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Lenny Fukshansky

Publications and source records attributed to Lenny Fukshansky.

At least 19 recordsLinked to original sources

Structured lattices and their applications to security

Euclidean lattices are an interesting object of study in many regards and can have a rich structure arising from various constructions, e.g., from number field extensions. A particularly interesting class is the one of well-rounded lattices, as they relate to the well-known densest sphere packing problem in geometry, theta function minimization, and the famous Minkowski and Woods conjectures. In addition to being an important mathematical object in their own right, lattices also play a central role in many applications. This paper offers a survey of structured lattices and discusses their recent applications in lattice-based cryptography and secure wireless communications. Our goal is to spark the interest of mathematicians and adjacent communities in these fascinating topics in the intersection of lattices, number theory, cryptography, and wireless communications.

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On indecomposable elements in lattices

We study the distribution of indecomposable elements in Euclidean lattices. A positive element in a lattice is called indecomposable if it cannot be represented as a sum of two other positive nonzero elements. The set of all indecomposables in a lattice forms the Hilbert basis for the positive lattice semigroup. We classify lattices that contain only finitely many indecomposables versus those that contain infinitely many. In the two-dimensional case, we prove that every positive element in a lattice can be represented as a positive integer linear combination of at most two indecomposables, which is a certain variation of the discrete Carath\'eodory's property. In the case of lattices coming from fractional ideals in real quadratic number fields, we obtain an explicit counting estimate for the number of indecomposables with bounded norm, showing logarithmic growth.

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Normal bases of small height in Galois number fields

Let $K$ be a number field of degree $d$ so that $K/\mathbb Q$ is a Galois extension. The {\it normal basis theorem} states that $K$ has a $\mathbb Q$-basis consisting of algebraic conjugates, in fact $K$ contains infinitely many such bases. We prove an effective version of this theorem, obtaining a normal basis for $K/\mathbb Q$ of bounded Weil height with an explicit bound in terms of the degree and discriminant of $K$. In the case when $d$ is prime, we obtain a particularly good bound using a different method.

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On lattices generated by algebraic conjugates of prime degree

We consider Euclidean lattices spanned by images of algebraic conjugates of an algebraic number under Minkowski embedding, investigating their rank, properties of their automorphism groups and sets of minimal vectors. We are especially interested in situations when the resulting lattice is well-rounded. We show that this happens for large Pisot numbers of prime degree, demonstrating infinite families of such lattices. We also fully classify well-rounded lattices from algebraic conjugates in the 2-dimensional case and present various examples in the 3-dimensional case. Finally, we derive a determinant formula for the resulting lattice in the case when the minimal polynomial of an algebraic number has its Galois group of a particular type.

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On lattice illumination of smooth convex bodies

The illumination conjecture is a classical open problem in convex and discrete geometry, asserting that every compact convex body~$K$ in $\mathbb R^n$ can be illuminated by a set of no more than $2^n$ points. If $K$ has smooth boundary, it is known that $n+1$ points are necessary and sufficient. We consider an effective variant of the illumination problem for bodies with smooth boundary, where the illuminating set is restricted to points of a lattice and prove the existence of such a set close to $K$ with an explicit bound on the maximal distance. We produce improved bounds on this distance for certain classes of lattices, exhibiting additional symmetry or near-orthogonality properties. Our approach is based on the geometry of numbers.

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Integral zeros of quadratic polynomials avoiding sublattices

Assuming an integral quadratic polynomial with nonsingular quadratic part has a nontrivial zero on an integer lattice outside of a union of finite-index sublattices, we prove that there exists such a zero of bounded norm and provide an explicit bound. This is a contribution related to the celebrated theorem of Cassels on small-height zeros of quadratic forms, which builds on some previous work in this area. We also demonstrate an application of these results to the problem of effective distribution of angles between vectors in the integer lattice.

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Diophantine avoidance and small-height primitive elements in ideals of number fields

Let $K$ be a number field of degree $d$. Then every ideal $I$ in the ring of integers ${\mathcal O}_K$ contains infinitely many primitive elements, i.e. elements of degree $d$. A bound on smallest height of such an element in $I$ follows from some recent developments in the direction of a 1998 conjecture of W. Ruppert. We prove a very explicit bound like this in the case of quadratic fields. Further, we consider primitive elements in an ideal outside of a finite union of other ideals and prove a bound on the height of a smallest such element. Our main tool is a result on points of small norm in a lattice outside of an algebraic hypersurface and a finite union of sublattices of finite index, which we prove by blending two previous Diophantine avoidance results. We also obtain an avoidance result like this for lattice points in the positive orthant in $\mathbb{R}^d$ and use it to obtain a small-height totally positive primitive element in an ideal of a totally real number field outside of a finite union of other ideals. Additionally, we use our avoidance method to prove a bound on the Mahler measure of a generating non-sparse polynomial for a given number field. Finally, we produce a bound on the height of a smallest primitive generator for a principal ideal in a quadratic number field.

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Deep hole lattices and isogenies of elliptic curves

Given a lattice $L$ in the plane, we define the affiliated deep hole lattice $H(L)$ to be spanned by a shortest vector of $L$ and a deep hole of $L$ contained in the triangle with sides corresponding to the shortest basis vectors. We study the geometric and arithmetic properties of deep hole lattices. In particular we investigate conditions on $L$ under which $H(L)$ is well-rounded and prove that $H(L)$ is defined over the same field as $L$. For the period lattice corresponding to an isomorphism class of elliptic curves, we produce a finite sequence of deep hole lattices ending with a well-rounded lattice which corresponds to a point on the boundary arc of the fundamental strip under the action of $\operatorname{SL}_2(\mathbb{Z})$ on the upper halfplane. In the case of CM elliptic curves, we prove that all elliptic curves generated by this sequence are isogenous to each other and produce bounds on the degree of isogeny. Finally, we produce a counting estimate for the planar lattices with a prescribed deep hole lattice.

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On a new absolute version of Siegel's lemma

We establish a new version of Siegel's lemma over a number field $k$, providing a bound on the maximum of heights of basis vectors of a subspace of $k^N$, $N \geq 2$. In addition to the small-height property, the basis vectors we obtain satisfy certain sparsity condition. Further, we produce a nontrivial bound on the heights of all the possible subspaces generated by subcollections of these basis vectors. Our bounds are absolute in the sense that they do not depend on the field of definition. The main novelty of our method is that it uses only linear algebra and does not rely on the geometry of numbers or the Dirichlet box principle employed in the previous works on this subject.

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Euclidean lattices: theory and applications

In this editorial survey we introduce the special issue of the journal Communications in Mathematics on the topic in the title of the article. Our main goal is to briefly outline some of the main aspects of this important area at the intersection of theory and applications, providing the context for the articles showcased in this special issue.

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On lattice extensions

A lattice $\Lambda$ is said to be an extension of a sublattice $L$ of smaller rank if $L$ is equal to the intersection of $\Lambda$ with the subspace spanned by $L$. The goal of this paper is to initiate a systematic study of the geometry of lattice extensions. We start by proving the existence of a small-determinant extension of a given lattice, and then look at successive minima and covering radius. To this end, we investigate extensions (within an ambient lattice) preserving the successive minima of the given lattice, as well as extensions preserving the covering radius. We also exhibit some interesting arithmetic properties of deep holes of planar lattices.

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On zeros of multilinear polynomials

We consider multivariable polynomials over a fixed number field, linear in some of the variables. For a system of such polynomials satisfying certain technical conditions we prove the existence of search bounds for simultaneous zeros with respect to height. For a single such polynomial, we prove the existence of search bounds with respect to height for zeros lying outside of a prescribed algebraic set. We also obtain search bounds in the case of homogeneous multilinear polynomials, which are related to a so-called "sparse" version of Siegel's lemma. Among the tools we develop are height inequalities that are of some independent interest.

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Cyclic and well-rounded lattices

We focus on two important classes of lattices, the well-rounded and the cyclic. We show that every well-rounded lattice in the plane is similar to a cyclic lattice, and use this cyclic parameterization to count planar well-rounded similarity classes defined over a fixed number field with respect to height. We then investigate cyclic properties of the irreducible root lattices in arbitrary dimensions, in particular classifying those that are simple cyclic, i.e. generated by rotation shifts of a single vector. Finally, we classify cyclic, simple cyclic and well-rounded cyclic lattices coming from rings of integers of Galois algebraic number fields.

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Positive semigroups in lattices and totally real number fields

Let $L$ be a full-rank lattice in $\mathbb R^d$ and write $L^+$ for the semigroup of all vectors with nonnegative coordinates in $L$. We call a basis $X$ for $L$ positive if it is contained in $L^+$. There are infinitely many such bases, and each of them spans a conical semigroup $S(X)$ consisting of all nonnegative integer linear combinations of the vectors of $X$. Such $S(X)$ is a sub-semigroup of $L^+$, and we investigate the distribution of the gaps of $S(X)$ in $L^+$, i.e. the points in $L^+ \setminus S(X)$. We describe some basic properties and counting estimates for these gaps. Our main focus is on the restrictive successive minima of $L^+$ and of $L^+ \setminus S(X)$, for which we produce bounds in the spirit of Minkowski's successive minima theorem and its recent generalizations. We apply these results to obtain analogous bounds for the successive minima with respect to Weil height of totally positive sub-semigroups of ideals in totally real number fields.

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On average coherence of cyclotomic lattices

We introduce maximal and average coherence on lattices by analogy with these notions on frames in Euclidean spaces. Lattices with low coherence can be of interest in signal processing, whereas lattices with high orthogonality defect are of interest in sphere packing problems. As such, coherence and orthogonality defect are different measures of the extent to which a lattice fails to be orthogonal, and maximizing their quotient (normalized for the number of minimal vectors with respect to dimension) gives lattices with particularly good optimization properties. While orthogonality defect is a fairly classical and well-studied notion on various families of lattices, coherence is not. We investigate coherence properties of a nice family of algebraic lattices coming from rings of integers in cyclotomic number fields, proving a simple formula for their average coherence. We look at some examples of such lattices and compare their coherence properties to those of the standard root lattices.

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Counting basis extensions in a lattice

Given a primitive collection of vectors in the integer lattice, we count the number of ways it can be extended to a basis by vectors with sup-norm bounded by $T$, producing an asymptotic estimate as $T \to \infty$. This problem can be interpreted in terms of unimodular matrices, as well as a representation problem for a class of multilinear forms. In the $2$-dimensional case, this problem is also connected to the distribution of Farey fractions. As an auxiliary lemma we prove a counting estimate for the number of integer lattice points of bounded sup-norm in a hyperplane in~$\mathbb R^n$. Our main result on counting basis extensions also generalizes to arbitrary lattices in~$\mathbb R^n$. Finally, we establish some basic properties of sparse representations of integers by multilinear forms.

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On sparse geometry of numbers

Let $L$ be a lattice of full rank in $n$-dimensional real space. A vector in $L$ is called $i$-sparse if it has no more than $i$ nonzero coordinates. We define the $i$-th successive sparsity level of $L$, $s_i(L)$, to be the minimal $s$ so that $L$ has $s$ linearly independent $i$-sparse vectors, then $s_i(L) \leq n$ for each $1 \leq i \leq n$. We investigate sufficient conditions for $s_i(L)$ to be smaller than $n$ and obtain explicit bounds on the sup-norms of the corresponding linearly independent sparse vectors in~$L$. This result can be viewed as a partial sparse analogue of Minkowski's successive minima theorem. We then use this result to study virtually rectangular lattices, establishing conditions for the lattice to be virtually rectangular and determining the index of a rectangular sublattice. We further investigate the $2$-dimensional situation, showing that virtually rectangular lattices in the plane correspond to elliptic curves isogenous to those with real $j$-invariant. We also identify planar virtually rectangular lattices in terms of a natural rationality condition of the geodesics on the modular curve carrying the corresponding points.

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Representing integers by multilinear polynomials

Let $F(\boldsymbol x)$ be a homogeneous polynomial in $n \ge 1$ variables of degree $1 \leq d \leq n$ with integer coefficients so that its degree in every variable is equal to $1$. We give some sufficient conditions on $F$ to ensure that for every integer $b$ there exists an integer vector $\boldsymbol a$ such that $F(\boldsymbol a) = b$. The conditions provided also guarantee that the vector $\boldsymbol a$ can be found in a finite number of steps.

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