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David Watson

Publications and source records attributed to David Watson.

18 recordsLinked to original sources

Robust Counterfactual Policy Optimisation via Nondeterministic Causal Models

Counterfactual inference approaches for sequential decision-making typically assume deterministic causal models, where all randomness stems from latent variables. However, Markov Decision Processes (MDPs) are inherently stochastic. We address this by formalising counterfactual policy optimisation under probabilistic nondeterministic causal models, which properly separates latent confounding from irreducible stochasticity, and here propose a first practical optimisation problem for identifying robust counterfactual policies under a sensitivity analysis framework. We validate our approach on a sepsis treatment simulator, where diabetes status acts as a hidden global confounder.

cs.LG

Which Modality Decides? Counterfactual Modality Attribution for Multimodal LLMs

Multimodal large language models (MLLMs) increasingly support high-stakes decision making by combining complementary information from images and text. While existing explainability methods identify influential image regions or text tokens, they cannot answer a fundamental question: which modality drives a prediction? Consequently, a model may produce the correct output while relying on the wrong source of evidence, masking shortcut learning and unsafe reasoning. We formulate modality attribution as a complementary explainability objective for multimodal foundation models and propose Counterfactual Modality Attribution (CMA), the first framework for quantifying modality-level contributions in MLLMs. CMA generates image-only, text-only, and joint multimodal counterfactuals using coupled diffusion priors and converts them into principled modality attribution scores through a cooperative game-theoretic formulation based on Shapley values. We evaluate CMA on controlled synthetic benchmarks with known ground-truth modality reliance and on a real-world multimodal clinical dataset. CMA correctly identifies the decision-driving modality in 98% of controlled cases and consistently outperforms baselines, revealing failures of cross-modal reasoning that remain invisible to predictive accuracy alone. Our results establish modality attribution as a complementary dimension of explainability beyond feature attribution, providing a principled framework for auditing multimodal foundation models in safety-critical applications.

cs.CV

Causal ASCEND: Scalable Two-tier Causal Discovery on High Dimensional Multi-omics Data

Biological systems exhibit a hierarchical structure, characterised by directed flow from upstream regulators to downstream effects. Although this ordering provides a natural scaffold for causal inference, most causal discovery and GRN methods either ignore the tiered organisation or condition on all upstream variables, which becomes infeasible for high-dimensional omics data. We present ASCEND (Ancestral Scalable Causal discovEry via iNherited Descent), a constraint-based framework that leverages known two-tiered structure to enable genome-scale causal discovery. ASCEND introduces a divide-and-conquer strategy that maintains dynamically updated ancestral conditioning sets for each downstream variable, dramatically reducing the number of conditional independence tests required, and achieves polynomial-time complexity where traditional approaches face exponential blow-up. Through extensive simulations and real biological data, we demonstrate that ASCEND accurately recovers ancestral relationships, scales properly and much faster, and outperforms existing gene regulatory network inference methods in both causal precision and computational efficiency. The algorithm's ability to resolve directionality makes it particularly suited for integrating multi-omic data where upstream regulators (e.g., SNPs, methylation sites) and downstream responses (e.g., gene expression) are measured jointly.

stat.ML

Explainable Control Framework (XCF) based on Fuzzy Model-Agnostic Explanation and LLM Agent-Supported Interface

Increasing demand for precise and reliable control in complex scenarios has led to the development of increasingly sophisticated controllers, including data-driven approaches employing closed box models and mathematically rigorous yet complex designs. This complexity highlights the needs for explainable control that can provide human-understandable insights into controller behavior. In this paper, an explainable control framework (XCF) along with supporting algorithms and user interface are proposed to explain how controllers determine their control actions and their underlying working mechanism. The novel contributions of this work are threefold: First, the XCF is designed to provide model-agnostic explanations for controllers in closed-loop systems and can optionally refine local explanations by system response dynamics. Second, a novel explanation method, hierarchical fuzzy model-agnostic explanation for control systems (HFMAE-C), is proposed based on the designed framework. The HFMAE-C employs a fuzzy logic system to approximate the controller's behavior and system dynamics, providing sample, local, domain and universe level explanations via IF-THEN rules revealing the controller's decision logic and salience values quantifying the contribution of system states to control actions. Third, a large language model agent-supported user interface is developed to automatically analyze user requirements, select appropriate algorithms, interpret the generated explanations to a natural language report, and provide interactive consultation. Case studies on inverted pendulum system and Turtlebot obstacle avoidance demonstrate the effectiveness of the proposed method through simulated user experiments and quantitative comparisons with mainstream explainable control approaches.

cs.HC

Fairness under uncertainty in sequential decisions

Fair machine learning (ML) methods help identify and mitigate the risk that algorithms encode or automate social injustices. Algorithmic approaches alone cannot resolve structural inequalities, but they can support socio-technical decision systems by surfacing discriminatory biases, clarifying trade-offs, and enabling governance. Although fairness is well studied in supervised learning, many real ML applications are online and sequential, with prior decisions informing future ones. Each decision is taken under uncertainty due to unobserved counterfactuals and finite samples, with dire consequences for under-represented groups, systematically under-observed due to historical exclusion and selective feedback. A bank cannot know whether a denied loan would have been repaid, and may have less data on marginalized populations. This paper introduces a taxonomy of uncertainty in sequential decision-making -- model, feedback, and prediction uncertainty -- providing shared vocabulary for assessing systems where uncertainty is unevenly distributed across groups. We formalize model and feedback uncertainty via counterfactual logic and reinforcement learning, and illustrate harms to decision makers (unrealized gains/losses) and subjects (compounding exclusion, reduced access) of policies that ignore the unobserved space. Algorithmic examples show it is possible to reduce outcome variance for disadvantaged groups while preserving institutional objectives (e.g. expected utility). Experiments on data simulated with varying bias show how unequal uncertainty and selective feedback produce disparities, and how uncertainty-aware exploration alters fairness metrics. The framework equips practitioners to diagnose, audit, and govern fairness risks. Where uncertainty drives unfairness rather than incidental noise, accounting for it is essential to fair and effective decision-making.

cs.LG

Calibrate-Then-Delegate: Safety Monitoring with Risk and Budget Guarantees via Model Cascades

Monitoring LLM safety at scale requires balancing cost and accuracy: a cheap latent-space probe can screen every input, but hard cases should be escalated to a more expensive expert. Existing cascades delegate based on probe uncertainty, but uncertainty is a poor proxy for the utility of an expert call, as it ignores whether the expert would actually improve the prediction. To address this problem, we introduce Calibrate-Then-Delegate (CTD), a model-cascade approach that provides probabilistic guarantees on either computation cost or safety performance while enabling instance-level (streaming) decisions. CTD builds on a novel delegation value (DV) probe, a lightweight model operating on the same internal representations as the safety probe that predicts the benefit of replacing the probe score with the expert score after an expert call. CTD calibrates a threshold on the DV signal using held-out data and multiple hypothesis testing, yielding finite-sample guarantees while optimising the complementary objective. Evaluated on four safety datasets using learned-attention probes, CTD improves over uncertainty-based delegation over much of the budget range, avoids unnecessary expert calls, and extracts positive-value subsets even from groups where the expert score is worse than the probe score on average. Ablations across four probe architectures show that these findings are not specific to any particular architecture.

cs.LG

What Kind of Reasoning (if any) is an LLM actually doing? On the Stochastic Nature and Abductive Appearance of Large Language Models

This article looks at how reasoning works in current Large Language Models (LLMs) that function using the token-completion method. It examines their stochastic nature and their similarity to human abductive reasoning. The argument is that these LLMs create text based on learned patterns rather than performing actual abductive reasoning. When their output seems abductive, this is largely because they are trained on human-generated texts that include reasoning structures. Examples are used to show how LLMs can produce plausible ideas, mimic commonsense reasoning, and give explanatory answers without being grounded in truth, semantics, verification, or understanding, and without performing any real abductive reasoning. This dual nature, where the models have a stochastic base but appear abductive in use, has important consequences for how LLMs are evaluated and applied. They can assist with generating ideas and supporting human thinking, but their outputs must be critically assessed because they cannot identify truth or verify their explanations. The article concludes by addressing five objections to these points, noting some limitations in the analysis, and offering an overall evaluation.

cs.CL

Abstract Counterfactuals for Language Model Agents

Counterfactual inference is a powerful tool for analysing and evaluating autonomous agents, but its application to language model (LM) agents remains challenging. Existing work on counterfactuals in LMs has primarily focused on token-level counterfactuals, which are often inadequate for LM agents due to their open-ended action spaces. Unlike traditional agents with fixed, clearly defined action spaces, the actions of LM agents are often implicit in the strings they output, making their action spaces difficult to define and interpret. Furthermore, the meanings of individual tokens can shift depending on the context, adding complexity to token-level reasoning and sometimes leading to biased or meaningless counterfactuals. We introduce \emph{Abstract Counterfactuals}, a framework that emphasises high-level characteristics of actions and interactions within an environment, enabling counterfactual reasoning tailored to user-relevant features. Our experiments demonstrate that the approach produces consistent and meaningful counterfactuals while minimising the undesired side effects of token-level methods. We conduct experiments on text-based games and counterfactual text generation, while considering both token-level and latent-space interventions.

cs.LG

Multi-omic Causal Discovery using Genotypes and Gene Expression

Causal discovery in multi-omic datasets is crucial for understanding the bigger picture of gene regulatory mechanisms, but remains challenging due to high dimensionality, differentiation of direct from indirect relationships, and hidden confounders. We introduce GENESIS (GEne Network inference from Expression SIgnals and SNPs), a constraint-based algorithm that leverages the natural causal precedence of genotypes to infer ancestral relationships in transcriptomic data. Unlike traditional causal discovery methods that start with a fully connected graph, GENESIS initialises an empty ancestrality matrix and iteratively populates it with direct, indirect or non-causal relationships using a series of provably sound marginal and conditional independence tests. By integrating genotypes as fixed causal anchors, GENESIS provides a principled ``head start'' to classical causal discovery algorithms, restricting the search space to biologically plausible edges. We test GENESIS on synthetic and real-world genomic datasets. This framework offers a powerful avenue for uncovering causal pathways in complex traits, with promising applications to functional genomics, drug discovery, and precision medicine.

q-bio.GN

The Switch, the Ladder, and the Matrix: Models for Classifying AI Systems

Organisations that design and deploy artificial intelligence (AI) systems increasingly commit themselves to high-level, ethical principles. However, there still exists a gap between principles and practices in AI ethics. One major obstacle organisations face when attempting to operationalise AI Ethics is the lack of a well-defined material scope. Put differently, the question to which systems and processes AI ethics principles ought to apply remains unanswered. Of course, there exists no universally accepted definition of AI, and different systems pose different ethical challenges. Nevertheless, pragmatic problem-solving demands that things should be sorted so that their grouping will promote successful actions for some specific end. In this article, we review and compare previous attempts to classify AI systems for the purpose of implementing AI governance in practice. We find that attempts to classify AI systems found in previous literature use one of three mental model. The Switch, i.e., a binary approach according to which systems either are or are not considered AI systems depending on their characteristics. The Ladder, i.e., a risk-based approach that classifies systems according to the ethical risks they pose. And the Matrix, i.e., a multi-dimensional classification of systems that take various aspects into account, such as context, data input, and decision-model. Each of these models for classifying AI systems comes with its own set of strengths and weaknesses. By conceptualising different ways of classifying AI systems into simple mental models, we hope to provide organisations that design, deploy, or regulate AI systems with the conceptual tools needed to operationalise AI governance in practice.

cs.CY

Stochastic Causal Programming for Bounding Treatment Effects

Causal effect estimation is important for many tasks in the natural and social sciences. We design algorithms for the continuous partial identification problem: bounding the effects of multivariate, continuous treatments when unmeasured confounding makes identification impossible. Specifically, we cast causal effects as objective functions within a constrained optimization problem, and minimize/maximize these functions to obtain bounds. We combine flexible learning algorithms with Monte Carlo methods to implement a family of solutions under the name of stochastic causal programming. In particular, we show how the generic framework can be efficiently formulated in settings where auxiliary variables are clustered into pre-treatment and post-treatment sets, where no fine-grained causal graph can be easily specified. In these settings, we can avoid the need for fully specifying the distribution family of hidden common causes. Monte Carlo computation is also much simplified, leading to algorithms which are more computationally stable against alternatives.

stat.ML

Local Explanations via Necessity and Sufficiency: Unifying Theory and Practice

Necessity and sufficiency are the building blocks of all successful explanations. Yet despite their importance, these notions have been conceptually underdeveloped and inconsistently applied in explainable artificial intelligence (XAI), a fast-growing research area that is so far lacking in firm theoretical foundations. Building on work in logic, probability, and causality, we establish the central role of necessity and sufficiency in XAI, unifying seemingly disparate methods in a single formal framework. We provide a sound and complete algorithm for computing explanatory factors with respect to a given context, and demonstrate its flexibility and competitive performance against state of the art alternatives on various tasks.

cs.LG

Causal Feature Learning for Utility-Maximizing Agents

Discovering high-level causal relations from low-level data is an important and challenging problem that comes up frequently in the natural and social sciences. In a series of papers, Chalupka et al. (2015, 2016a, 2016b, 2017) develop a procedure for causal feature learning (CFL) in an effort to automate this task. We argue that CFL does not recommend coarsening in cases where pragmatic considerations rule in favor of it, and recommends coarsening in cases where pragmatic considerations rule against it. We propose a new technique, pragmatic causal feature learning (PCFL), which extends the original CFL algorithm in useful and intuitive ways. We show that PCFL has the same attractive measure-theoretic properties as the original CFL algorithm. We compare the performance of both methods through theoretical analysis and experiments.

cs.AI

Are the Dead Taking Over Facebook? A Big Data Approach to the Future of Death Online

We project the future accumulation of profiles belonging to deceased Facebook users. Our analysis suggests that a minimum of 1.4 billion users will pass away before 2100 if Facebook ceases to attract new users as of 2018. If the network continues expanding at current rates, however, this number will exceed 4.9 billion. In both cases, a majority of the profiles will belong to non-Western users. In discussing our findings, we draw on the emerging scholarship on digital preservation and stress the challenges arising from curating the profiles of the deceased. We argue that an exclusively commercial approach to data preservation poses important ethical and political risks that demand urgent consideration. We call for a scalable, sustainable, and dignified curation model that incorporates the interests of multiple stakeholders.

cs.CY

Ore deposit exploration, geophysics and cutoff grade

Geophysics testing has always been the most available and affordable information for large scale mineral exploration. This paper uses the geophysics conditions of recent mines to build a model on ore locations. The model will also provide information for cutoff grid.

physics.geo-ph

Crowdsourced science: sociotechnical epistemology in the e-research paradigm

Recent years have seen a surge in online collaboration between experts and amateurs on scientific research. In this article, we analyse the epistemological implications of these crowdsourced projects, with a focus on Zooniverse, the world's largest citizen science web portal. We use quantitative methods to evaluate the platform's success in producing large volumes of observation statements and high impact scientific discoveries relative to more conventional means of data processing. Through empirical evidence, Bayesian reasoning, and conceptual analysis, we show how information and communication technologies enhance the reliability, scalability, and connectivity of crowdsourced e-research, giving online citizen science projects powerful epistemic advantages over more traditional modes of scientific investigation. These results highlight the essential role played by technologically mediated social interaction in contemporary knowledge production. We conclude by calling for an explicitly sociotechnical turn in the philosophy of science that combines insights from statistics and logic to analyse the latest developments in scientific research.

stat.AP

The Case for Modeling Security, Privacy, Usability and Reliability (SPUR) in Automotive Software

Over the past five years, there has been considerable growth and established value in the practice of modeling automotive software requirements. Much of this growth has been centered on requirements of software associated with the established functional areas of an automobile, such as those associated with powertrain, chassis, body, safety and infotainment. This paper makes a case for modeling four additional attributes that are increasingly important as vehicles become information conduits: security, privacy, usability, and reliability. These four attributes are important in creating specifications for embedded in-vehicle automotive software.

cs.SE