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Fan Liu

Publications and source records attributed to Fan Liu.

At least 325 records · Page 18Linked to original sources

Interest-aware Message-Passing GCN for Recommendation

Graph Convolution Networks (GCNs) manifest great potential in recommendation. This is attributed to their capability on learning good user and item embeddings by exploiting the collaborative signals from the high-order neighbors. Like other GCN models, the GCN based recommendation models also suffer from the notorious over-smoothing problem - when stacking more layers, node embeddings become more similar and eventually indistinguishable, resulted in performance degradation. The recently proposed LightGCN and LR-GCN alleviate this problem to some extent, however, we argue that they overlook an important factor for the over-smoothing problem in recommendation, that is, high-order neighboring users with no common interests of a user can be also involved in the user's embedding learning in the graph convolution operation. As a result, the multi-layer graph convolution will make users with dissimilar interests have similar embeddings. In this paper, we propose a novel Interest-aware Message-Passing GCN (IMP-GCN) recommendation model, which performs high-order graph convolution inside subgraphs. The subgraph consists of users with similar interests and their interacted items. To form the subgraphs, we design an unsupervised subgraph generation module, which can effectively identify users with common interests by exploiting both user feature and graph structure. To this end, our model can avoid propagating negative information from high-order neighbors into embedding learning. Experimental results on three large-scale benchmark datasets show that our model can gain performance improvement by stacking more layers and outperform the state-of-the-art GCN-based recommendation models significantly.

cs.IR↗

Symbol-Level Precoding Made Practical for Multi-Level Modulations via Block-Level Rescaling

In this paper, we propose an interference exploitation symbol-level precoding (SLP) method for multi-level modulations via an in-block power allocation scheme to greatly reduce the signaling overhead. Existing SLP approaches require the symbol-level broadcast of the rescaling factor to the users for correct demodulation, which hinders the practical implementation of SLP. The proposed approach allows a block-level broadcast of the rescaling factor as done in traditional block-level precoding, greatly reducing the signaling overhead for SLP without sacrificing the performance. Our derivations further show that the proposed in-block power allocation enjoys an exact closed-form solution and thus does not increase the complexity at the base station (BS). In addition to the significant alleviation of the signaling overhead validated by the effective throughput result, numerical results demonstrate that the proposed power allocation approach also improves the error-rate performance of the existing SLP. Accordingly, the proposed approach enables the practical use of SLP in multi-level modulations.

cs.IT↗

An Overview of Signal Processing Techniques for Joint Communication and Radar Sensing

Joint communication and radar sensing (JCR) represents an emerging research field aiming to integrate the above two functionalities into a single system, sharing a majority of hardware and signal processing modules and, in a typical case, sharing a single transmitted signal. It is recognised as a key approach in significantly improving spectrum efficiency, reducing device size, cost and power consumption, and improving performance thanks to potential close cooperation of the two functions. Advanced signal processing techniques are critical for making the integration efficient, from transmission signal design to receiver processing. This paper provides a comprehensive overview of JCR systems from the signal processing perspective, with a focus on state-of-the-art. A balanced coverage on both transmitter and receiver is provided for three types of JCR systems, communication-centric, radar-centric, and joint design and optimization.

eess.SP↗

Sending or not sending twin-field quantum key distribution with distinguishable decoy states

Twin-field quantum key distribution (TF-QKD) and its variants can overcome the fundamental rate-distance limit of QKD which has been demonstrated in the laboratory and field while their physical implementations with side channels remains to be further researched. We find the external modulation of different intensity states through the test, required in those TF-QKD with post-phase compensation, shows a side channel in frequency domain. Based on this, we propose a complete and undetected eavesdropping attack, named passive frequency shift attack, on sending or not-sending (SNS) TF-QKD protocol given any difference between signal and decoy states in frequency domain which can be extended to other imperfections with distinguishable decoy states. We analyze this attack by giving the formula of upper bound of real secure key rate and comparing it with lower bound of secret key rate under Alice and Bob's estimation with the consideration of actively odd-parity pairing (AOPP) method and finite key effects. The simulation results show that Eve can get full information about the secret key bits without being detected at long distance. Our results emphasize the importance of practical security at source and might provide a valuable reference for the practical implementation of TF-QKD.

quant-ph↗

Cramér-Rao Bound Optimization for Joint Radar-Communication Design

In this paper, we propose multi-input multi-output (MIMO) beamforming designs towards joint radar sensing and multi-user communications. We employ the Cramér-Rao bound (CRB) as a performance metric of target estimation, under both point and extended target scenarios. We then propose minimizing the CRB of radar sensing while guaranteeing a pre-defined level of signal-to-interference-plus-noise ratio (SINR) for each communication user. For the single-user scenario, we derive a closed form for the optimal solution for both cases of point and extended targets. For the multi-user scenario, we show that both problems can be relaxed into semidefinite programming by using the semidefinite relaxation approach, and prove that the global optimum can always be obtained. Finally, we demonstrate numerically that the globally optimal solutions are reachable via the proposed methods, which provide significant gains in target estimation performance over state-of-the-art benchmarks.

eess.SP↗

Fundamentals of Physical Layer Anonymous Communications: Sender Detection and Anonymous Precoding

In the era of big data, anonymity is recognized as an important attribute in privacy-preserving communications. The existing anonymous authentication and routing are applied at higher layers of networks, ignoring physical layer (PHY) also contains privacy-critical information. In this paper, we introduce the concept of PHY anonymity, and reveal that the receiver can unmask the sender's identity by only analyzing the PHY information, i.e., the signaling patterns and the characteristics of channel. We investigate two practical scenarios, where the receiver has more antennas than the sender in the strong receiver case, and vice versa in the strong sender case. For each scenario, we first investigate sender detection strategy at the receiver, and then we develop corresponding anonymous precoding to address anonymity while guaranteeing high receive signal-to-interference-plus-noise-ratio (SINR) for communications. In particular, an interference suppression anonymous precoder is first proposed, assisted by a dedicated transmit phase equalizer for removing phase ambiguity. Afterwards, a constructive interference anonymous precoder is further investigated to utilize the inter-antenna interference as a beneficial element without loss of sender's anonymity. Simulation demonstrates the proposed anonymous precoders are able to preserve the sender's anonymity and simultaneously guarantee high receive SINR, opening a new dimension on PHY anonymous designs.

cs.IT↗

Composite Signalling for DFRC: Dedicated Probing Signal or Not?

Dual-functional radar-communication (DFRC) is a promising new solution to simultaneously probe the radar target and transmit information in wireless networks. In this paper, we study the joint optimization of transmit and receive beamforming for the DFRC system. Specifically, the signal to interference plus noise ratio (SINR) of the radar is maximized under the SINR constraints of the communication user (CU), which characterizes the optimal tradeoff between radar and communication. In addition to simply using the communication signal for target probing, we further consider to exploit dedicated probing signals to enhance the radar sensing performance. We commence by studying the single-CU scenario, where a closed-form solution to the beamforming design problem is provided. It is then proved that a dedicated radar probing signal is not needed. As a further step, we consider a more complicated multi-CU scenario, where the beamforming design is formulated as a non-convex quadratically constrained quadratic programming. The optimal solutions are obtained by applying semidefinite relaxation with guaranteed rank-1 property. It is shown that under the multi-CU scenario, the dedicated probing signal should be employed to improve the radar performance at the cost of implementing an additional interference cancellation at the CU. Finally, the numerical simulations are provided to verify the effectiveness of the proposed algorithm.

cs.IT↗

Bayesian Predictive Beamforming for Vehicular Networks: A Low-overhead Joint Radar-Communication Approach

The development of dual-functional radar-communication (DFRC) systems, where vehicle localization and tracking can be combined with vehicular communication, will lead to more efficient future vehicular networks. In this paper, we develop a predictive beamforming scheme in the context of DFRC systems. We consider a system model where the road-side units estimates and predicts the motion parameters of vehicles based on the echoes of the DFRC signal. Compared to the conventional feedback-based beam tracking approaches, the proposed method can reduce the signaling overhead and improve the accuracy. To accurately estimate the motion parameters of vehicles in real-time, we propose a novel message passing algorithm based on factor graph, which yields near optimal solution to the maximum a posteriori estimation. The beamformers are then designed based on the predicted angles for establishing the communication links.}With the employment of appropriate approximations, all messages on the factor graph can be derived in a closed-form, thus reduce the complexity. Simulation results show that the proposed DFRC based beamforming scheme is superior to the feedback-based approach in terms of both estimation and communication performance. Moreover, the proposed message passing algorithm achieves a similar performance of the high-complexity particle-based methods.

eess.SP↗

Joint Radar-Communication-Based Bayesian Predictive Beamforming for Vehicular Networks

In this paper, we develop a predictive beamforming scheme based on the dual-functional radar-communication (DFRC) technique, where the road-side units estimates the motion parameters of vehicles exploiting the echoes of the DFRC signals. Compared to the conventional feedback-based beam tracking approaches, the proposed method can reduce the signaling overhead and improve the tracking performance. A novel message passing algorithm is proposed, which yields a near optimal performance achieved by the maximum a posteriori estimation. Simulation results have shown the effectiveness of the proposed DFRC based scheme.

eess.SP↗

Radar-assisted Predictive Beamforming for Vehicle-to-Infrastructure Links

In this paper, we propose a radar-assisted predictive beamforming design for vehicle-to-infrastructure (V2I) communication by relying on the joint sensing and communication functionalities at road side units (RSUs). We present a novel extended Kalman filtering (EKF) framework to track and predict kinematic parameters of the vehicle. By exploiting the radar functionality of the RSU we show that the communication beam tracking overheads can be drastically reduced. Numerical results have demonstrated that the proposed radar-assisted approach significantly outperforms the communication-only feedback based technique in both the angle tracking and the downlink communication.

eess.SP↗

A Survey of Convolutional Neural Networks: Analysis, Applications, and Prospects

Convolutional Neural Network (CNN) is one of the most significant networks in the deep learning field. Since CNN made impressive achievements in many areas, including but not limited to computer vision and natural language processing, it attracted much attention both of industry and academia in the past few years. The existing reviews mainly focus on the applications of CNN in different scenarios without considering CNN from a general perspective, and some novel ideas proposed recently are not covered. In this review, we aim to provide novel ideas and prospects in this fast-growing field as much as possible. Besides, not only two-dimensional convolution but also one-dimensional and multi-dimensional ones are involved. First, this review starts with a brief introduction to the history of CNN. Second, we provide an overview of CNN. Third, classic and advanced CNN models are introduced, especially those key points making them reach state-of-the-art results. Fourth, through experimental analysis, we draw some conclusions and provide several rules of thumb for function selection. Fifth, the applications of one-dimensional, two-dimensional, and multi-dimensional convolution are covered. Finally, some open issues and promising directions for CNN are discussed to serve as guidelines for future work.

cs.CV↗

A^2-GCN: An Attribute-aware Attentive GCN Model for Recommendation

As important side information, attributes have been widely exploited in the existing recommender system for better performance. In the real-world scenarios, it is common that some attributes of items/users are missing (e.g., some movies miss the genre data). Prior studies usually use a default value (i.e., "other") to represent the missing attribute, resulting in sub-optimal performance. To address this problem, in this paper, we present an attribute-aware attentive graph convolution network (A${^2}$-GCN). In particular, we first construct a graph, whereby users, items, and attributes are three types of nodes and their associations are edges. Thereafter, we leverage the graph convolution network to characterize the complicated interactions among . To learn the node representation, we turn to the message-passing strategy to aggregate the message passed from the other directly linked types of nodes (e.g., a user or an attribute). To this end, we are capable of incorporating associate attributes to strengthen the user and item representations, and thus naturally solve the attribute missing problem. Considering the fact that for different users, the attributes of an item have different influence on their preference for this item, we design a novel attention mechanism to filter the message passed from an item to a target user by considering the attribute information. Extensive experiments have been conducted on several publicly accessible datasets to justify our model. Results show that our model outperforms several state-of-the-art methods and demonstrate the effectiveness of our attention method.

cs.IR↗

Near-Optimal Interference Exploitation 1-Bit Massive MIMO Precoding via Partial Branch-and-Bound

In this paper, we focus on 1-bit precoding for large-scale antenna systems in the downlink based on the concept of constructive interference (CI). By formulating the optimization problem that aims to maximize the CI effect subject to the 1-bit constraint on the transmit signals, we mathematically prove that, when relaxing the 1-bit constraint, the majority of the obtained transmit signals already satisfy the 1-bit constraint. Based on this important observation, we propose a 1-bit precoding method via a partial branch-and-bound (P-BB) approach, where the BB procedure is only performed for the entries that do not comply with the 1-bit constraint. The proposed P-BB enables the use of the BB framework in large-scale antenna scenarios, which was not applicable due to its prohibitive complexity. Numerical results demonstrate a near-optimal error rate performance for the proposed 1-bit precoding algorithm.

eess.SP↗

Radar-assisted Predictive Beamforming for Vehicular Links: Communication Served by Sensing

In vehicular networks of the future, sensing and communication functionalities will be intertwined. In this paper, we investigate a radar-assisted predictive beamforming design for vehicle-to-infrastructure (V2I) communication by exploiting the dual-functional radar-communication (DFRC) technique. Aiming for realizing joint sensing and communication functionalities at road side units (RSUs), we present a novel extended Kalman filtering (EKF) framework to track and predict kinematic parameters of each vehicle. By exploiting the radar functionality of the RSU we show that the communication beam tracking overheads can be drastically reduced. To improve the sensing accuracy while guaranteeing the downlink communication sum-rate, we further propose a power allocation scheme for multiple vehicles. Numerical results have shown that the proposed DFRC based beam tracking approach significantly outperforms the communication-only feedback based technique in the tracking performance. Furthermore, the designed power allocation method is able to achieve a favorable performance trade-off between sensing and communication.

eess.SP↗

Optimization theory and application of nano-microscopic properties of dielectric microspheres

The dielectric microsphere can be directly embedded into the traditional microscope, which can significantly improve the resolution of the microscope and provide a simple and feasible way to break through the diffraction limit of optical imaging system. However, due to the lack of effective theory and formula system, the resolution limit, magnification and optimal imaging position of the microsphere microsystem cannot be determined, which hinders its application. In this paper, the microscopic theory of dielectric microspheres is studied systematically, and the ray optics is extended to the imaging of dielectric microspheres, so as to establish a formula system containing important optical parameters such as resolution, magnification and imaging position, which provides a solid theoretical basis for further optimization of the nano-microscopic properties of dielectric microspheres. Compared with simulation and experiment, the correctness of the formula system is ensured. The formula shows that the mismatch between refractive index and ambient refractive index limits the resolution of microspheres, and it is an effective method to further improve the resolution to find the optimal refractive index ratio. In addition, the larger refractive index of the medium microsphere and the refractive index of the environment are conducive to the enhancement of the imaging magnification, but the working distance of the microscope objective must be taken into account in the experiment to obtain the ideal imaging position. The theoretical system proposed in this paper effectively explains the optical principle of dielectric microsphere imaging, gives optimized optical parameters, and has been applied in experiments, which is of great value for the practical application of dielectric microsphere nanometer microscopy.

physics.optics↗

Enhancing the Physical Layer Security of Dual-functional Radar Communication Systems

Dual-functional radar communication (DFRC) system has recently attracted significant academic attentions as an enabling solution for realizing radar-communication spectrum sharing. During the DFRC transmission, however, the critical information could be leaked to the targets, which might be potential eavesdroppers. Therefore, the physical layer security has to be taken into consideration. In this paper, fractional programming (FP) problems are formulated to minimize the signal-to-interference-plus-noise ratio (SINR) at targets under the constraints for the SINR of legitimate users. By doing so, the secrecy rate of communication can be guaranteed. We first assume that communication CSI and the angle of the target are precisely known. After that, problem is extended to the cases with uncertainty in the target's location, which indicates that the target might appear in a certain angular interval. Finally, numerical results have been provided to validate the effectiveness of the proposed method showing that it is viable to guarantee both radar and secrecy communication performances by using the techniques we propose.

eess.SP↗

Secure Radar-Communication Systems with Malicious Targets: Integrating Radar, Communications and Jamming Functionalities

This paper studies the physical layer security in a multiple-input-multiple-output (MIMO) dual-functional radar-communication (DFRC) system, which communicates with downlink cellular users and tracks radar targets simultaneously. Here, the radar targets are considered as potential eavesdroppers which might eavesdrop the information from the communication transmitter to legitimate users. To ensure the transmission secrecy, we employ artificial noise (AN) at the transmitter and formulate optimization problems by minimizing the signal-to-interference-plus-noise ratio (SINR) received at radar targets, while guaranteeing the SINR requirement at legitimate users. We first consider the ideal case where both the target angle and the channel state information (CSI) are precisely known. The scenario is further extended to more general cases with target location uncertainty and CSI errors, where we propose robust optimization approaches to guarantee the worst-case performances. Accordingly, the computational complexity is analyzed for each proposed method. Our numerical results show the feasibility of the algorithms with the existence of instantaneous and statistical CSI error. In addition, the secrecy rate of secure DFRC system grows with the increasing angular interval of location uncertainty.

eess.SP↗

Super-Earth masses sculpted by pebble isolation around stars of different masses

We develop a pebble-driven model to study the formation and evolution of planets around stars in the mass range of 0.08 and 1 solar mass. The growth and migration of a large number of individual protoplanetary embryos are simulated in a population synthesis manner. We test two hypotheses for the birth locations of embryos: at the water ice line or log-uniformly distributed over entire protoplanetary disks. Two types of disks with different turbulent viscous parameters alpha of 1e-3 and 1e-4 are investigated, to shed light on the role of outward migration of protoplanets. The forming planets are compared with the observed exoplanets in terms of masses, semimajor axes, metallicities, and water contents. We find that gas giant planets are likely to form when the characteristic disk sizes are larger, the disk accretion rates are higher, the disks are more metal-rich and/or their stellar hosts are more massive. Our model shows that 1) the characteristic mass of super-Earth is set by the pebble isolation mass. Super-Earth masses increase linearly with the mass of its stellar host, corresponding to one Earth mass around a late M-dwarf star and 20 Earth masses around a solar-mass star. 2) The low-mass planets up to 20 Earth masses can form around stars with a wide range of metallicities, while massive gas giant planets are preferred to grow around metal-rich stars. 3) Super-Earth planets that are mainly composed of silicates, with relatively low water fractions can form from protoplanetary embryos at the water ice line in weakly turbulent disks where outward migration is suppressed. However, if the embryos are formed over a wide range of radial distances, the super-Earths would end up having a distinctive, bimodal composition in water mass. Our model succeeds in quantitatively reproducing several important observed properties of exoplanets and correlations with their stellar hosts.

astro-ph.EP↗