs.CL↗

Gradient Immunity: Null-Space Resistance to Malicious Fine-Tuning

Released aligned large language models remain vulnerable to malicious downstream finetuning. Existing defenses are largely designed for the fine-tuning-as-a-service (FTaaS) paradigm or rely on downstream users to follow additional safety procedures, and therefore do not directly address the setting we study: a provider controlled partially protected open-weight (PPOW) release setting in which most weights remain trainable while a small safety-critical component is preserved at release. We propose a Unidirectional Safety Gate (USG), instantiated as a Null Space Cubic Layer together with an Inverse Adapter inserted after the final Transformer layer. During downstream fine-tuning, the cubic layer suppresses or blocks gradients from harmful samples whose hidden states fall in a calibrated protected region, while the Inverse Adapter restores the base model's forward behavior. In practice, we calibrate a threshold using defender-held harmful data, allowing protection to generalize to nearby in-distribution harmful samples. Across six evaluated model-dataset settings, USG keeps post-finetuning attack success rate close to the pre-release level under a fixed release threshold, while maintaining high safe-pass rates on easier settings and exhibiting a clearer safety-utility trade-off on unsafe samples from BeaverTails. These results suggest that release-time representation-space blocking can raise the cost of malicious downstream adaptation without requiring downstream cooperation. The code is available at https://github.com/OpenCausaLab/Gradient-Immunity.

cs.CR↗

DataShield: Uncovering Risky Fine-Tuning Data Across LLMs Through Consensus Subspace Alignment

Fine-tuning large language models (LLMs) on domain-specific datasets has become a standard paradigm for adapting LLMs to specialized applications. However, recent work has shown that even fine-tuning on benign task-specific data can substantially weaken the safety capabilities of LLMs. While existing efforts have made progress in identifying data responsible for safety degradation, they usually rely on a single mean vector computed over a specific model with its tokenizer to represent the safety direction, which limits both the effectiveness and transferability of their risk assessment measures. To address these limitations, we propose DataShield, a data assessment framework that identifies risky fine-tuning samples and response segments through consensus subspace alignment over joint safety-critical semantic spaces derived from multiple safety-aligned LLMs. Within these spaces, DataShield extracts consensus safe and unsafe subspaces using semantic spectral decomposition over safe and unsafe data representations. The risk of a data sample or segment is then estimated by measuring its relative alignment with the unsafe and safe subspaces, enabling both sample-level filtering and fine-grained segment-level masking. Compared with state-of-the-art filtering and masking baselines, DataShield reduces ASR by 14.6\% with sample filtering and 32.3\% with segment masking, while preserving downstream utility and avoiding target-model-specific risk computation.

cs.CR↗

Deep Interaction: An Efficient Human-AI Interaction Method for Large Reasoning Models

The emergence of Chain-of-Thought (CoT) reasoning has significantly enhanced the ability of large language models (LLMs) to tackle complex, multi-step tasks. However, when errors occur, current interaction approaches typically involve re-generating another response that may make mistakes again, or users laboriously flag the faulty step in follow-up turns that may get responses followed by similar errors recurring. To address this issue, we propose an efficient human intervention mechanism for precisely correcting reasoning errors in LLMs, termed Deep Interaction. Our approach enables direct editing of the original response, allowing erroneous parts to be corrected while preserving accurate reasoning steps. We refine the edited CoT into a distilled prompt, which then steers the LLM along the corrected reasoning path. Experimental results show that our method achieves over a 25% improvement in correction success rate and reduces token usage by approximately 40% on STEM tasks reasoning compared to baseline approaches.

cs.AI↗

CauScale: Neural Causal Discovery at Scale

Causal discovery is essential for advancing data-driven fields such as scientific AI and data analysis, yet existing approaches face significant time- and space-efficiency bottlenecks when scaling to large graphs. To address this challenge, we present CauScale, a neural architecture designed for efficient causal discovery that scales inference to graphs with up to 1000 nodes. CauScale improves time efficiency via a reduction unit that compresses data embeddings and improves space efficiency by adopting tied attention weights to avoid maintaining axis-specific attention maps. To keep high causal discovery accuracy, CauScale adopts a two-stream design: a data stream extracts relational evidence from high-dimensional observations, while a graph stream integrates statistical graph priors and preserves key structural signals. CauScale successfully scales to 500-node graphs during training, where prior work fails due to space limitations. Across testing data with varying graph scales and causal mechanisms, CauScale achieves 99.6% mAP on in-distribution data and 84.4% on out-of-distribution data, while delivering 4-13,000 times inference speedups over prior methods. Our project page is at https://github.com/OpenCausaLab/CauScale.

cs.LG↗

Critique-GRPO: Advancing LLM Reasoning with Natural Language and Numerical Feedback

Recent advances in reinforcement learning (RL) using numerical rewards have significantly enhanced the complex reasoning capabilities of large language models (LLMs). However, we identify three fundamental limitations of purely numerical feedback: performance plateaus, ineffective spontaneous self-reflection, and persistent failures. We show that plateaued RL models can successfully refine failed solutions when given natural language critiques. Motivated by this, we propose Critique-GRPO, an online RL framework that integrates both natural language and numerical feedback for policy optimization. This approach enables LLMs to learn simultaneously from initial responses and critique-guided refinements, effectively internalizing the exploration benefits of both stages. Extensive experiments show that Critique-GRPO outperforms all compared supervised and RL-based fine-tuning methods, achieving average Pass@1 improvements of approximately +15.0-21.6% on various Qwen models and +7.3% on Llama-3.2-3B-Instruct across eight challenging reasoning tasks. Notably, Critique-GRPO facilitates effective self-improvement through self-critiquing, achieving substantial gains over GRPO, e.g., a +16.7% Pass@1 improvement on AIME 2024. The code and models are released at: https://github.com/zhangxy-2019/critique-GRPO

cs.CL↗

REFLECTOR: Internalizing Step-wise Reflection against Indirect Jailbreak

While Large Language Models (LLMs) demonstrate remarkable capabilities, they remain susceptible to sophisticated, multi-step jailbreak attacks that circumvent conventional surface-level safety alignment by exploiting the internal generation process. To address these vulnerabilities, we propose Reflector, a principled two-stage framework that internalizes self-reflection within the generation trajectory. Reflector first leverages teacher-guided generation to produce high-quality reflection data for supervised fine-tuning (SFT), establishing structured reflection patterns. It subsequently uses Reinforcement Learning (RL) with outcome-driven and reward-validity supervision to instill robust, autonomous self-reflection capabilities. Empirical results show that Reflector achieves Defense Success Rates (DSR) exceeding 90% against complex indirect attacks while generalizing robustly across diverse threat scenarios. Notably, the framework enhances both task-specific and general utility, yielding a 5.85% gain on GSM8K alongside improved performance on knowledge-intensive benchmarks. By internalizing trajectory-level safety, Reflector overcomes the fundamental limitations of surface alignment without significant computational overhead, offering an efficient and scalable solution for the development of safe and capable LLMs.

cs.LG↗

EvoDefense: Co-Evolving Black-Box Defense with Large Language Models

Large Language Models (LLMs) remain highly vulnerable to diverse attacks, particularly in black-box settings where the internals of target models are inaccessible. Existing black-box defenses typically rely on pre-defined filtering heuristics, which often fail to generalize to unseen attack types and target model architectures. We introduce EvoDefense, an experience-guided co-evolving black-box defense paradigm. EvoDefense employs a guard LLM to detect malicious queries and an experience memory module to accumulate defense knowledge from previous interactions. At the core of EvoDefense is a continuous attack-defense evolution loop, where an attack generator and the guard model iteratively refine their attack strategies and defense policies through experience-guided optimization. This design enables EvoDefense to generalize across unseen attacks and target models without retraining. Experiments on HarmBench, AdvBench, and AlpacaEval show that EvoDefense achieves consistently strong defense performance across seven popular models and five representative LLM attacks, while preserving competitive general capabilities. On HarmBench, EvoDefense reduces the attack success rate (ASR) of AutoDAN-turbo on Gemini-3-flash and LLaMA-3-8B-Instruct from 29.4% and 43.4% to 8.4% and 6.2%, respectively.

cs.CR↗

AgentDoG 1.5: A Lightweight and Scalable Alignment Framework for AI Agent Safety and Security

Modern open-world agents such as OpenClaw exhibit powerful cross-environment execution capabilities yet introduce broad new safety risk sources. Meanwhile, advanced frontier AI models drastically lower attack barriers, rendering current agent alignment frameworks inadequate for real-world deployment. To tackle these emerging threats, we propose a lightweight and scalable agent safety alignment framework. Specifically, we update the agent safety taxonomy to accommodate emergent risks from Codex and OpenClaw execution scenarios. We further build a taxonomy-guided data engine with influence-function purification to train lightweight AgentDoG 1.5 variants (0.8B, 2B, 4B, and 8B parameters) using only around 1k samples, achieving comparable performance with leading closed-source models (e.g., GPT-5.4). Based on AgentDoG 1.5, we construct a highly efficient agentic safety SFT and RL training environment, which reduces deployment overhead in Docker-level environments by two orders of magnitude. Finally, we deploy AgentDoG 1.5 as a training-free online guardrail for real-time safety moderation. Extensive experimental results indicate that AgentDoG 1.5 achieves state-of-the-art performance in diverse and complex interactive agentic scenarios. All models and datasets are openly released.

cs.AI↗

Metacognition as Reward: Reinforcing LLM Reasoning via Knowledge and Regulation Signals

Recent RL methods have substantially improved the reasoning abilities of LLMs. Existing reward designs mainly follow two paradigms: (1) Reinforcement learning with verifiable rewards (RLVR) derives outcome signals from executable checks or ground-truth answers, but provides limited guidance for intermediate reasoning behaviors. (2) Rubrics-as-reward (RaR) goes beyond final-answer checking by using natural-language rubrics to assess reasoning quality and task compliance, but often requires instance-specific rubrics and substantial design effort. To address these issues, we introduce Metacognition-as-Reward (MaR), a metacognition-inspired RL framework that guides LLM reasoning through two general process dimensions: i) metacognitive knowledge, which identifies task-relevant information without hand-crafted instance-specific rubrics, and ii) metacognitive regulation, which plans and adjusts the reasoning process to provide reward guidance beyond final-answer outcomes. MaR scaffolds model rollouts into explicit metacognitive components and optimizes them with a trajectory-level reward over task knowledge coverage, regulation fidelity, and final-answer correctness. In this way, MaR extends reward feedback to reasoning trajectories while grounding the reward signals in general metacognitive dimensions. Experiments on 22 benchmarks show that MaR consistently improves model performance, achieving up to a 7.7% gain over the base model and up to an 11.0% gain over vanilla DAPO. Notably, Qwen3.5-9B + MaR narrows the gap to frontier models, surpassing GPT-OSS-120B on overall average and outperforming stronger models on several individual benchmarks. Process-level analysis further shows substantial improvements in reasoning process quality. MaR also generalizes to out-of-domain datasets, where MaR-trained models improve over their corresponding base models on average.

cs.CL↗

Causal-Adapter: Taming Text-to-Image Diffusion for Faithful Counterfactual Generation

We present Causal-Adapter, a modular framework that adapts frozen text-to-image diffusion backbones for counterfactual image generation. Our method supports causal interventions on target attributes and consistently propagates their effects to causal dependents while preserving the core identity of the image. Unlike prior approaches that rely on prompt engineering without explicit causal structure, Causal-Adapter leverages structural causal modeling with two attribute-regularization strategies: (i) prompt-aligned injection, which aligns causal attributes with textual embeddings for precise semantic control, and (ii) a conditioned token contrastive loss that disentangles attribute factors and reduces spurious correlations. Causal-Adapter achieves state-of-the-art performance on both synthetic and real-world datasets, including up to a 91% reduction in MAE on Pendulum for accurate attribute control and up to an 87% reduction in FID on ADNI for high-fidelity MRI generation. These results demonstrate robust, generalizable counterfactual editing with faithful attribute modification and strong identity preservation. Code and models will be released at: https://leitong02.github.io/causaladapter/.

cs.CV↗

UniJEPA: Enhancing Robot Policy via Unified Continuous and Discrete Representation Learning

Building generalist robot policies that can handle diverse tasks in open-ended environments is a central challenge in robotics. To leverage knowledge from large-scale pretraining, prior work (VLA) has typically built generalist policies either on top of vision-language understanding models (VLMs) or generative models. However, both semantic understanding from vision-language pretraining and visual dynamics modeling from visual-generation pretraining are crucial for embodied robots. Recent unified models of generation and understanding have demonstrated strong capabilities in both comprehension and generation through large-scale pretraining. We posit that robotic policy learning can likewise benefit from the combined strengths of understanding, planning, and continuous future representation learning. Building on this insight, we introduce UniJEPA, which acquires the ability to dynamically model high-dimensional visual features through pretraining on over 1M internet-scale instructional manipulation videos. Subsequently, UniJEPA is fine-tuned on data collected from the robot embodiment, enabling the learning of mappings from predictive representations to action tokens. Extensive experiments show our approach consistently outperforms baseline methods in terms of 9\% and 12\% across simulation environments and real-world out-of-distribution tasks.

cs.RO↗

Not All Turns Matter: Credit Assignment for Multi-Turn Jailbreaking

Deploying LLMs in multi-turn dialogues facilitates jailbreak attacks that distribute harmful intent across seemingly benign turns. Recent training-based multi-turn jailbreak methods learn long-horizon attack strategies from interaction feedback, but often rely on coarse trajectory-level outcome signals that broadcast uniformly to every turn. However, we find that turn-level contributions in multi-turn jailbreaking are non-uniform, phase-dependent, and target-specific. Such coarse outcome supervision induces a credit assignment problem, leading to over-rewarding redundant turns in successful trajectories and under-crediting useful intermediate turns in failed ones. To address this, we propose TRACE, a turn-aware credit assignment framework for reinforcement learning (RL)-based multi-turn jailbreaking. For successful trajectories, TRACE estimates turn-level contributions via leave-one-turn-out semantic masking; for failed ones, TRACE assigns penalties based on prompt harmfulness and semantic relevance, with an additional local refusal-aware penalty. Furthermore, we reuse the attack-side credit signal for multi-turn defense alignment. Extensive experiments on open-source and closed-source targets show that TRACE achieves strong overall performance in effectiveness, transferability, and efficiency, yielding about a 25% relative improvement in attack success rate over the strongest RL baseline while also improving the safety-utility balance when reused for defense alignment.

cs.AI↗

Internalizing Safety Understanding in Large Reasoning Models via Verification

While explicit Chain-of-Thought (CoT) empowers large reasoning models (LRMs), it enables the generation of riskier final answers. Current alignment paradigms primarily rely on externally enforced compliance, optimizing models to detect malicious prompts rather than evaluating the safety of their own outputs. We argue that this approach remains largely behavioral: our empirical analysis reveals that ostensibly aligned models lack intrinsic safety understanding, often failing to verify their own response safety and remaining vulnerable to adversarial jailbreaks. To address this fundamental limitation, we propose Safety Internal (SInternal), a framework that internalizes safety specifications by training LRMs exclusively on safety verification tasks to critique their own generated answers using expert reasoning trajectories. We demonstrate that learning to verify induces a strong generalization for response safety, significantly enhancing robustness against out-of-domain jailbreaks. Furthermore, when combined with reinforcement learning, SInternal serves as a superior initialization compared to standard supervised fine-tuning, suggesting that internalizing safety understanding creates a more robust foundation for alignment than merely mimicking safe behaviors. Our codes are available at https://github.com/AlphaLab-USTC/SInternal

cs.AI↗

Self-ReSET: Learning to Self-Recover from Unsafe Reasoning Trajectories

Large Reasoning Models possess remarkable capabilities for self-correction in general domain; however, they frequently struggle to recover from unsafe reasoning trajectories under adversarial attacks. Existing alignment methods attempt to mitigate this vulnerability by fine-tuning the model on expert data including reflection traces or adversarial prefixes. Crucially, these approaches are often hindered by static training data which inevitably deviate from model's dynamic, on-policy reasoning traces, resulting in model hardly covering its vast generation space and learning to recover from its own failures. To bridge this gap, we propose Self-ReSET, a pure reinforcement learning framework designed to equip LRMs with the intrinsic capacity to recover from their own safety error trajectories, which are subsequently reused as an initial state for reinforcement learning. Extensive experiments across various LRMs and benchmarks demonstrate that Self-ReSET significantly enhances robustness against adversarial attacks especially out-of-distribution (OOD) jailbreak prompts while maintaining general utility, along with efficient data utilization. Further analysis reveals that our method effectively fosters self-recovery patterns, enabling models to better identify and recover from unsafe intermediate error states back to benign paths. Our codes and data are available at https://github.com/Ing1024/Self-ReSET.

cs.AI↗